Local Linearity of LLMs Enables Activation Steering via Model-Based Linear Optimal Control
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
Abstract (arXiv)
Inference-time LLM alignment methods, particularly activation steering, offer an alternative to fine-tuning by directly modifying activations during generation. Existing methods, however, often rely on non-anticipative interventions that ignore how perturbations propagate through transformer layers and lack online error feedback, resulting in suboptimal, open-loop control. To address this, we show empirically that, despite the nonlinear structure of transformer blocks, layer-wise dynamics across multiple LLM architectures and scales are well-approximated by locally-linear models. Exploiting this property, we model LLM inference as a linear time-varying dynamical system and adapt the classical linear quadratic regulator to compute feedback controllers using layer-wise Jacobians, steering activations toward desired semantic setpoints in closed-loop with minimal computational overhead and no offline training. We also derive theoretical bounds on setpoint tracking error, enabling formal guarantees on steering performance. Using a novel adaptive semantic feature setpoint signal, our method yields robust, fine-grained behavior control across models, scales, and tasks, including state-of-the-art modulation of toxicity, truthfulness, refusal, and arbitrary concepts, surpassing baseline steering methods. Our code is available at: https://github.com/trustworthyrobotics/lqr-activation-steering
Key facts. Cited by 8 papers in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 53 of its 65 references that are in the map. First posted on arXiv 21 Apr 2026.
Builds on
53 of 65 references.
Closest ancestors · 8
Same direction, newest first
- 2026ODESteer: A Unified ODE-Based Steering Framework for LLM Alignment19 Feb
- 2025Activation Steering with a Feedback Controller5 Oct
- 2024CBF-LLM: Safe Control for LLM Alignment28 Aug
- 2024Aligning Large Language Models with Representation Editing: A Control Perspective10 Jun
- 2024ARGS: Alignment as Reward-Guided Search23 Jan
- 2024Contrastive Preference Optimization: Pushing the Boundaries of LLM Performance in Machine Translation16 Jan
- 2023Preference Ranking Optimization for Human Alignment30 Jun
- 2021A General Language Assistant as a Laboratory for Alignment1 Dec
Other references · 45
- 2017Attention Is All You Needcited by 59,932
- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
- 2023LLaMA: Open and Efficient Foundation Language Modelscited by 13,958
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
- 2020Measuring Massive Multitask Language Understandingcited by 7,768
- 2019Parameter-Efficient Transfer Learning for NLPcited by 4,195
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
- 2020Learning to summarize from human feedbackcited by 2,562
- 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
- 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,330
- 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,259
- 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,239
33 more
- 2020RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Modelscited by 1,235
- 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,009
- 2024Refusal in Language Models Is Mediated by a Single Directioncited by 960
- 2023Steering Language Models With Activation Engineeringcited by 824
- 2019Plug and Play Language Models: A Simple Approach to Controlled Text Generationcited by 793
- 2023The Linear Representation Hypothesis and the Geometry of Large Language Modelscited by 679
- 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 673
- 2023RRHF: Rank Responses to Align Language Models with Human Feedback without tearscited by 454
- 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 415
- 2023Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignmentcited by 394
- 2024LLMs Know More Than They Show: On the Intrinsic Representation of LLM Hallucinationscited by 230
- 2024Programming Refusal with Conditional Activation Steeringcited by 191
- 2024ReFT: Representation Finetuning for Language Modelscited by 186
- 2023Defending Large Language Models Against Jailbreaking Attacks Through Goal Prioritizationcited by 156
- 2024Analyzing the Generalization and Reliability of Steering Vectorscited by 130
- 2024Controlling Language and Diffusion Models by Transporting Activationscited by 59
- 2025Angular Steering: Behavior Control via Rotation in Activation Spacecited by 45
- 2023What's the Magic Word? A Control Theory of LLM Promptingcited by 41
- 2024Advancing Parameter Efficiency in Fine-tuning via Representation Editingcited by 37
- 2024Multi-property Steering of Large Language Models with Dynamic Activation Compositioncited by 35
- 2025To Steer or Not to Steer? Mechanistic Error Reduction with Abstention for Language Modelscited by 26
- 2020Planning with Learned Dynamics: Probabilistic Guarantees on Safety and Reachability via Lipschitz Constantscited by 25
- 2023Taming AI Bots: Controllability of Neural States in Large Language Modelscited by 22
- 2024LiSeCo: Linear Semantic Control for Language Generationcited by 20
- 2023Prompt Engineering Through the Lens of Optimal Controlcited by 16
- 2022Statistical Safety and Robustness Guarantees for Feedback Motion Planning of Unknown Underactuated Stochastic Systemscited by 11
- 2025Preemptive Detection and Steering of LLM Misalignment via Latent Reachabilitycited by 10
- 2024Transformer Block Coupling and its Correlation with Generalization in LLMscited by 9
- 2025In-Distribution Steering: Balancing Control and Coherence in Language Model Generationcited by 8
- 2026Safety Beyond the Training Data: Robust Out-of-Distribution MPC via Conformalized System Level Synthesiscited by 7
- 2026Safe Large-Scale Robust Nonlinear MPC in Milliseconds via Reachability-Constrained System Level Synthesis on the GPUcited by 7
- 2025Equivalent Linear Mappings of Large Language Modelscited by 2
- 2023Low-rank LQR Optimal Control Design over Wireless Communication Networkscited by 1
Built on by
Citing papers per year: 2026: 8.
8 papers.
- 2026Steering Robustness into World Action Models via Mechanistic Interpretability and Optimal Controlcited by 3
- 2026Activation Steering of Video Generation Models via Reduced-Order Linear Optimal Controlcited by 2
- 2026ObserverBench: Testing Mechanistic Estimates for Intervention and Controlcited by 1
- 2026Activation Steering Transfer to Agents: One Gain Ratio Does Not Identify Potency and Efficacycited by 0
- 2026Activation-Space Order-Swap Geometry: A Site-Asymmetry Auditcited by 0
- 2026Metacognitive Steering: Learning the Structure of Scientific Judgmentcited by 0
- 2026Replay-Gated Neural Execution: Decoupling Persistent Behavioral Specifications from Neural Realizations in Frozen Language Modelscited by 0
- 2026Adaptive Multi-Value Control in LLMs via Causal Activation Steeringcited by 0
- 2026Adaptive Multi-Value Control in LLMs via Causal Activation Steering24 Sep 2026
- 2026Metacognitive Steering: Learning the Structure of Scientific Judgment14 Sep 2026
- 2026Replay-Gated Neural Execution: Decoupling Persistent Behavioral Specifications from Neural Realizations in Frozen Language Models5 Sep 2026
- 2026ObserverBench: Testing Mechanistic Estimates for Intervention and Control2 Sep 2026
- 2026Activation-Space Order-Swap Geometry: A Site-Asymmetry Audit26 Aug 2026
- 2026Steering Robustness into World Action Models via Mechanistic Interpretability and Optimal Control16 Jul 2026
- 2026Activation Steering Transfer to Agents: One Gain Ratio Does Not Identify Potency and Efficacy10 Jul 2026
- 2026Activation Steering of Video Generation Models via Reduced-Order Linear Optimal Control3 Jun 2026
Similar, not cited
Close in wording, no citation either way
- 2025The Rogue Scalpel: Activation Steering Compromises LLM Safety
- 2025Adaptive Activation Steering for Efficient LLM Reasoning via Closed-Loop PID Control
- 2025EasySteer: A Unified Framework for High-Performance and Extensible LLM Steering
- 2026GEMS: Geometric Constraints Enable Multi-Semantic Superposition in LLMs
- 2026Where to Steer: Input-Dependent Layer Selection for Steering Improves LLM Alignment
- 2026Learning Nonlinear Systems In-Context: From Synthetic Data to Real-World Motor Control
- 2026Self-Correction as Feedback Control: Error Dynamics, Stability Thresholds, and Prompt Interventions in LLMs
- 2026Long-Context Aware Upcycling: A New Frontier for Hybrid LLM Scaling