What Matters For Safety Alignment?
On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks
also in 1 more
Abstract (arXiv)
This paper presents a comprehensive empirical study on the safety alignment capabilities. We evaluate what matters for safety alignment in LLMs and LRMs to provide essential insights for developing more secure and reliable AI systems. We systematically investigate and compare the influence of six critical intrinsic model characteristics and three external attack techniques. Our large-scale evaluation is conducted using 32 recent, popular LLMs and LRMs across thirteen distinct model families, spanning a parameter scale from 3B to 235B. The assessment leverages five established safety datasets and probes model vulnerabilities with 56 jailbreak techniques and four CoT attack strategies, resulting in 4.6M API calls. Our key empirical findings are fourfold. First, we identify the LRMs GPT-OSS-20B, Qwen3-Next-80B-A3B-Thinking, and GPT-OSS-120B as the top-three safest models, which substantiates the significant advantage of integrated reasoning and self-reflection mechanisms for robust safety alignment. Second, post-training and knowledge distillation may lead to a systematic degradation of safety alignment. We thus argue that safety must be treated as an explicit constraint or a core optimization objective during these stages, not merely subordinated to the pursuit of general capability. Third, we reveal a pronounced vulnerability: employing a CoT attack via a response prefix can elevate the attack success rate by 3.34x on average and from 0.6% to 96.3% for Seed-OSS-36B-Instruct. This critical finding underscores the safety risks inherent in text-completion interfaces and features that allow user-defined response prefixes in LLM services, highlighting an urgent need for architectural and deployment safeguards. Fourth, roleplay, prompt injection, and gradient-based search for adversarial prompts are the predominant methodologies for eliciting unaligned behaviors in modern models.
Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 55 of its 66 references that are in the map. First posted on arXiv 7 Jan 2026.
Builds on
55 of 66 references.
Closest ancestors · 7
Same direction, newest first
- 2025CARE: Decoding Time Safety Alignment via Rollback and Introspection Intervention1 Sep
- 2025RSafe: Incentivizing proactive reasoning to build robust and adaptive LLM safeguards9 Jun
- 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal20 Jun
- 2024ChatBug: A Common Vulnerability of Aligned LLMs Induced by Chat Templates17 Jun
- 2024DrAttack: Prompt Decomposition and Reconstruction Makes Powerful LLM Jailbreakers25 Feb
- 2023AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models3 Oct
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul
Other references · 48
- 2024The Llama 3 Herd of Modelscited by 14,192
- 2022Chain-of-Thought Prompting Elicits Reasoning in Large Language Modelscited by 12,302
- 2025Qwen3 Technical Reportcited by 8,195
- 2023Efficient Memory Management for Large Language Model Serving with PagedAttentioncited by 5,767
- 2025Gemini 2.5: Pushing the Frontier with Advanced Reasoning, Multimodality, Long Context, and Next Generation Agentic Capabilitiescited by 3,655
- 2025Gemma 3 Technical Reportcited by 1,686
- 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
- 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,330
- 2023Jailbreaking Black Box Large Language Models in Twenty Queriescited by 1,326
- 2025gpt-oss-120b & gpt-oss-20b Model Cardcited by 1,258
- 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,124
- 2024ChatGLM: A Family of Large Language Models from GLM-130B to GLM-4 All Toolscited by 1,096
36 more
- 2023GPTFUZZER: Red Teaming Large Language Models with Auto-Generated Jailbreak Promptscited by 520
- 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
- 2024Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attackscited by 450
- 2025GLM-4.5: Agentic, Reasoning, and Coding (ARC) Foundation Modelscited by 446
- 2024Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attackcited by 364
- 2024A StrongREJECT for Empty Jailbreakscited by 352
- 2025Monitoring Reasoning Models for Misbehavior and the Risks of Promoting Obfuscationcited by 338
- 2023DeepInception: Hypnotize Large Language Model to Be Jailbreakercited by 337
- 2025Gated Attention for Large Language Models: Non-linearity, Sparsity, and Attention-Sink-Freecited by 266
- 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safetycited by 222
- 2024ArtPrompt: ASCII Art-based Jailbreak Attacks against Aligned LLMscited by 197
- 2025SafeChain: Safety of Language Models with Long Chain-of-Thought Reasoning Capabilitiescited by 133
- 2025Qwen3Guard Technical Reportcited by 125
- 2025H-CoT: Hijacking the Chain-of-Thought Safety Reasoning Mechanism to Jailbreak Large Reasoning Models, Including OpenAI o1/o3, DeepSeek-R1, and Gemini 2.0 Flash Thinkingcited by 94
- 2025GuardReasoner: Towards Reasoning-based LLM Safeguardscited by 89
- 2025The Hidden Risks of Large Reasoning Models: A Safety Assessment of R1cited by 89
- 2024Refuse Whenever You Feel Unsafe: Improving Safety in LLMs via Decoupled Refusal Trainingcited by 67
- 2025Effectively Controlling Reasoning Models through Thinking Interventioncited by 63
- 2025Reasoning-Augmented Conversation for Multi-Turn Jailbreak Attacks on Large Language Modelscited by 61
- 2025Pangu Embedded: An Efficient Dual-system LLM Reasoner with Metacognitioncited by 61
- 2025RealSafe-R1: Safety-Aligned DeepSeek-R1 without Compromising Reasoning Capabilitycited by 58
- 2025Safety in Large Reasoning Models: A Surveycited by 58
- 2023Bypassing the Safety Training of Open-Source LLMs with Priming Attackscited by 48
- 2024Bag of Tricks: Benchmarking of Jailbreak Attacks on LLMscited by 47
- 2025A Mousetrap: Fooling Large Reasoning Models for Jailbreak with Chain of Iterative Chaoscited by 39
- 2025ChatInject: Abusing Chat Templates for Prompt Injection in LLM Agentscited by 28
- 2025Towards Understanding the Safety Boundaries of DeepSeek Models: Evaluation and Findingscited by 24
- 2025SAFEPATH: Preventing Harmful Reasoning in Chain-of-Thought via Early Alignmentcited by 24
- 2025A Comprehensive Survey on Trustworthiness in Reasoning with Large Language Modelscited by 22
- 2025Are Smarter LLMs Safer? Exploring Safety-Reasoning Trade-offs in Prompting and Fine-Tuningcited by 19
- 2024Large Language Models Are Involuntary Truth-Tellers: Exploiting Fallacy Failure for Jailbreak Attackscited by 17
- 2025TrimR: Verifier-based Training-Free Thinking Compression for Efficient Test-Time Scalingcited by 14
- 2025Process or Result? Manipulated Ending Tokens Can Mislead Reasoning LLMs to Ignore the Correct Reasoning Stepscited by 9
- 2025AttentionPredictor: Temporal Patterns Matter for KV Cache Compressioncited by 7
- 2025Weakest Link in the Chain: Security Vulnerabilities in Advanced Reasoning Modelscited by 7
- 2025ReasoningGuard: Safeguarding Large Reasoning Models with Inference-time Safety Aha Momentscited by 2
Built on by
Citing papers per year: 2026: 6.
6 papers.
- 2026SafeSeek: Universal Attribution of Safety Circuits in Language Modelscited by 4
- 2026Do Coding Agents Understand Least-Privilege Authorization?cited by 4
- 2026Hiding in Plain Sight: Detectability-Aware Antidistillation of Reasoning Modelscited by 0
- 2026Cross-Lingual Jailbreak Detection via Semantic Codebookscited by 0
- 2026Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflectioncited by 0
- 2026SafeEvo: Deciphering the Safety Alignment Mechanism and Evolution in Language Modelscited by 0
- 2026SafeEvo: Deciphering the Safety Alignment Mechanism and Evolution in Language Models7 Oct 2026
- 2026Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflection17 Jun 2026
- 2026Do Coding Agents Understand Least-Privilege Authorization?14 May 2026
- 2026Cross-Lingual Jailbreak Detection via Semantic Codebooks28 Apr 2026
- 2026Hiding in Plain Sight: Detectability-Aware Antidistillation of Reasoning Models25 Apr 2026
- 2026SafeSeek: Universal Attribution of Safety Circuits in Language Models24 Mar 2026
Similar, not cited
Close in wording, no citation either way
- 2025STAIR: Improving Safety Alignment with Introspective Reasoning
- 2025Why Safeguarded Ships Run Aground? Aligned Large Language Models' Safety Mechanisms Tend to Be Anchored in The Template Region
- 2025Vulnerability Mitigation for Safety-Aligned Language Models via Debiasing
- 2024Safety Alignment Should Be Made More Than Just a Few Tokens Deep
- 2024Superficial Safety Alignment Hypothesis
- 2025SAFER: Advancing Safety Alignment via Efficient Ex-Ante Reasoning
- 2025Safety Alignment Can Be Not Superficial With Explicit Safety Signals
- 2026SecureBreak -- A dataset towards safe and secure models