Hierarchical Causal Abduction: A Foundation Framework for Explainable Model Predictive Control
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Abstract (arXiv)
Model Predictive Control (MPC) is widely used to operate safety-critical infrastructure by predicting future trajectories and optimizing control actions. However, nonlinear dynamics, hard safety constraints, and numerical optimization often render individual control moves opaque to human operators, undermining trust and hindering deployment. This paper presents Hierarchical Causal Abduction (HCA), which combines (i) physics-informed reasoning via domain knowledge graphs, (ii) optimization evidence from Karush--Kuhn--Tucker (KKT) multipliers, and (iii) temporal causal discovery via the PCMCI algorithm to generate faithful, human-interpretable explanations for control actions computed by nonlinear MPC. Across three diverse control applications (greenhouse climate, building HVAC, chemical process engineering) with expert validation, HCA improves explanation accuracy by 53% over LIME (0.478 vs. 0.311) using a single set of cross-domain parameters without per-domain tuning; domain-specific KKT-threshold calibration over 2--3 days further increases accuracy to 0.88. Ablation studies confirm that each evidence source is essential, with 32--37% accuracy degradation when any component is removed, and HCA's ranking-and-validation methodology generalizes beyond MPC to other prediction-based decision systems, including learning-based control and trajectory planning.
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References · 18
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- 2021Physics-Informed Neural Nets for Control of Dynamical Systemscited by 31
6 more
- 2021Physics-informed Neural Networks-based Model Predictive Control for Multi-link Manipulatorscited by 21
- 2023The role of causality in explainable artificial intelligencecited by 17
- 2022Explainable AI via Learning to Optimizecited by 14
- 2021Causal Discovery from Conditionally Stationary Time Seriescited by 12
- 2023Deep Neural Network based Optimal Control of Greenhousescited by 1
- 2025eXplainable AI for data driven control: an inverse optimal control approachcited by 1
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