GenEFT: Understanding Statics and Dynamics of Model Generalization via Effective Theory
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Abstract (arXiv)
We present GenEFT: an effective theory framework for shedding light on the statics and dynamics of neural network generalization, and illustrate it with graph learning examples. We first investigate the generalization phase transition as data size increases, comparing experimental results with information-theory-based approximations. We find generalization in a Goldilocks zone where the decoder is neither too weak nor too powerful. We then introduce an effective theory for the dynamics of representation learning, where latent-space representations are modeled as interacting particles (repons), and find that it explains our experimentally observed phase transition between generalization and overfitting as encoder and decoder learning rates are scanned. This highlights the power of physics-inspired effective theories for bridging the gap between theoretical predictions and practice in machine learning.
Key facts. Cited by 4 papers in the map (data through 7 Oct 2026). Builds on 15 of its 27 references that are in the map. First posted on arXiv 8 Feb 2024.
Builds on
15 of 27 references.
References · 15
- 2023GPT-4 Technical Reportcited by 18,132
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- 2022Towards Understanding Grokking: An Effective Theory of Representation Learningcited by 229
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- 2022Omnigrok: Grokking Beyond Algorithmic Datacited by 142
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- 2021Towards a Theoretical Framework of Out-of-Distribution Generalizationcited by 94
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- 2020The Surprising Simplicity of the Early-Time Learning Dynamics of Neural Networkscited by 58
- 2019Overfitting Mechanism and Avoidance in Deep Neural Networkscited by 30
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Citing papers per year: 2024: 2; 2025: 2.
4 papers.
- 2025Physics of Skill Learningcited by 8
- 2024Survival of the Fittest Representation: A Case Study with Modular Additioncited by 7
- 2024Clustering and Alignment: Understanding the Training Dynamics in Modular Additioncited by 5
- 2025Consciousness as a Jamming Phasecited by 0
- 2025Consciousness as a Jamming Phase10 Jul 2025
- 2025Physics of Skill Learning21 Jan 2025
- 2024Clustering and Alignment: Understanding the Training Dynamics in Modular Addition18 Aug 2024
- 2024Survival of the Fittest Representation: A Case Study with Modular Addition27 May 2024