Extending inferences from a randomized trial to a new target population
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Abstract (arXiv)
When treatment effect modifiers influence the decision to participate in a randomized trial, the average treatment effect in the population represented by the randomized individuals will differ from the effect in other populations. In this tutorial, we consider methods for extending causal inferences about time-fixed treatments from a trial to a new target population of non-participants, using data from a completed randomized trial and baseline covariate data from a sample from the target population. We examine methods based on modeling the expectation of the outcome, the probability of participation, or both (doubly robust). We compare the methods in a simulation study and show how they can be implemented in software. We apply the methods to a randomized trial nested within a cohort of trial-eligible patients to compare coronary artery surgery plus medical therapy versus medical therapy alone for patients with chronic coronary artery disease. We conclude by discussing issues that arise when using the methods in applied analyses.
Key facts. Cited by 19 papers in the map (data through 14 Oct 2026). First posted on arXiv 1 May 2018.
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Citing papers per year: 2021: 1; 2022: 3; 2023: 3; 2024: 4; 2025: 4; 2026: 4.
19 papers.
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- 2024Prediction-powered Generalization of Causal Inferencescited by 15
- 2023Multiply Robust Federated Estimation of Targeted Average Treatment Effectscited by 13
- 2022Falsification before Extrapolation in Causal Effect Estimationcited by 10
- 2023Falsification of Internal and External Validity in Observational Studies via Conditional Moment Restrictionscited by 10
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoringcited by 4
- 2024Beyond Reweighting: On the Predictive Role of Covariate Shift in Effect Generalizationcited by 4
- 2021Robust Sample Weighting to Facilitate Individualized Treatment Rule Learning for a Target Populationcited by 3
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanismscited by 3
- 2026Generalized Prediction-Powered Inference, with Application to Binary Classifier Evaluationcited by 3
- 2022Automated causal inference in application to randomized controlled clinical trialscited by 2
- 2024On the Role of Surrogates in Conformal Inference of Individual Causal Effectscited by 2
- 2025Synthetic Counterfactual Labels for Efficient Conformal Counterfactual Inferencecited by 2
7 more
- 2026Improving RCT-Based Treatment Effect Estimation Under Covariate Mismatch via Calibrated Alignmentcited by 1
- 2022Causal Analysis of the TOPCAT Trial: Spironolactone for Preserved Cardiac Function Heart Failurecited by 0
- 2023Constructing Synthetic Treatment Groups without the Mean Exchangeability Assumptioncited by 0
- 2025Optimal Policy Adaptation under Covariate Shiftcited by 0
- 2025Augmenting Limited and Biased RCTs through Pseudo-Sample Matching-Based Observational Data Fusion Methodcited by 0
- 2026Augmented Inverse Hybrid Weighting: Robust Inference under Deterministic and Random Distribution Shiftscited by 0
- 2026Transportable Causal Effect Estimation across Networks under Interferencecited by 0
- 2026Transportable Causal Effect Estimation across Networks under Interference19 Aug 2026
- 2026Augmented Inverse Hybrid Weighting: Robust Inference under Deterministic and Random Distribution Shifts1 Aug 2026
- 2026Improving RCT-Based Treatment Effect Estimation Under Covariate Mismatch via Calibrated Alignment19 Mar 2026
- 2026Generalized Prediction-Powered Inference, with Application to Binary Classifier Evaluation10 Feb 2026
- 2025Augmenting Limited and Biased RCTs through Pseudo-Sample Matching-Based Observational Data Fusion Method16 Sep 2025
- 2025Synthetic Counterfactual Labels for Efficient Conformal Counterfactual Inference4 Sep 2025
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanisms10 Feb 2025
- 2025Optimal Policy Adaptation under Covariate Shift14 Jan 2025
- 2024On the Role of Surrogates in Conformal Inference of Individual Causal Effects16 Dec 2024
- 2024Beyond Reweighting: On the Predictive Role of Covariate Shift in Effect Generalization12 Dec 2024
- 2024Prediction-powered Generalization of Causal Inferences5 Jun 2024
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoring23 Feb 2024
7 more
- 2023Constructing Synthetic Treatment Groups without the Mean Exchangeability Assumption28 Sep 2023
- 2023Multiply Robust Federated Estimation of Targeted Average Treatment Effects22 Sep 2023
- 2023Falsification of Internal and External Validity in Observational Studies via Conditional Moment Restrictions30 Jan 2023
- 2022Causal Analysis of the TOPCAT Trial: Spironolactone for Preserved Cardiac Function Heart Failure23 Nov 2022
- 2022Falsification before Extrapolation in Causal Effect Estimation27 Sep 2022
- 2022Automated causal inference in application to randomized controlled clinical trials15 Jan 2022
- 2021Robust Sample Weighting to Facilitate Individualized Treatment Rule Learning for a Target Population3 May 2021
- 2024Prediction-powered Generalization of Causal Inferencescited by 15
- 2023Multiply Robust Federated Estimation of Targeted Average Treatment Effectscited by 13
- 2022Falsification before Extrapolation in Causal Effect Estimationcited by 10
- 2023Falsification of Internal and External Validity in Observational Studies via Conditional Moment Restrictionscited by 10
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoringcited by 4
- 2024Beyond Reweighting: On the Predictive Role of Covariate Shift in Effect Generalizationcited by 4
- 2021Robust Sample Weighting to Facilitate Individualized Treatment Rule Learning for a Target Populationcited by 3
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanismscited by 3
- 2026Generalized Prediction-Powered Inference, with Application to Binary Classifier Evaluationcited by 3
- 2022Automated causal inference in application to randomized controlled clinical trialscited by 2
- 2024On the Role of Surrogates in Conformal Inference of Individual Causal Effectscited by 2
- 2025Synthetic Counterfactual Labels for Efficient Conformal Counterfactual Inferencecited by 2
12 most cited of 19 All 19 (JSON)
- 2026Transportable Causal Effect Estimation across Networks under Interference19 Aug 2026
- 2026Augmented Inverse Hybrid Weighting: Robust Inference under Deterministic and Random Distribution Shifts1 Aug 2026
- 2026Improving RCT-Based Treatment Effect Estimation Under Covariate Mismatch via Calibrated Alignment19 Mar 2026
- 2026Generalized Prediction-Powered Inference, with Application to Binary Classifier Evaluation10 Feb 2026
- 2025Augmenting Limited and Biased RCTs through Pseudo-Sample Matching-Based Observational Data Fusion Method16 Sep 2025
- 2025Synthetic Counterfactual Labels for Efficient Conformal Counterfactual Inference4 Sep 2025
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanisms10 Feb 2025
- 2025Optimal Policy Adaptation under Covariate Shift14 Jan 2025
- 2024On the Role of Surrogates in Conformal Inference of Individual Causal Effects16 Dec 2024
- 2024Beyond Reweighting: On the Predictive Role of Covariate Shift in Effect Generalization12 Dec 2024
- 2024Prediction-powered Generalization of Causal Inferences5 Jun 2024
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoring23 Feb 2024
12 newest of 19 All 19 (JSON)