Action-Conditioned Risk Gating for Safety-Critical Control under Partial Observability
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Abstract (arXiv)
Many safety-critical control problems are modeled as risk-sensitive partially observable Markov decision processes, where the controller must make decisions from incomplete observations while balancing task performance against safety risk. Although belief-space planning provides a principled solution, maintaining and planning over beliefs can be computationally costly and sensitive to model specification in practical domains. We propose a lightweight risk-gated reinforcement learning approximation for risk-sensitive control under partial observability. The method constructs a compact finite-history proxy state and learns an action-conditioned predictor of near-term safety violation. This predicted candidate-action risk is used in two complementary ways: as a risk penalty during value learning, and as a decision-time gate that interpolates between optimistic and conservative ensemble value estimates. As a result, low-risk actions are evaluated closer to reward-seeking estimates, while high-risk actions are evaluated more conservatively. We evaluate the approach in two safety-critical partially observable domains: automated glucose regulation and safety-constrained navigation. Across adult and adolescent glucose-control cohorts, the method improves overall glycemic tradeoffs and substantially reduces runtime relative to a belief-space planning baseline. On Safety-Gym navigation benchmarks, it achieves a more favorable reward-cost balance than unconstrained RL and several standard safe-RL baselines. These results suggest that action-conditioned near-term risk can provide an effective local signal for approximate risk-sensitive POMDP control when full belief-space planning is impractical.
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References · 17
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5 more
- 2022Safe Reinforcement Learning via Shielding under Partial Observabilitycited by 56
- 2024Comprehensive Overview of Reward Engineering and Shaping in Advancing Reinforcement Learning Applicationscited by 38
- 2022One Risk to Rule Them All: A Risk-Sensitive Perspective on Model-Based Offline Reinforcement Learningcited by 23
- 2022CUP: A Conservative Update Policy Algorithm for Safe Reinforcement Learningcited by 20
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- 2025Safety Representations for Safer Policy Learning
- 2025Safety-Aware Reinforcement Learning for Control via Risk-Sensitive Action-Value Iteration and Quantile Regression
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints
- 2024Physics-informed RL for Maximal Safety Probability Estimation