mlsanityData to 7 Oct 2026

Frictive Policy Optimization for LLMs: Epistemic Intervention, Risk-Sensitive Control, and Reflective Alignment

arXiv 2604.25136 ↗First posted 28 Apr 2026cs.CL cs.AI cs.LGcited by 2

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Abstract (arXiv)

We propose Frictive Policy Optimization (FPO), a framework for learning language model policies that regulate not only what to say, but when and how to intervene in order to manage epistemic and normative risk. Unlike standard alignment methods that optimize surface-level preference or task utility, FPO treats clarification, verification, challenge, redirection, and refusal as explicit control actions whose purpose is to shape the evolution of belief, commitment, and uncertainty over time. We formalize alignment as a risk-sensitive epistemic control problem in which intervention decisions are selected based on their expected effect on downstream epistemic quality rather than on immediate reward alone. We introduce a compact taxonomy of frictive interventions, a structured friction functional that operationalizes multiple alignment failure modes, and a unified family of FPO methods spanning reward shaping, preference pairing, group-relative ranking, and risk-conditioned trust regions. We further propose an evaluation framework that measures epistemic competence directly through clarification behavior, calibration, contradiction repair, refusal proportionality, and information efficiency. Together, these results provide a formal and algorithmic foundation for learning agents that are aligned not only in outcome, but in epistemic conduct.

Key facts. Cited by 2 papers in the map (data through 7 Oct 2026). Builds on 36 of its 62 references that are in the map. First posted on arXiv 28 Apr 2026.

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36 of 62 references.

References · 36

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24 more
  1. 2021Ethical and social risks of harm from Language Modelscited by 957
  2. 2017Constrained Policy Optimizationcited by 928
  3. 2022Teaching Models to Express Their Uncertainty in Wordscited by 731
  4. 2017Evolution Strategies as a Scalable Alternative to Reinforcement Learningcited by 555
  5. 2020Artificial Intelligence, Values and Alignmentcited by 443
  6. 2016The Option-Critic Architecturecited by 433
  7. 2015Maximum Entropy Deep Inverse Reinforcement Learningcited by 173
  8. 2015Risk-Sensitive and Robust Decision-Making: a CVaR Optimization Approachcited by 162
  9. 2023Decomposing Uncertainty for Large Language Models through Input Clarification Ensemblingcited by 113
  10. 2015Policy Gradient for Coherent Risk Measurescited by 74
  11. 2019SUMBT: Slot-Utterance Matching for Universal and Scalable Belief Trackingcited by 63
  12. 2025Structured Uncertainty guided Clarification for LLM Agentscited by 34
  13. 2023Generative Calibration for In-context Learningcited by 20
  14. 2024A Reductions Approach to Risk-Sensitive Reinforcement Learning with Optimized Certainty Equivalentscited by 15
  15. 2025Epistemic Alignment: A Mediating Framework for User-LLM Knowledge Deliverycited by 14
  16. 2024Common Ground Tracking in Multimodal Dialoguecited by 13
  17. 2024Large Language Models Know What To Say But Not When To Speakcited by 11
  18. 2025Frictional Agent Alignment Framework: Slow Down and Don't Break Thingscited by 10
  19. 2023Truth Machines: Synthesizing Veracity in AI Language Modelscited by 8
  20. 2025Collaborate, Deliberate, Evaluate: How LLM Alignment Affects Coordinated Multi-Agent Outcomescited by 6
  21. 2025Dynamic Epistemic Friction in Dialoguecited by 4
  22. 2021Decision-Theoretic Question Generation for Situated Reference Resolution: An Empirical Study and Computational Modelcited by 3
  23. 2025Learning "Partner-Aware" Collaborators in Multi-Party Collaborationcited by 2
  24. 2025The Polite Liar: Epistemic Pathology in Language Modelscited by 2

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Citing papers per year: 2026: 2.

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  3. 2025The Policy Cliff: A Theoretical Analysis of Reward-Policy Maps in Large Language Models
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  6. 2025Causally-Enhanced Reinforcement Policy Optimization
  7. 2025Trustworthy Reasoning: Evaluating and Enhancing Factual Accuracy in LLM Intermediate Thought Processes
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