Solving Stabilize-Avoid Optimal Control via Epigraph Form and Deep Reinforcement Learning
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Abstract (arXiv)
Tasks for autonomous robotic systems commonly require stabilization to a desired region while maintaining safety specifications. However, solving this multi-objective problem is challenging when the dynamics are nonlinear and high-dimensional, as traditional methods do not scale well and are often limited to specific problem structures. To address this issue, we propose a novel approach to solve the stabilize-avoid problem via the solution of an infinite-horizon constrained optimal control problem (OCP). We transform the constrained OCP into epigraph form and obtain a two-stage optimization problem that optimizes over the policy in the inner problem and over an auxiliary variable in the outer problem. We then propose a new method for this formulation that combines an on-policy deep reinforcement learning algorithm with neural network regression. Our method yields better stability during training, avoids instabilities caused by saddle-point finding, and is not restricted to specific requirements on the problem structure compared to more traditional methods. We validate our approach on different benchmark tasks, ranging from low-dimensional toy examples to an F16 fighter jet with a 17-dimensional state space. Simulation results show that our approach consistently yields controllers that match or exceed the safety of existing methods while providing ten-fold increases in stability performance from larger regions of attraction.
Key facts. Cited by 24 papers in the map (data through 14 Oct 2026). First posted on arXiv 23 May 2023.
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Citing papers per year: 2023: 1; 2024: 10; 2025: 7; 2026: 6.
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- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 88
- 2024Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificatescited by 16
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 16
- 2024Solving Minimum-Cost Reach Avoid using Reinforcement Learningcited by 14
- 2025A Physics-Informed Machine Learning Framework for Safe and Optimal Control of Autonomous Systemscited by 12
- 2024RACER: Epistemic Risk-Sensitive RL Enables Fast Driving with Fewer Crashescited by 10
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Formcited by 10
- 2025Discrete GCBF Proximal Policy Optimization for Multi-agent Safe Optimal Controlcited by 8
- 2025One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learningcited by 8
- 2024Verified Safe Reinforcement Learning for Neural Network Dynamic Modelscited by 7
- 2025Solving Multi-Agent Safe Optimal Control with Distributed Epigraph Form MARLcited by 6
- 2026How Does the Lagrangian Guide Safe Reinforcement Learning through Diffusion Models?cited by 5
12 more
- 2024Safe and Reliable Training of Learning-Based Aerospace Controllerscited by 4
- 2024Active Disruption Avoidance and Trajectory Design for Tokamak Ramp-downs with Neural Differential Equations and Reinforcement Learningcited by 3
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulationscited by 3
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learningcited by 2
- 2024Extremum-Seeking Action Selection for Accelerating Policy Optimizationcited by 1
- 2025Safe Beyond the Horizon: Efficient Sampling-based MPC with Neural Control Barrier Functionscited by 1
- 2025Scalable Importance Sampling in High Dimensions with Low-Rank Mixture Proposalscited by 0
- 2026Solving Parameter-Robust Avoid Problems with Unknown Feasibility using Reinforcement Learningcited by 0
- 2026TAIL-Safe: Task-Agnostic Safety Monitoring for Imitation Learning Policiescited by 0
- 2026Stochastic Minimum-Cost Reach-Avoid Reinforcement Learningcited by 0
- 2026Safe and Generalizable Hierarchical Multi-Agent RL via Constraint Manifold Controlcited by 0
- 2026Safe Score Matching: Diffusion Policies with Hamilton-Jacobi Reachability for Online Safe Reinforcement Learningcited by 0
- 2026Safe Score Matching: Diffusion Policies with Hamilton-Jacobi Reachability for Online Safe Reinforcement Learning27 Sep 2026
- 2026Safe and Generalizable Hierarchical Multi-Agent RL via Constraint Manifold Control22 Jun 2026
- 2026Stochastic Minimum-Cost Reach-Avoid Reinforcement Learning12 May 2026
- 2026TAIL-Safe: Task-Agnostic Safety Monitoring for Imitation Learning Policies2 May 2026
- 2026Solving Parameter-Robust Avoid Problems with Unknown Feasibility using Reinforcement Learning17 Feb 2026
- 2026How Does the Lagrangian Guide Safe Reinforcement Learning through Diffusion Models?2 Feb 2026
- 2025One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learning3 Aug 2025
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulations19 Jun 2025
- 2025Scalable Importance Sampling in High Dimensions with Low-Rank Mixture Proposals19 May 2025
- 2025Solving Multi-Agent Safe Optimal Control with Distributed Epigraph Form MARL21 Apr 2025
- 2025Safe Beyond the Horizon: Efficient Sampling-based MPC with Neural Control Barrier Functions20 Feb 2025
- 2025A Physics-Informed Machine Learning Framework for Safe and Optimal Control of Autonomous Systems16 Feb 2025
12 more
- 2025Discrete GCBF Proximal Policy Optimization for Multi-agent Safe Optimal Control5 Feb 2025
- 2024Solving Minimum-Cost Reach Avoid using Reinforcement Learning29 Oct 2024
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Form29 Aug 2024
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024Safe and Reliable Training of Learning-Based Aerospace Controllers9 Jul 2024
- 2024Verified Safe Reinforcement Learning for Neural Network Dynamic Models25 May 2024
- 2024Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificates22 May 2024
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learning19 May 2024
- 2024RACER: Epistemic Risk-Sensitive RL Enables Fast Driving with Fewer Crashes7 May 2024
- 2024Extremum-Seeking Action Selection for Accelerating Policy Optimization2 Apr 2024
- 2024Active Disruption Avoidance and Trajectory Design for Tokamak Ramp-downs with Neural Differential Equations and Reinforcement Learning14 Feb 2024
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systems11 Sep 2023
- 2024Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificatescited by 16
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 16
- 2024Solving Minimum-Cost Reach Avoid using Reinforcement Learningcited by 14
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Formcited by 10
- 2025One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learningcited by 8
- 2024Verified Safe Reinforcement Learning for Neural Network Dynamic Modelscited by 7
- 2024Safe and Reliable Training of Learning-Based Aerospace Controllerscited by 4
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulationscited by 3
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learningcited by 2
- 2024Extremum-Seeking Action Selection for Accelerating Policy Optimizationcited by 1
- 2026Solving Parameter-Robust Avoid Problems with Unknown Feasibility using Reinforcement Learningcited by 0
- 2026Stochastic Minimum-Cost Reach-Avoid Reinforcement Learningcited by 0
- 2026Stochastic Minimum-Cost Reach-Avoid Reinforcement Learning12 May 2026
- 2026Solving Parameter-Robust Avoid Problems with Unknown Feasibility using Reinforcement Learning17 Feb 2026
- 2025One Subgoal at a Time: Zero-Shot Generalization to Arbitrary Linear Temporal Logic Requirements in Multi-Task Reinforcement Learning3 Aug 2025
- 2025Dual-Objective Reinforcement Learning with Novel Hamilton-Jacobi-Bellman Formulations19 Jun 2025
- 2024Solving Minimum-Cost Reach Avoid using Reinforcement Learning29 Oct 2024
- 2024Near-Optimal Policy Identification in Robust Constrained Markov Decision Processes via Epigraph Form29 Aug 2024
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024Safe and Reliable Training of Learning-Based Aerospace Controllers9 Jul 2024
- 2024Verified Safe Reinforcement Learning for Neural Network Dynamic Models25 May 2024
- 2024Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificates22 May 2024
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learning19 May 2024
- 2024Extremum-Seeking Action Selection for Accelerating Policy Optimization2 Apr 2024
- 2026How Does the Lagrangian Guide Safe Reinforcement Learning through Diffusion Models?cited by 5
- 2026TAIL-Safe: Task-Agnostic Safety Monitoring for Imitation Learning Policiescited by 0
- 2026Safe Score Matching: Diffusion Policies with Hamilton-Jacobi Reachability for Online Safe Reinforcement Learningcited by 0
- 2026Safe Score Matching: Diffusion Policies with Hamilton-Jacobi Reachability for Online Safe Reinforcement Learning27 Sep 2026
- 2026TAIL-Safe: Task-Agnostic Safety Monitoring for Imitation Learning Policies2 May 2026
- 2026How Does the Lagrangian Guide Safe Reinforcement Learning through Diffusion Models?2 Feb 2026
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 88
- 2025A Physics-Informed Machine Learning Framework for Safe and Optimal Control of Autonomous Systemscited by 12
- 2025Discrete GCBF Proximal Policy Optimization for Multi-agent Safe Optimal Controlcited by 8
- 2025Solving Multi-Agent Safe Optimal Control with Distributed Epigraph Form MARLcited by 6
- 2024Active Disruption Avoidance and Trajectory Design for Tokamak Ramp-downs with Neural Differential Equations and Reinforcement Learningcited by 3
- 2025Safe Beyond the Horizon: Efficient Sampling-based MPC with Neural Control Barrier Functionscited by 1
- 2025Scalable Importance Sampling in High Dimensions with Low-Rank Mixture Proposalscited by 0
- 2026Safe and Generalizable Hierarchical Multi-Agent RL via Constraint Manifold Controlcited by 0
- 2026Safe and Generalizable Hierarchical Multi-Agent RL via Constraint Manifold Control22 Jun 2026
- 2025Scalable Importance Sampling in High Dimensions with Low-Rank Mixture Proposals19 May 2025
- 2025Solving Multi-Agent Safe Optimal Control with Distributed Epigraph Form MARL21 Apr 2025
- 2025Safe Beyond the Horizon: Efficient Sampling-based MPC with Neural Control Barrier Functions20 Feb 2025
- 2025A Physics-Informed Machine Learning Framework for Safe and Optimal Control of Autonomous Systems16 Feb 2025
- 2025Discrete GCBF Proximal Policy Optimization for Multi-agent Safe Optimal Control5 Feb 2025
- 2024Active Disruption Avoidance and Trajectory Design for Tokamak Ramp-downs with Neural Differential Equations and Reinforcement Learning14 Feb 2024
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systems11 Sep 2023