mlsanityData to 14 Oct 2026

RoTRAG: Rule of Thumb Reasoning for Conversation Harm Detection with Retrieval-Augmented Generation

arXiv 2604.17301 ↗First posted 19 Apr 2026cs.CL cs.AI cs.HCcited by 0

On the map: LLM reasoning → Reasoning for agents, planning and code

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Abstract (arXiv)

Detecting harmful content in multi turn dialogue requires reasoning over the full conversational context rather than isolated utterances. However, most existing methods rely mainly on models internal parametric knowledge, without explicit grounding in external normative principles. This often leads to inconsistent judgments in socially nuanced contexts, limited interpretability, and redundant reasoning across turns. To address this, we propose RoTRAG, a retrieval augmented framework that incorporates concise human written moral norms, called Rules of Thumb (RoTs), into LLM based harm assessment. For each turn, RoTRAG retrieves relevant RoTs from an external corpus and uses them as explicit normative evidence for turn level reasoning and final severity classification. To improve efficiency, we further introduce a lightweight binary routing classifier that decides whether a new turn requires retrieval grounded reasoning or can reuse existing context. Experiments on ProsocialDialog and Safety Reasoning Multi Turn Dialogue show that RoTRAG consistently improves both harm classification and severity estimation over competitive baselines, with an average relative gain of around 40% in F1 across benchmark datasets and an average relative reduction of 8.4% in distributional error, while reducing redundant computation without sacrificing performance.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Reasoning for agents, planning and code, one of 17 directions in LLM reasoning. Builds on 32 of its 36 references that are in the map. First posted on arXiv 19 Apr 2026.

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  1. 2025SafeTy Reasoning Elicitation Alignment for Multi-Turn Dialogues31 May

Other references · 31

  1. 2022Training language models to follow instructions with human feedbackcited by 15,971
  2. 2019RoBERTa: A Robustly Optimized BERT Pretraining Approachcited by 13,372
  3. 2025Qwen3 Technical Reportcited by 8,820
  4. 2022Text Embeddings by Weakly-Supervised Contrastive Pre-trainingcited by 1,253
  5. 2025LLMs Get Lost In Multi-Turn Conversationcited by 429
  6. 2020Social Chemistry 101: Learning to Reason about Social and Moral Normscited by 255
  7. 2020Moral Stories: Situated Reasoning about Norms, Intents, Actions, and their Consequencescited by 135
  8. 2024Attacks, Defenses and Evaluations for LLM Conversation Safety: A Surveycited by 130
  9. 2022ProsocialDialog: A Prosocial Backbone for Conversational Agentscited by 109
  10. 2024Are self-explanations from Large Language Models faithful?cited by 101
  11. 2020Toxicity Detection: Does Context Really Matter?cited by 93
  12. 2023DICES Dataset: Diversity in Conversational AI Evaluation for Safetycited by 86
19 more
  1. 2021On the Safety of Conversational Models: Taxonomy, Dataset, and Benchmarkcited by 73
  2. 2023NormBank: A Knowledge Bank of Situational Social Normscited by 60
  3. 2024CoSafe: Evaluating Large Language Model Safety in Multi-Turn Dialogue Coreferencecited by 51
  4. 2024JAILJUDGE: A Comprehensive Jailbreak Judge Benchmark with Multi-Agent Enhanced Explanation Evaluation Frameworkcited by 47
  5. 2023Using In-Context Learning to Improve Dialogue Safetycited by 42
  6. 2019Trouble on the Horizon: Forecasting the Derailment of Online Conversations as they Developcited by 41
  7. 2021SaFeRDialogues: Taking Feedback Gracefully after Conversational Safety Failurescited by 37
  8. 2022Hate Speech and Counter Speech Detection: Conversational Context Does Mattercited by 32
  9. 2025MTSA: Multi-turn Safety Alignment for LLMs through Multi-round Red-teamingcited by 32
  10. 2023SocialDial: A Benchmark for Socially-Aware Dialogue Systemscited by 22
  11. 2025CASE-Bench: Context-Aware SafEty Benchmark for Large Language Modelscited by 20
  12. 2023What Makes it Ok to Set a Fire? Iterative Self-distillation of Contexts and Rationales for Disambiguating Defeasible Social and Moral Situationscited by 15
  13. 2025ValuesRAG: Enhancing Cultural Alignment Through Retrieval-Augmented Contextual Learningcited by 10
  14. 2025RADAR: A Risk-Aware Dynamic Multi-Agent Framework for LLM Safety Evaluation via Role-Specialized Collaborationcited by 4
  15. 2025MINDS: A Cross-cultural Dialogue Corpus for Social Norm Classification and Adherence Detectioncited by 4
  16. 2026Toward Culturally Aligned LLMs through Ontology-Guided Multi-Agent Reasoningcited by 3
  17. 2025Question-to-Knowledge (Q2K): Multi-Agent Generation of Inspectable Facts for Product Mappingcited by 2
  18. 2025Better by Comparison: Retrieval-Augmented Contrastive Reasoning for Automatic Prompt Optimizationcited by 2
  19. 2024GrounDial: Human-norm Grounded Safe Dialog Response Generationcited by 1

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  7. 2025SAGE: A Generic Framework for LLM Safety Evaluation
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