FOCUS: Fairness via Agent-Awareness for Federated Learning on Heterogeneous Data
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Abstract (arXiv)
Federated learning (FL) allows agents to jointly train a global model without sharing their local data. However, due to the heterogeneous nature of local data, it is challenging to optimize or even define fairness of the trained global model for the agents. For instance, existing work usually considers accuracy equity as fairness for different agents in FL, which is limited, especially under the heterogeneous setting, since it is intuitively "unfair" to enforce agents with high-quality data to achieve similar accuracy to those who contribute low-quality data, which may discourage the agents from participating in FL. In this work, we propose a formal FL fairness definition, fairness via agent-awareness (FAA), which takes different contributions of heterogeneous agents into account. Under FAA, the performance of agents with high-quality data will not be sacrificed just due to the existence of large amounts of agents with low-quality data. In addition, we propose a fair FL training algorithm based on agent clustering (FOCUS) to achieve fairness in FL measured by FAA. Theoretically, we prove the convergence and optimality of FOCUS under mild conditions for linear and general convex loss functions with bounded smoothness. We also prove that FOCUS always achieves higher fairness in terms of FAA compared with standard FedAvg under both linear and general convex loss functions. Empirically, we show that on four FL datasets, including synthetic data, images, and texts, FOCUS achieves significantly higher fairness in terms of FAA while maintaining competitive prediction accuracy compared with FedAvg and state-of-the-art fair FL algorithms.
Key facts. Cited by 6 papers in the map (data through 14 Oct 2026). Builds on 33 of its 54 references that are in the map. First posted on arXiv 21 Jul 2022.
Builds on
33 of 54 references.
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21 more
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Built on by
Citing papers per year: 2023: 2; 2024: 2; 2025: 2.
6 papers.
- 2024FedFair^3: Unlocking Threefold Fairness in Federated Learningcited by 5
- 2023Entropy-driven Fair and Effective Federated Learningcited by 4
- 2024Federated Fairness Analytics: Quantifying Fairness in Federated Learningcited by 4
- 2023On the Vulnerability of Fairness Constrained Learning to Malicious Noisecited by 3
- 2025Achieving Distributive Justice in Federated Learning via Uncertainty Quantificationcited by 2
- 2025Fairness in Federated Learning: Fairness for Whom?cited by 1
- 2025Fairness in Federated Learning: Fairness for Whom?27 May 2025
- 2025Achieving Distributive Justice in Federated Learning via Uncertainty Quantification22 Apr 2025
- 2024Federated Fairness Analytics: Quantifying Fairness in Federated Learning15 Aug 2024
- 2024FedFair^3: Unlocking Threefold Fairness in Federated Learning29 Jan 2024
- 2023On the Vulnerability of Fairness Constrained Learning to Malicious Noise21 Jul 2023
- 2023Entropy-driven Fair and Effective Federated Learning29 Jan 2023