mlsanityData to 7 Oct 2026

Local Linearity of LLMs Enables Activation Steering via Model-Based Linear Optimal Control

arXiv 2604.19018 ↗First posted 21 Apr 2026cs.LG cs.AI cs.SYcited by 8

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Inference-time LLM alignment methods, particularly activation steering, offer an alternative to fine-tuning by directly modifying activations during generation. Existing methods, however, often rely on non-anticipative interventions that ignore how perturbations propagate through transformer layers and lack online error feedback, resulting in suboptimal, open-loop control. To address this, we show empirically that, despite the nonlinear structure of transformer blocks, layer-wise dynamics across multiple LLM architectures and scales are well-approximated by locally-linear models. Exploiting this property, we model LLM inference as a linear time-varying dynamical system and adapt the classical linear quadratic regulator to compute feedback controllers using layer-wise Jacobians, steering activations toward desired semantic setpoints in closed-loop with minimal computational overhead and no offline training. We also derive theoretical bounds on setpoint tracking error, enabling formal guarantees on steering performance. Using a novel adaptive semantic feature setpoint signal, our method yields robust, fine-grained behavior control across models, scales, and tasks, including state-of-the-art modulation of toxicity, truthfulness, refusal, and arbitrary concepts, surpassing baseline steering methods. Our code is available at: https://github.com/trustworthyrobotics/lqr-activation-steering

Key facts. Cited by 8 papers in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 53 of its 65 references that are in the map. First posted on arXiv 21 Apr 2026.

Builds on

53 of 65 references.

Closest ancestors · 8

Same direction, newest first

  1. 2026ODESteer: A Unified ODE-Based Steering Framework for LLM Alignment19 Feb
  2. 2025Activation Steering with a Feedback Controller5 Oct
  3. 2024CBF-LLM: Safe Control for LLM Alignment28 Aug
  4. 2024Aligning Large Language Models with Representation Editing: A Control Perspective10 Jun
  5. 2024ARGS: Alignment as Reward-Guided Search23 Jan
  6. 2024Contrastive Preference Optimization: Pushing the Boundaries of LLM Performance in Machine Translation16 Jan
  7. 2023Preference Ranking Optimization for Human Alignment30 Jun
  8. 2021A General Language Assistant as a Laboratory for Alignment1 Dec

Other references · 45

  1. 2017Attention Is All You Needcited by 59,932
  2. 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
  3. 2023LLaMA: Open and Efficient Foundation Language Modelscited by 13,958
  4. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
  5. 2020Measuring Massive Multitask Language Understandingcited by 7,768
  6. 2019Parameter-Efficient Transfer Learning for NLPcited by 4,195
  7. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
  8. 2020Learning to summarize from human feedbackcited by 2,562
  9. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
  10. 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,330
  11. 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,259
  12. 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,239
33 more
  1. 2020RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Modelscited by 1,235
  2. 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,009
  3. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 960
  4. 2023Steering Language Models With Activation Engineeringcited by 824
  5. 2019Plug and Play Language Models: A Simple Approach to Controlled Text Generationcited by 793
  6. 2023The Linear Representation Hypothesis and the Geometry of Large Language Modelscited by 679
  7. 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 673
  8. 2023RRHF: Rank Responses to Align Language Models with Human Feedback without tearscited by 454
  9. 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 415
  10. 2023Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignmentcited by 394
  11. 2024LLMs Know More Than They Show: On the Intrinsic Representation of LLM Hallucinationscited by 230
  12. 2024Programming Refusal with Conditional Activation Steeringcited by 191
  13. 2024ReFT: Representation Finetuning for Language Modelscited by 186
  14. 2023Defending Large Language Models Against Jailbreaking Attacks Through Goal Prioritizationcited by 156
  15. 2024Analyzing the Generalization and Reliability of Steering Vectorscited by 130
  16. 2024Controlling Language and Diffusion Models by Transporting Activationscited by 59
  17. 2025Angular Steering: Behavior Control via Rotation in Activation Spacecited by 45
  18. 2023What's the Magic Word? A Control Theory of LLM Promptingcited by 41
  19. 2024Advancing Parameter Efficiency in Fine-tuning via Representation Editingcited by 37
  20. 2024Multi-property Steering of Large Language Models with Dynamic Activation Compositioncited by 35
  21. 2025To Steer or Not to Steer? Mechanistic Error Reduction with Abstention for Language Modelscited by 26
  22. 2020Planning with Learned Dynamics: Probabilistic Guarantees on Safety and Reachability via Lipschitz Constantscited by 25
  23. 2023Taming AI Bots: Controllability of Neural States in Large Language Modelscited by 22
  24. 2024LiSeCo: Linear Semantic Control for Language Generationcited by 20
  25. 2023Prompt Engineering Through the Lens of Optimal Controlcited by 16
  26. 2022Statistical Safety and Robustness Guarantees for Feedback Motion Planning of Unknown Underactuated Stochastic Systemscited by 11
  27. 2025Preemptive Detection and Steering of LLM Misalignment via Latent Reachabilitycited by 10
  28. 2024Transformer Block Coupling and its Correlation with Generalization in LLMscited by 9
  29. 2025In-Distribution Steering: Balancing Control and Coherence in Language Model Generationcited by 8
  30. 2026Safety Beyond the Training Data: Robust Out-of-Distribution MPC via Conformalized System Level Synthesiscited by 7
  31. 2026Safe Large-Scale Robust Nonlinear MPC in Milliseconds via Reachability-Constrained System Level Synthesis on the GPUcited by 7
  32. 2025Equivalent Linear Mappings of Large Language Modelscited by 2
  33. 2023Low-rank LQR Optimal Control Design over Wireless Communication Networkscited by 1

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 8.

8 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2025The Rogue Scalpel: Activation Steering Compromises LLM Safety
  2. 2025Adaptive Activation Steering for Efficient LLM Reasoning via Closed-Loop PID Control
  3. 2025EasySteer: A Unified Framework for High-Performance and Extensible LLM Steering
  4. 2026GEMS: Geometric Constraints Enable Multi-Semantic Superposition in LLMs
  5. 2026Where to Steer: Input-Dependent Layer Selection for Steering Improves LLM Alignment
  6. 2026Learning Nonlinear Systems In-Context: From Synthetic Data to Real-World Motor Control
  7. 2026Self-Correction as Feedback Control: Error Dynamics, Stability Thresholds, and Prompt Interventions in LLMs
  8. 2026Long-Context Aware Upcycling: A New Frontier for Hybrid LLM Scaling