mlsanityData to 7 Oct 2026

Baichuan Alignment Technical Report

arXiv 2410.14940 ↗First posted 19 Oct 2024cs.LG cs.CLcited by 6

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

We introduce Baichuan Alignment, a detailed analysis of the alignment techniques employed in the Baichuan series of models. This represents the industry's first comprehensive account of alignment methodologies, offering valuable insights for advancing AI research. We investigate the critical components that enhance model performance during the alignment process, including optimization methods, data strategies, capability enhancements, and evaluation processes. The process spans three key stages: Prompt Augmentation System(PAS), Supervised Fine-Tuning(SFT), and Preference Alignment. The problems encountered, the solutions applied, and the improvements made are thoroughly recorded. Through comparisons across well-established benchmarks, we highlight the technological advancements enabled by Baichuan Alignment. Baichuan-Instruct is an internal model, while Qwen2-Nova-72B and Llama3-PBM-Nova-70B are instruct versions of the Qwen2-72B and Llama-3-70B base models, optimized through Baichuan Alignment. Baichuan-Instruct demonstrates significant improvements in core capabilities, with user experience gains ranging from 17% to 28%, and performs exceptionally well on specialized benchmarks. In open-source benchmark evaluations, both Qwen2-Nova-72B and Llama3-PBM-Nova-70B consistently outperform their respective official instruct versions across nearly all datasets. This report aims to clarify the key technologies behind the alignment process, fostering a deeper understanding within the community. Llama3-PBM-Nova-70B model is available at https://huggingface.co/PKU-Baichuan-MLSystemLab/Llama3-PBM-Nova-70B.

Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 83 of its 96 references that are in the map. First posted on arXiv 19 Oct 2024.

Builds on

83 of 96 references.

Closest ancestors · 4

Same direction, newest first

  1. 2024Self-play with Execution Feedback: Improving Instruction-following Capabilities of Large Language Models19 Jun
  2. 2024SoFA: Shielded On-the-fly Alignment via Priority Rule Following27 Feb
  3. 2023What Makes Good Data for Alignment? A Comprehensive Study of Automatic Data Selection in Instruction Tuning25 Dec
  4. 2022Training language models to follow instructions with human feedback4 Mar

Other references · 79

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2025: 5; 2026: 1.

6 papers.

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  2. 2025RACE-Align: Retrieval-Augmented and Chain-of-Thought Enhanced Preference Alignment for Large Language Models
  3. 2025Towards Efficient and Effective Alignment of Large Language Models
  4. 2024Anchored Preference Optimization and Contrastive Revisions: Addressing Underspecification in Alignment
  5. 2025Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challenges
  6. 2025PIKA: Expert-Level Synthetic Datasets for Post-Training Alignment from Scratch
  7. 2025LLM Alignment as Retriever Optimization: An Information Retrieval Perspective
  8. 2024Is Free Self-Alignment Possible?