Provable Guarantees for Nonlinear Feature Learning in Three-Layer Neural Networks
Not on the map. Why?
Abstract (arXiv)
One of the central questions in the theory of deep learning is to understand how neural networks learn hierarchical features. The ability of deep networks to extract salient features is crucial to both their outstanding generalization ability and the modern deep learning paradigm of pretraining and finetuneing. However, this feature learning process remains poorly understood from a theoretical perspective, with existing analyses largely restricted to two-layer networks. In this work we show that three-layer neural networks have provably richer feature learning capabilities than two-layer networks. We analyze the features learned by a three-layer network trained with layer-wise gradient descent, and present a general purpose theorem which upper bounds the sample complexity and width needed to achieve low test error when the target has specific hierarchical structure. We instantiate our framework in specific statistical learning settings -- single-index models and functions of quadratic features -- and show that in the latter setting three-layer networks obtain a sample complexity improvement over all existing guarantees for two-layer networks. Crucially, this sample complexity improvement relies on the ability of three-layer networks to efficiently learn nonlinear features. We then establish a concrete optimization-based depth separation by constructing a function which is efficiently learnable via gradient descent on a three-layer network, yet cannot be learned efficiently by a two-layer network. Our work makes progress towards understanding the provable benefit of three-layer neural networks over two-layer networks in the feature learning regime.
Key facts. Cited by 18 papers in the map (data through 7 Oct 2026). Builds on 50 of its 58 references that are in the map. First posted on arXiv 11 May 2023.
Builds on
50 of 58 references.
References · 50
- 2015Deep Residual Learning for Image Recognitioncited by 51,809
- 2018BERT: Pre-training of Deep Bidirectional Transformers for Language Understandingcited by 40,204
- 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,597
- 2018On Lazy Training in Differentiable Programmingcited by 671
- 2018Gradient Descent Provably Optimizes Over-parameterized Neural Networkscited by 655
- 2019On Exact Computation with an Infinitely Wide Neural Netcited by 572
- 2019Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networkscited by 562
- 2018Learning and Generalization in Overparameterized Neural Networks, Going Beyond Two Layerscited by 340
- 2020Kernel and Rich Regimes in Overparametrized Modelscited by 302
- 2016Exponential expressivity in deep neural networks through transient chaoscited by 260
- 2016Benefits of depth in neural networkscited by 248
- 2019Generalization Bounds of Stochastic Gradient Descent for Wide and Deep Neural Networkscited by 221
38 more
- 2016Deep Information Propagationcited by 194
- 2022Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limitcited by 184
- 2015The Power of Depth for Feedforward Neural Networkscited by 181
- 2018Dynamical Isometry and a Mean Field Theory of CNNs: How to Train 10,000-Layer Vanilla Convolutional Neural Networkscited by 176
- 2022Neural Networks can Learn Representations with Gradient Descentcited by 161
- 2020Finite Versus Infinite Neural Networks: an Empirical Studycited by 156
- 2019Linearized two-layers neural networks in high dimensioncited by 155
- 2020When Do Neural Networks Outperform Kernel Methods?cited by 150
- 2022High-dimensional Asymptotics of Feature Learning: How One Gradient Step Improves the Representationcited by 146
- 2023SGD learning on neural networks: leap complexity and saddle-to-saddle dynamicscited by 142
- 2022The merged-staircase property: a necessary and nearly sufficient condition for SGD learning of sparse functions on two-layer neural networkscited by 141
- 2018Regularization Matters: Generalization and Optimization of Neural Nets v.s. their Induced Kernelcited by 131
- 2017Theoretical insights into the optimization landscape of over-parameterized shallow neural networkscited by 128
- 2020Online stochastic gradient descent on non-convex losses from high-dimensional inferencecited by 119
- 2021Generalization error of random features and kernel methods: hypercontractivity and kernel matrix concentrationcited by 110
- 2019On the Power and Limitations of Random Features for Understanding Neural Networkscited by 103
- 2018On the Power of Over-parametrization in Neural Networks with Quadratic Activationcited by 102
- 2022Learning Single-Index Models with Shallow Neural Networkscited by 92
- 2019What Can ResNet Learn Efficiently, Going Beyond Kernels?cited by 91
- 2019Limitations of Lazy Training of Two-layers Neural Networkscited by 87
- 2016The Landscape of Empirical Risk for Non-convex Lossescited by 86
- 2020The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Trainingcited by 84
- 2019Beyond Linearization: On Quadratic and Higher-Order Approximation of Wide Neural Networkscited by 79
- 2020Learning Parities with Neural Networkscited by 77
- 2020Why Do Deep Residual Networks Generalize Better than Deep Feedforward Networks? -- A Neural Tangent Kernel Perspectivecited by 60
- 2016Depth-Width Tradeoffs in Approximating Natural Functions with Neural Networkscited by 58
- 2017Learning ReLUs via Gradient Descentcited by 54
- 2017Depth Separation for Neural Networkscited by 46
- 2020Towards Understanding Hierarchical Learning: Benefits of Neural Representationscited by 46
- 2021Quantifying the Benefit of Using Differentiable Learning over Tangent Kernelscited by 41
- 2019Depth Separations in Neural Networks: What is Actually Being Separated?cited by 27
- 2019Is Deeper Better only when Shallow is Good?cited by 24
- 2021The Connection Between Approximation, Depth Separation and Learnability in Neural Networkscited by 19
- 2021Optimization-Based Separations for Neural Networkscited by 17
- 2022Identifying good directions to escape the NTK regime and efficiently learn low-degree plus sparse polynomialscited by 13
- 2023Depth Separation with Multilayer Mean-Field Networkscited by 8
- 2019Exact Convergence Rates of the Neural Tangent Kernel in the Large Depth Limitcited by 5
- 2020Increasing Depth Leads to U-Shaped Test Risk in Over-parameterized Convolutional Networkscited by 5
Built on by
Citing papers per year: 2023: 3; 2024: 9; 2025: 0; 2026: 6.
18 papers.
Sort:
By area:
- 2023A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural Networkscited by 46
- 2024Neural network learns low-dimensional polynomials with SGD near the information-theoretic limitcited by 45
- 2024Learning Multi-Index Models with Neural Networks via Mean-Field Langevin Dynamicscited by 14
- 2024Feature learning as alignment: a structural property of gradient descent in non-linear neural networkscited by 9
- 2024From Spikes to Heavy Tails: Unveiling the Spectral Evolution of Neural Networkscited by 9
- 2023Learning Hierarchical Polynomials with Three-Layer Neural Networkscited by 8
- 2024Robust Feature Learning for Multi-Index Models in High Dimensionscited by 5
- 2026Provable Learning of Random Hierarchy Models and Hierarchical Shallow-to-Deep Chainingcited by 5
- 2024Depth Separations in Neural Networks: Separating the Dimension from the Accuracycited by 4
- 2026The Weight Gram Matrix Captures Sequential Feature Linearization in Deep Networkscited by 3
- 2023Nonparametric Classification on Low Dimensional Manifolds using Overparameterized Convolutional Residual Networkscited by 2
- 2024Understanding Optimal Feature Transfer via a Fine-Grained Bias-Variance Analysiscited by 2
6 more
- 2024Generalization for Least Squares Regression With Simple Spiked Covariancescited by 2
- 2026Deep Learning of Compositional Targets with Hierarchical Spectral Methodscited by 2
- 2024Learning Hierarchical Polynomials of Multiple Nonlinear Features with Three-Layer Networkscited by 1
- 2026Feature Resemblance: Towards a Theoretical Understanding of Analogical Reasoning in Transformerscited by 0
- 2026Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descentcited by 0
- 2026Every Layer Counts: An Exponential L2 Depth Hierarchy for ReLU Networkscited by 0
- 2026Every Layer Counts: An Exponential L2 Depth Hierarchy for ReLU Networks24 Aug 2026
- 2026Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descent18 May 2026
- 2026The Weight Gram Matrix Captures Sequential Feature Linearization in Deep Networks7 May 2026
- 2026Feature Resemblance: Towards a Theoretical Understanding of Analogical Reasoning in Transformers5 Mar 2026
- 2026Deep Learning of Compositional Targets with Hierarchical Spectral Methods11 Feb 2026
- 2026Provable Learning of Random Hierarchy Models and Hierarchical Shallow-to-Deep Chaining27 Jan 2026
- 2024Learning Hierarchical Polynomials of Multiple Nonlinear Features with Three-Layer Networks26 Nov 2024
- 2024Robust Feature Learning for Multi-Index Models in High Dimensions21 Oct 2024
- 2024Generalization for Least Squares Regression With Simple Spiked Covariances17 Oct 2024
- 2024Learning Multi-Index Models with Neural Networks via Mean-Field Langevin Dynamics14 Aug 2024
- 2024From Spikes to Heavy Tails: Unveiling the Spectral Evolution of Neural Networks7 Jun 2024
- 2024Neural network learns low-dimensional polynomials with SGD near the information-theoretic limit3 Jun 2024
6 more
- 2024Understanding Optimal Feature Transfer via a Fine-Grained Bias-Variance Analysis18 Apr 2024
- 2024Depth Separations in Neural Networks: Separating the Dimension from the Accuracy11 Feb 2024
- 2024Feature learning as alignment: a structural property of gradient descent in non-linear neural networks7 Feb 2024
- 2023Learning Hierarchical Polynomials with Three-Layer Neural Networks23 Nov 2023
- 2023A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural Networks11 Oct 2023
- 2023Nonparametric Classification on Low Dimensional Manifolds using Overparameterized Convolutional Residual Networks4 Jul 2023
- 2023A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural Networkscited by 46
- 2024Neural network learns low-dimensional polynomials with SGD near the information-theoretic limitcited by 45
- 2024Learning Multi-Index Models with Neural Networks via Mean-Field Langevin Dynamicscited by 14
- 2024Feature learning as alignment: a structural property of gradient descent in non-linear neural networkscited by 9
- 2024From Spikes to Heavy Tails: Unveiling the Spectral Evolution of Neural Networkscited by 9
- 2023Learning Hierarchical Polynomials with Three-Layer Neural Networkscited by 8
- 2024Robust Feature Learning for Multi-Index Models in High Dimensionscited by 5
- 2026Provable Learning of Random Hierarchy Models and Hierarchical Shallow-to-Deep Chainingcited by 5
- 2024Depth Separations in Neural Networks: Separating the Dimension from the Accuracycited by 4
- 2026The Weight Gram Matrix Captures Sequential Feature Linearization in Deep Networkscited by 3
- 2023Nonparametric Classification on Low Dimensional Manifolds using Overparameterized Convolutional Residual Networkscited by 2
- 2024Understanding Optimal Feature Transfer via a Fine-Grained Bias-Variance Analysiscited by 2
12 most cited of 17 All 17 (JSON)
- 2026Every Layer Counts: An Exponential L2 Depth Hierarchy for ReLU Networks24 Aug 2026
- 2026Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descent18 May 2026
- 2026The Weight Gram Matrix Captures Sequential Feature Linearization in Deep Networks7 May 2026
- 2026Deep Learning of Compositional Targets with Hierarchical Spectral Methods11 Feb 2026
- 2026Provable Learning of Random Hierarchy Models and Hierarchical Shallow-to-Deep Chaining27 Jan 2026
- 2024Learning Hierarchical Polynomials of Multiple Nonlinear Features with Three-Layer Networks26 Nov 2024
- 2024Robust Feature Learning for Multi-Index Models in High Dimensions21 Oct 2024
- 2024Generalization for Least Squares Regression With Simple Spiked Covariances17 Oct 2024
- 2024Learning Multi-Index Models with Neural Networks via Mean-Field Langevin Dynamics14 Aug 2024
- 2024From Spikes to Heavy Tails: Unveiling the Spectral Evolution of Neural Networks7 Jun 2024
- 2024Neural network learns low-dimensional polynomials with SGD near the information-theoretic limit3 Jun 2024
- 2024Understanding Optimal Feature Transfer via a Fine-Grained Bias-Variance Analysis18 Apr 2024
12 newest of 17 All 17 (JSON)