Causal Proxy Models for Concept-Based Model Explanations
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Abstract (arXiv)
Explainability methods for NLP systems encounter a version of the fundamental problem of causal inference: for a given ground-truth input text, we never truly observe the counterfactual texts necessary for isolating the causal effects of model representations on outputs. In response, many explainability methods make no use of counterfactual texts, assuming they will be unavailable. In this paper, we show that robust causal explainability methods can be created using approximate counterfactuals, which can be written by humans to approximate a specific counterfactual or simply sampled using metadata-guided heuristics. The core of our proposal is the Causal Proxy Model (CPM). A CPM explains a black-box model N because it is trained to have the same actual input/output behavior as N while creating neural representations that can be intervened upon to simulate the counterfactual input/output behavior of N. Furthermore, we show that the best CPM for N performs comparably to N in making factual predictions, which means that the CPM can simply replace N, leading to more explainable deployed models. Our code is available at https://github.com/frankaging/Causal-Proxy-Model.
Key facts. Cited by 29 papers in the map (data through 7 Oct 2026). Builds on 41 of its 63 references that are in the map. First posted on arXiv 28 Sep 2022.
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41 of 63 references.
References · 41
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Citing papers per year: 2022: 1; 2023: 14; 2024: 11; 2025: 2; 2026: 1.
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- 2023Measuring and Improving Attentiveness to Partial Inputs with Counterfactualscited by 0
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- 2026LIBERTy: A Causal Framework for Benchmarking Concept-Based Explanations of LLMs with Structural Counterfactuals15 Jan 2026
- 2025Enhancing the Comprehensibility of Text Explanations via Unsupervised Concept Discovery26 May 2025
- 2025Learning Counterfactual Outcomes Under Rank Preservation10 Feb 2025
- 2024Beyond Attribution: Unified Concept-Level Explanations16 Oct 2024
- 2024Decompose the model: Mechanistic interpretability in image models with Generalized Integrated Gradients (GIG)3 Sep 2024
- 2024On Behalf of the Stakeholders: Trends in NLP Model Interpretability in the Era of LLMs27 Jul 2024
- 2024Validating Mechanistic Interpretations: An Axiomatic Approach18 Jul 2024
- 2024Automated Molecular Concept Generation and Labeling with Large Language Models13 Jun 2024
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- 2024A Primer on the Inner Workings of Transformer-based Language Models30 Apr 2024
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- 2024Mechanistic Interpretability for AI Safety -- A Review22 Apr 2024
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- 2023Estimation of Concept Explanations Should be Uncertainty Aware13 Dec 2023
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- 2023Measuring and Improving Attentiveness to Partial Inputs with Counterfactuals16 Nov 2023
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- 2023Bridging the Human-AI Knowledge Gap: Concept Discovery and Transfer in AlphaZero25 Oct 2023
- 2023Data Augmentations for Improved (Large) Language Model Generalization19 Oct 2023
- 2023Faithful Explanations of Black-box NLP Models Using LLM-generated Counterfactuals1 Oct 2023
- 2023ScoNe: Benchmarking Negation Reasoning in Language Models With Fine-Tuning and In-Context Learning30 May 2023
- 2023Has It All Been Solved? Open NLP Research Questions Not Solved by Large Language Models21 May 2023
- 2023Interpretability at Scale: Identifying Causal Mechanisms in Alpaca15 May 2023
- 2023Estimating the Causal Effects of Natural Logic Features in Neural NLI Models15 May 2023
- 2023Finding Alignments Between Interpretable Causal Variables and Distributed Neural Representations5 Mar 2023
- 2022Inducing Character-level Structure in Subword-based Language Models with Type-level Interchange Intervention Training19 Dec 2022
- 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 415
- 2023Finding Alignments Between Interpretable Causal Variables and Distributed Neural Representationscited by 197
- 2023Interpretability at Scale: Identifying Causal Mechanisms in Alpacacited by 102
- 2023Concept-based Explainable Artificial Intelligence: A Surveycited by 97
- 2024A Primer on the Inner Workings of Transformer-based Language Modelscited by 83
- 2023Faithful Explanations of Black-box NLP Models Using LLM-generated Counterfactualscited by 44
- 2023Bridging the Human-AI Knowledge Gap: Concept Discovery and Transfer in AlphaZerocited by 41
- 2023Interpreting Pretrained Language Models via Concept Bottleneckscited by 33
- 2024Mission: Impossible Language Modelscited by 31
- 2023A Glitch in the Matrix? Locating and Detecting Language Model Grounding with Fakepediacited by 24
- 2024On Behalf of the Stakeholders: Trends in NLP Model Interpretability in the Era of LLMscited by 24
- 2023Interpretable-by-Design Text Understanding with Iteratively Generated Concept Bottleneckcited by 21
12 most cited of 28 All 28 (JSON)
- 2026LIBERTy: A Causal Framework for Benchmarking Concept-Based Explanations of LLMs with Structural Counterfactuals15 Jan 2026
- 2025Enhancing the Comprehensibility of Text Explanations via Unsupervised Concept Discovery26 May 2025
- 2025Learning Counterfactual Outcomes Under Rank Preservation10 Feb 2025
- 2024Beyond Attribution: Unified Concept-Level Explanations16 Oct 2024
- 2024Decompose the model: Mechanistic interpretability in image models with Generalized Integrated Gradients (GIG)3 Sep 2024
- 2024On Behalf of the Stakeholders: Trends in NLP Model Interpretability in the Era of LLMs27 Jul 2024
- 2024Validating Mechanistic Interpretations: An Axiomatic Approach18 Jul 2024
- 2024Automated Molecular Concept Generation and Labeling with Large Language Models13 Jun 2024
- 2024Updating CLIP to Prefer Descriptions Over Captions12 Jun 2024
- 2024A Primer on the Inner Workings of Transformer-based Language Models30 Apr 2024
- 2024Evaluating Readability and Faithfulness of Concept-based Explanations29 Apr 2024
- 2024Mechanistic Interpretability for AI Safety -- A Review22 Apr 2024
12 newest of 28 All 28 (JSON)