mlsanityData to 7 Oct 2026

Exact Verification of ReLU Neural Control Barrier Functions

arXiv 2310.09360 ↗First posted 13 Oct 2023cs.LGcited by 14

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Abstract (arXiv)

Control Barrier Functions (CBFs) are a popular approach for safe control of nonlinear systems. In CBF-based control, the desired safety properties of the system are mapped to nonnegativity of a CBF, and the control input is chosen to ensure that the CBF remains nonnegative for all time. Recently, machine learning methods that represent CBFs as neural networks (neural control barrier functions, or NCBFs) have shown great promise due to the universal representability of neural networks. However, verifying that a learned CBF guarantees safety remains a challenging research problem. This paper presents novel exact conditions and algorithms for verifying safety of feedforward NCBFs with ReLU activation functions. The key challenge in doing so is that, due to the piecewise linearity of the ReLU function, the NCBF will be nondifferentiable at certain points, thus invalidating traditional safety verification methods that assume a smooth barrier function. We resolve this issue by leveraging a generalization of Nagumo's theorem for proving invariance of sets with nonsmooth boundaries to derive necessary and sufficient conditions for safety. Based on this condition, we propose an algorithm for safety verification of NCBFs that first decomposes the NCBF into piecewise linear segments and then solves a nonlinear program to verify safety of each segment as well as the intersections of the linear segments. We mitigate the complexity by only considering the boundary of the safe region and by pruning the segments with Interval Bound Propagation (IBP) and linear relaxation. We evaluate our approach through numerical studies with comparison to state-of-the-art SMT-based methods. Our code is available at https://github.com/HongchaoZhang-HZ/exactverif-reluncbf-nips23.

Key facts. Cited by 14 papers in the map (data through 7 Oct 2026). Builds on 25 of its 45 references that are in the map. First posted on arXiv 13 Oct 2023.

Builds on

25 of 45 references.

References · 25

  1. 2017Reluplex: An Efficient SMT Solver for Verifying Deep Neural Networkscited by 739
  2. 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 347
  3. 2019Control Barrier Functions: Theory and Applicationscited by 332
  4. 2022Safe Control with Learned Certificates: A Survey of Neural Lyapunov, Barrier, and Contraction methodscited by 148
  5. 2022General Cutting Planes for Bound-Propagation-Based Neural Network Verificationcited by 102
  6. 2022Complete Verification via Multi-Neuron Relaxation Guided Branch-and-Boundcited by 92
  7. 2021Safe Nonlinear Control Using Robust Neural Lyapunov-Barrier Functionscited by 91
  8. 2017Output Reachable Set Estimation and Verification for Multi-Layer Neural Networkscited by 79
  9. 2021Learning Safe Multi-Agent Control with Decentralized Neural Barrier Certificatescited by 71
  10. 2019Control Barrier Functions for Systems with High Relative Degreecited by 30
  11. 2022Safe Control Under Input Limits with Neural Control Barrier Functionscited by 27
  12. 2022Safety Certification for Stochastic Systems via Neural Barrier Functionscited by 22
13 more
  1. 2022Safety Guarantees for Neural Network Dynamic Systems via Stochastic Barrier Functionscited by 14
  2. 2022Convex synthesis and verification of control-Lyapunov and barrier functions with input constraintscited by 14
  3. 2021Verification and Synthesis of Control Barrier Functionscited by 13
  4. 2022Safety Index Synthesis via Sum-of-Squares Programmingcited by 11
  5. 2022Quantifying Safety of Learning-based Self-Driving Control Using Almost-Barrier Functionscited by 10
  6. 2019Control Barrier Functions for Mechanical Systems: Theory and Application to Robotic Graspingcited by 8
  7. 2021Safe Control Synthesis via Input Constrained Control Barrier Functionscited by 8
  8. 2021Robust Control Barrier Functions under High Relative Degree and Input Constraints for Satellite Trajectoriescited by 8
  9. 2016Correctness Guarantees for the Composition of Lane Keeping and Adaptive Cruise Controlcited by 7
  10. 2022A Hybrid Partitioning Strategy for Backward Reachability of Neural Feedback Loopscited by 6
  11. 2021High Relative Degree Control Barrier Functions Under Input Constraintscited by 3
  12. 2023Verification and Synthesis of Robust Control Barrier Functions: Multilevel Polynomial Optimization and Semidefinite Relaxationcited by 3
  13. 2023SOS Construction of Compatible Control Lyapunov and Barrier Functionscited by 3

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2023: 1; 2024: 5; 2025: 6; 2026: 2.

14 papers.

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