Framework for Certification of AI-Based Systems

The current certification process for aerospace software is not adapted to "AI-based" algorithms such as deep neural networks. Unlike traditional aerospace software, the precise parameters optimized during neural network training are as important as (or more than) the code processing the network and they are not directly mathematically understandable. Despite their lack of explainability such algorithms are appealing because for some applications they can exhibit high performance unattainable with any traditional explicit line-by-line software methods. This paper proposes a framework and principles that could be used to establish certification methods for neural network models for which the current certification processes such as DO-178 cannot be applied. While it is not a magic recipe, it is a set of common sense steps that will allow the applicant and the regulator increase their confidence in the developed software, by demonstrating the capabilities to bring together, trace, and track the requirements, data, software, training process, and test results.