mlsanityData to 14 Oct 2026

When Safety Becomes a Vulnerability: Exploiting LLM Alignment Homogeneity for Transferable Blocking in RAG

arXiv 2603.03919 ↗First posted 4 Mar 2026cs.CRcited by 4

On the map: Retrieval-augmented generation → Privacy and security of RAG

also in 2 more
Abstract (arXiv)

Retrieval-Augmented Generation (RAG) systems are vulnerable to blocking attacks, in which poisoned documents cause large language models (LLMs) to refuse benign queries. Existing attacks rely on adversarial suffixes or explicit instructions, which are increasingly ineffective against modern LLMs, susceptible to prompt injection filtering, or require feedback from the target system. We observe overlapping risk categories and refusal criteria across safety-aligned LLMs, a phenomenon we term alignment homogeneity. This shared attack surface makes refusal-inducing context transferable across models. Accordingly, we propose TabooRAG, which optimizes one document per query for retrieval and refusal induction in a surrogate RAG environment, then transfers it to an unknown target system. Rather than injecting instructions, TabooRAG constructs query-relevant risk context to trigger alignment-driven refusal. To reduce optimization cost, it reuses validated strategies through a query-aware strategy library. Across nine LLMs and three datasets, TabooRAG achieves state-of-the-art ASR after filtering, with a 67.3% relative gain over the average per-setting best baseline. Further experiments show that TabooRAG remains effective with diverse surrogate models, against unseen target models, and under stronger RAG pipelines and existing defenses.

Key facts. Cited by 4 papers in the map (data through 14 Oct 2026). Placed in Privacy and security of RAG, one of 15 directions in Retrieval-augmented generation. Builds on 25 of its 45 references that are in the map. First posted on arXiv 4 Mar 2026.

Builds on

25 of 45 references.

Closest ancestors · 5

Same direction, newest first

  1. 2025One Shot Dominance: Knowledge Poisoning Attack on Retrieval-Augmented Generation Systems15 May
  2. 2025Hoist with His Own Petard: Inducing Guardrails to Facilitate Denial-of-Service Attacks on Retrieval-Augmented Generation of LLMs30 Apr
  3. 2025Practical Poisoning Attacks against Retrieval-Augmented Generation4 Apr
  4. 2025SafeRAG: Benchmarking Security in Retrieval-Augmented Generation of Large Language Model28 Jan
  5. 2024Machine Against the RAG: Jamming Retrieval-Augmented Generation with Blocker Documents9 Jun

Other references · 20

  1. 2024The Llama 3 Herd of Modelscited by 14,715
  2. 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,297
  3. 2023Efficient Memory Management for Large Language Model Serving with PagedAttentioncited by 5,944
  4. 2018HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answeringcited by 3,754
  5. 2023Universal and Transferable Adversarial Attacks on Aligned Language Modelscited by 3,104
  6. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
  7. 2025Gemma 3 Technical Reportcited by 1,824
  8. 2016MS MARCO: A Human Generated MAchine Reading COmprehension Datasetcited by 1,605
  9. 2025Qwen3 Embedding: Advancing Text Embedding and Reranking Through Foundation Modelscited by 1,261
  10. 2021BEIR: A Heterogenous Benchmark for Zero-shot Evaluation of Information Retrieval Modelscited by 1,252
  11. 2021Unsupervised Dense Information Retrieval with Contrastive Learningcited by 1,216
  12. 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,207
8 more
  1. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 1,032
  2. 2024The Instruction Hierarchy: Training LLMs to Prioritize Privileged Instructionscited by 493
  3. 2025FalseReject: A Resource for Improving Contextual Safety and Mitigating Over-Refusals in LLMs via Structured Reasoningcited by 58
  4. 2025IHEval: Evaluating Language Models on Following the Instruction Hierarchycited by 53
  5. 2025The Scales of Justitia: A Comprehensive Survey on Safety Evaluation of LLMscited by 26
  6. 2025Steering the CensorShip: Uncovering Representation Vectors for LLM "Thought" Controlcited by 14
  7. 2024Stealthy Jailbreak Attacks on Large Language Models via Benign Data Mirroringcited by 12
  8. 2025ConInstruct: Evaluating Large Language Models on Conflict Detection and Resolution in Instructionscited by 10

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 4.

4 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2025Steering Over-refusals Towards Safety in Retrieval Augmented Generation
  2. 2026Retrieved But Not Reliable: A Survey on Attacks, and Defenses in Retrieval-Augmented Generation
  3. 2024Typos that Broke the RAG's Back: Genetic Attack on RAG Pipeline by Simulating Documents in the Wild via Low-level Perturbations
  4. 2026LLMs Can Unlearn Refusal with Only 1,000 Benign Samples
  5. 2026Influence Factors on RAG Poisoning
  6. 2025RAG Makes Guardrails Unsafe? Investigating Robustness of Guardrails under RAG-style Contexts
  7. 2025Poison Once, Refuse Forever: Weaponizing Alignment for Injecting Bias in LLMs
  8. 2026SilentRetrieval: Hijacking Retrieval-Augmented Generation via Semantically-Preserving Adversarial Data Poisoning