mlsanityData to 14 Oct 2026

The Refusal--Compliance Tradeoff: A Large-Scale Safety Behavior Audit of Large Language Models

arXiv 2605.05427 ↗First posted 6 May 2026cs.AIcited by 0

On the map: LLM safety and security → Safety alignment, refusal and guardrails

Abstract (arXiv)

Refusal rates are a poor proxy for LLM safety, i.e., a model may over-refuse benign prompts while still complying with harmful ones. We audit both failure modes across 21 open-weight LLMs on four safety benchmarks (OR-Bench, XSTest, ToxiGen, BOLD), using a composition adjustment to isolate model sensitivity from dataset toxicity confounds. We report three findings. First, models adopt fundamentally different calibration strategies: conservative ecosystems such as Llama suppress unsafe outputs at the cost of elevated over-refusals, while permissive ecosystems such as DeepSeek and Qwen preserve helpfulness but tolerate higher harmful compliance. Second, demographic protection is unequal: models over-protect prominent racial and religious groups, frequently refusing even benign prompts about them, while providing substantially weaker protection against disability-targeted attacks. Third, refusal and compliance tendencies are stable within model families across generations and scales, suggesting that post-training objectives shape safety behavior more than architecture. Our results call for joint, demographically-aware, and multi-judge safety evaluation.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security. Builds on 18 of its 29 references that are in the map. First posted on arXiv 6 May 2026.

Builds on

18 of 29 references.

Closest ancestors · 2

Same direction, newest first

  1. 2025ORFuzz: Fuzzing the "Other Side" of LLM Safety -- Testing Over-Refusal15 Aug
  2. 2025Understanding and Mitigating Overrefusal in LLMs from an Unveiling Perspective of Safety Decision Boundary23 May

Other references · 16

  1. 2022Training language models to follow instructions with human feedbackcited by 15,971
  2. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 13,028
  3. 2021On the Opportunities and Risks of Foundation Modelscited by 4,033
  4. 2024Gemini 1.5: Unlocking multimodal understanding across millions of tokens of contextcited by 3,224
  5. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
  6. 2016Equality of Opportunity in Supervised Learningcited by 2,007
  7. 2019A Survey on Bias and Fairness in Machine Learningcited by 1,917
  8. 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,429
  9. 2020RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Modelscited by 1,255
  10. 2024Chatbot Arena: An Open Platform for Evaluating LLMs by Human Preferencecited by 1,184
  11. 2023DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Modelscited by 518
  12. 2021Documenting Large Webtext Corpora: A Case Study on the Colossal Clean Crawled Corpuscited by 492
4 more
  1. 2021BOLD: Dataset and Metrics for Measuring Biases in Open-Ended Language Generationcited by 412
  2. 2024Judging the Judges: A Systematic Study of Position Bias in LLM-as-a-Judgecited by 269
  3. 2024Limitations of the LLM-as-a-Judge Approach for Evaluating LLM Outputs in Expert Knowledge Taskscited by 106
  4. 2024Beyond the Safety Bundle: Auditing the Helpful and Harmless Datasetcited by 8

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Not cited yet.

Similar, not cited

Close in wording, no citation either way

  1. 2024Refuse Whenever You Feel Unsafe: Improving Safety in LLMs via Decoupled Refusal Training
  2. 2026When Behavioral Safety Evaluation Fails: A Representation-Level Perspective
  3. 2026SafeTune: A Unified Faithful Library for Auditing and Repairing Safety Drift in Fine-Tuned LLMs
  4. 2025The Instability of Safety: How Random Seeds and Temperature Expose Inconsistent LLM Refusal Behavior
  5. 2026Do Language Models Know When They'll Refuse? Probing Introspective Awareness of Safety Boundaries
  6. 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal
  7. 2025An Embarrassingly Simple Defense Against LLM Abliteration Attacks
  8. 2025Characterizing Selective Refusal Bias in Large Language Models