mlsanityData to 7 Oct 2026

FinCARDS: Card-Based Analyst Reranking for Financial Document Question Answering

arXiv 2601.06992 ↗First posted 11 Jan 2026cs.IR cs.AI cs.CLcited by 16

Not on the map. Why?

Abstract (arXiv)

Financial question answering (QA) over long corporate filings requires evidence to satisfy strict constraints on entities, financial metrics, fiscal periods, and numeric values. However, existing LLM-based rerankers primarily optimize semantic relevance, leading to unstable rankings and opaque decisions on long documents. We propose FinCards, a structured reranking framework that reframes financial evidence selection as constraint satisfaction under a finance-aware schema. FinCards represents filing chunks and questions using aligned schema fields (entities, metrics, periods, and numeric spans), enabling deterministic field-level matching. Evidence is selected via a multi-stage tournament reranking with stability-aware aggregation, producing auditable decision traces. Across two corporate filing QA benchmarks, FinCards substantially improves early-rank retrieval over both lexical and LLM-based reranking baselines, while reducing ranking variance, without requiring model fine-tuning or unpredictable inference budgets. Our code is available at https://github.com/XanderZhou2022/FINCARDS.

Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). Builds on 19 of its 37 references that are in the map. First posted on arXiv 11 Jan 2026.

Builds on

19 of 37 references.

References · 19

  1. 2022ReAct: Synergizing Reasoning and Acting in Language Modelscited by 8,355
  2. 2022ChartQA: A Benchmark for Question Answering about Charts with Visual and Logical Reasoningcited by 1,449
  3. 2020Approximate Nearest Neighbor Negative Contrastive Learning for Dense Text Retrievalcited by 846
  4. 2021FinQA: A Dataset of Numerical Reasoning over Financial Datacited by 552
  5. 2022LayoutLMv3: Pre-training for Document AI with Unified Text and Image Maskingcited by 481
  6. 2021TAT-QA: A Question Answering Benchmark on a Hybrid of Tabular and Textual Content in Financecited by 402
  7. 2023Large Language Models are Effective Text Rankers with Pairwise Ranking Promptingcited by 302
  8. 2023FinanceBench: A New Benchmark for Financial Question Answeringcited by 261
  9. 2023PIXIU: A Large Language Model, Instruction Data and Evaluation Benchmark for Financecited by 217
  10. 2022ConvFinQA: Exploring the Chain of Numerical Reasoning in Conversational Finance Question Answeringcited by 194
  11. 2023A Setwise Approach for Effective and Highly Efficient Zero-shot Ranking with Large Language Modelscited by 53
  12. 2024TourRank: Utilizing Large Language Models for Documents Ranking with a Tournament-Inspired Strategycited by 47
7 more
  1. 2025FinAgentBench: A Benchmark Dataset for Agentic Retrieval in Financial Question Answeringcited by 29
  2. 2025Plutus: Benchmarking Large Language Models in Low-Resource Greek Financecited by 16
  3. 2025MedLA: A Logic-Driven Multi-Agent Framework for Complex Medical Reasoning with Large Language Modelscited by 9
  4. 2025Are LLMs Reliable Rankers? Rank Manipulation via Two-Stage Token Optimizationcited by 8
  5. 2025Modeling Uncertainty Trends for Timely Retrieval in Dynamic RAGcited by 8
  6. 2025Beyond Isolated Investor: Predicting Startup Success via Roleplay-Based Collective Agentscited by 1
  7. 2025The Gaining Paths to Investment Success: Information-Driven LLM Graph Reasoning for Venture Capital Predictioncited by 1

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 16.

16 papers.

Sort:

By area:

  1. 2026FinReporting: An Agentic Workflow for Localized Reporting of Cross-Jurisdiction Financial Disclosurescited by 5
  2. 2026Self-Correcting RAG: Enhancing Faithfulness via MMKP Context Selection and NLI-Guided MCTScited by 5
  3. 2026Data Selection for Multi-turn Dialogue Instruction Tuningcited by 4
  4. 2026Instruction Data Selection via Answer Divergencecited by 3
  5. 2026RCBSF: A Multi-Agent Framework for Automated Contract Revision via Stackelberg Gamecited by 3
  6. 2026The CLEF-2026 FinMMEval Lab: Multilingual and Multimodal Evaluation of Financial AI Systemscited by 2
  7. 2026SQLStructEval: Structural Evaluation of LLM Text-to-SQL Generationcited by 1
  8. 2026FinPersona-Bench: A Benchmark for Longitudinal Psychometric Stability of Autonomous Financial Agentscited by 1
  9. 2026Overview of FinMMEval 2026 Task 1: Multilingual Financial Multiple-Choice Question Answeringcited by 0
  10. 2026Overview of FinMMEval 2026 Task 2: Multilingual Financial Short-Answer Question Answeringcited by 0
  11. 2026FinRank: An Evidence-Grounded Benchmark for Financial Question Answering and Retrieval over SEC Filingscited by 0
  12. 2026Reconcile Once, Write Anytime: A Trust-Tiered Librarian and a Multi-Agent Writer for Drift-Free, Point-in-Time Researchcited by 0
4 more
  1. 2026What the Reranker Sees: Multi-Aspect Page Annotation for Long-Document Multimodal Question Answeringcited by 0
  2. 2026FinExam-10K: When Retrieval Helps Financial Reasoning?cited by 0
  3. 2026Right Frame, Wrong Rule: Cultural Cues Expose the Financial Knowledge Gap They Were Meant to Closecited by 0
  4. 2026FinCUABuild: Can Agents Build Reliable Benchmarks for Dynamic Financial Computer Use?cited by 0