mlsanityData to 7 Oct 2026

Dialogue Evaluation with Offline Reinforcement Learning

arXiv 2209.00876 ↗First posted 2 Sep 2022cs.CLcited by 3

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Abstract (arXiv)

Task-oriented dialogue systems aim to fulfill user goals through natural language interactions. They are ideally evaluated with human users, which however is unattainable to do at every iteration of the development phase. Simulated users could be an alternative, however their development is nontrivial. Therefore, researchers resort to offline metrics on existing human-human corpora, which are more practical and easily reproducible. They are unfortunately limited in reflecting real performance of dialogue systems. BLEU for instance is poorly correlated with human judgment, and existing corpus-based metrics such as success rate overlook dialogue context mismatches. There is still a need for a reliable metric for task-oriented systems with good generalization and strong correlation with human judgements. In this paper, we propose the use of offline reinforcement learning for dialogue evaluation based on a static corpus. Such an evaluator is typically called a critic and utilized for policy optimization. We go one step further and show that offline RL critics can be trained on a static corpus for any dialogue system as external evaluators, allowing dialogue performance comparisons across various types of systems. This approach has the benefit of being corpus- and model-independent, while attaining strong correlation with human judgements, which we confirm via an interactive user trial.

Key facts. Cited by 3 papers in the map (data through 7 Oct 2026). Builds on 28 of its 47 references that are in the map. First posted on arXiv 2 Sep 2022.

Builds on

28 of 47 references.

References · 28

  1. 2015Continuous control with deep reinforcement learningcited by 3,279
  2. 2020Conservative Q-Learning for Offline Reinforcement Learningcited by 1,777
  3. 2018Off-Policy Deep Reinforcement Learning without Explorationcited by 1,227
  4. 2019Stabilizing Off-Policy Q-Learning via Bootstrapping Error Reductioncited by 833
  5. 2018MultiWOZ -- A Large-Scale Multi-Domain Wizard-of-Oz Dataset for Task-Oriented Dialogue Modellingcited by 760
  6. 2019Behavior Regularized Offline Reinforcement Learningcited by 654
  7. 2019Towards Scalable Multi-domain Conversational Agents: The Schema-Guided Dialogue Datasetcited by 426
  8. 2016How NOT To Evaluate Your Dialogue System: An Empirical Study of Unsupervised Evaluation Metrics for Dialogue Response Generationcited by 356
  9. 2019Way Off-Policy Batch Deep Reinforcement Learning of Implicit Human Preferences in Dialogcited by 283
  10. 2020USR: An Unsupervised and Reference Free Evaluation Metric for Dialog Generationcited by 186
  11. 2019Taskmaster-1: Toward a Realistic and Diverse Dialog Datasetcited by 139
  12. 2020Unsupervised Evaluation of Interactive Dialog with DialoGPTcited by 139
16 more
  1. 2020PLAS: Latent Action Space for Offline Reinforcement Learningcited by 133
  2. 2019Rethinking Action Spaces for Reinforcement Learning in End-to-end Dialog Agents with Latent Variable Modelscited by 53
  3. 2019Evaluating Coherence in Dialogue Systems using Entailmentcited by 53
  4. 2020ConvLab-2: An Open-Source Toolkit for Building, Evaluating, and Diagnosing Dialogue Systemscited by 52
  5. 2020Overview of the Ninth Dialog System Technology Challenge: DSTC9cited by 49
  6. 2021Shades of BLEU, Flavours of Success: The Case of MultiWOZcited by 48
  7. 2019Semantically Conditioned Dialog Response Generation via Hierarchical Disentangled Self-Attentioncited by 43
  8. 2020Deep Reinforcement Learning amidst Lifelong Non-Stationaritycited by 42
  9. 2019Structured Fusion Networks for Dialogcited by 40
  10. 2021Transferable Dialogue Systems and User Simulatorscited by 35
  11. 2022CHAI: A CHatbot AI for Task-Oriented Dialogue with Offline Reinforcement Learningcited by 33
  12. 2020LAVA: Latent Action Spaces via Variational Auto-encoding for Dialogue Policy Optimizationcited by 30
  13. 2021Domain-independent User Simulation with Transformers for Task-oriented Dialogue Systemscited by 23
  14. 2022Report from the NSF Future Directions Workshop on Automatic Evaluation of Dialog: Research Directions and Challengescited by 13
  15. 2020Knowing What You Know: Calibrating Dialogue Belief State Distributions via Ensemblescited by 8
  16. 2021What Does The User Want? Information Gain for Hierarchical Dialogue Policy Optimisationcited by 3

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Citing papers per year: 2022: 1; 2023: 1; 2024: 1.

3 papers.