mlsanityData to 14 Oct 2026

Federated Learning with Convex Global and Local Constraints

arXiv 2310.10117 ↗First posted 16 Oct 2023cs.LG math.OCcited by 4

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Abstract (arXiv)

In practice, many machine learning (ML) problems come with constraints, and their applied domains involve distributed sensitive data that cannot be shared with others, e.g., in healthcare. Collaborative learning in such practical scenarios entails federated learning (FL) for ML problems with constraints, or FL with constraints for short. Despite the extensive developments of FL techniques in recent years, these techniques only deal with unconstrained FL problems or FL problems with simple constraints that are amenable to easy projections. There is little work dealing with FL problems with general constraints. To fill this gap, we take the first step toward building an algorithmic framework for solving FL problems with general constraints. In particular, we propose a new FL algorithm for constrained ML problems based on the proximal augmented Lagrangian (AL) method. Assuming convex objective and convex constraints plus other mild conditions, we establish the worst-case complexity of the proposed algorithm. Our numerical experiments show the effectiveness of our algorithm in performing Neyman-Pearson classification and fairness-aware learning with nonconvex constraints, in an FL setting.

Key facts. Cited by 4 papers in the map (data through 14 Oct 2026). Builds on 47 of its 84 references that are in the map. First posted on arXiv 16 Oct 2023.

Builds on

47 of 84 references.

References · 47

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35 more
  1. 2019Robust and Communication-Efficient Federated Learning from Non-IID Datacited by 419
  2. 2019A Survey on Federated Learning Systems: Vision, Hype and Reality for Data Privacy and Protectioncited by 374
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  19. 2020Rate-improved Inexact Augmented Lagrangian Method for Constrained Nonconvex Optimizationcited by 21
  20. 2022A Single-Loop Gradient Descent and Perturbed Ascent Algorithm for Nonconvex Functional Constrained Optimizationcited by 12
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  23. 2018Iteration complexity of first-order augmented Lagrangian methods for convex conic programmingcited by 7
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  28. 2020Iteration-complexity of an inner accelerated inexact proximal augmented Lagrangian method based on the classical Lagrangian functioncited by 5
  29. 2020First-Order Algorithms Without Lipschitz Gradient: A Sequential Local Optimization Approachcited by 5
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  35. 2023Welfare and Fairness Dynamics in Federated Learning: A Client Selection Perspectivecited by 1

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Citing papers per year: 2024: 1; 2025: 1; 2026: 2.

4 papers.