mlsanityData to 7 Oct 2026

The Specification Trap: Why Static Value Alignment Alone Is Insufficient for Robust Alignment

arXiv 2512.03048 ↗First posted 19 Nov 2025cs.AI cs.CY cs.LGcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Human values and AI feedback alignment

Abstract (arXiv)

Static content-based AI value alignment is insufficient for robust alignment under capability scaling, distributional shift, and increasing autonomy. This holds for any approach that treats alignment as optimizing toward a fixed formal value-object, whether reward function, utility function, constitutional principles, or learned preference representation. Three philosophical results create compounding difficulties: Hume's is-ought gap (behavioral data underdetermines normative content), Berlin's value pluralism (human values resist consistent formalization), and the extended frame problem (any value encoding will misfit future contexts that advanced AI creates). RLHF, Constitutional AI, inverse reinforcement learning, and cooperative assistance games each instantiate this specification trap, and their failure modes reflect structural vulnerabilities, not merely engineering limitations that better data or algorithms will straightforwardly resolve. Known workarounds for individual components face mutually reinforcing difficulties when the specification is closed: the moment it ceases to update from the process it governs. Drawing on compatibilist philosophy, the paper argues that behavioral compliance under training conditions does not guarantee robust alignment under novel conditions, and that this gap grows with system capability. For value-laden autonomous systems, known closed approaches face structural vulnerabilities that worsen with capability. The constructive burden shifts to open, developmentally responsive approaches, though whether such approaches can be achieved remains an empirical question.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 11 of its 33 references that are in the map. First posted on arXiv 19 Nov 2025.

Builds on

11 of 33 references.

Closest ancestors · 1

Same direction, newest first

  1. 2022Constitutional AI: Harmlessness from AI Feedback15 Dec

Other references · 10

  1. 2022Training language models to follow instructions with human feedbackcited by 15,712
  2. 2017Deep reinforcement learning from human preferencescited by 3,846
  3. 2018Continual Lifelong Learning with Neural Networks: A Reviewcited by 1,313
  4. 2022Transformers learn in-context by gradient descentcited by 714
  5. 2016Cooperative Inverse Reinforcement Learningcited by 298
  6. 2019Risks from Learned Optimization in Advanced Machine Learning Systemscited by 250
  7. 2018Supervising strong learners by amplifying weak expertscited by 139
  8. 2025Agentic Misalignment: How LLMs Could Be Insider Threatscited by 136
  9. 2018Categorizing Variants of Goodhart's Lawcited by 132
  10. 2025The Alignment Trap: Complexity Barrierscited by 2

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

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Close in wording, no citation either way

  1. 2021Value alignment: a formal approach
  2. 2024On the Essence and Prospect: An Investigation of Alignment Approaches for Big Models
  3. 2026Toward a Theory of Value in AI Alignment
  4. 2023Concept Alignment as a Prerequisite for Value Alignment
  5. 2026Fragility of Value under Imperfect Alignment
  6. 2023A Multi-Level Framework for the AI Alignment Problem
  7. 2024Dynamic Normativity: Necessary and Sufficient Conditions for Value Alignment
  8. 2024Strong Preferences Affect the Robustness of Preference Models and Value Alignment