TCT: Convexifying Federated Learning using Bootstrapped Neural Tangent Kernels
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Abstract (arXiv)
State-of-the-art federated learning methods can perform far worse than their centralized counterparts when clients have dissimilar data distributions. For neural networks, even when centralized SGD easily finds a solution that is simultaneously performant for all clients, current federated optimization methods fail to converge to a comparable solution. We show that this performance disparity can largely be attributed to optimization challenges presented by nonconvexity. Specifically, we find that the early layers of the network do learn useful features, but the final layers fail to make use of them. That is, federated optimization applied to this non-convex problem distorts the learning of the final layers. Leveraging this observation, we propose a Train-Convexify-Train (TCT) procedure to sidestep this issue: first, learn features using off-the-shelf methods (e.g., FedAvg); then, optimize a convexified problem obtained from the network's empirical neural tangent kernel approximation. Our technique yields accuracy improvements of up to +36% on FMNIST and +37% on CIFAR10 when clients have dissimilar data.
Key facts. Cited by 26 papers in the map (data through 7 Oct 2026). Builds on 65 of its 89 references that are in the map. First posted on arXiv 13 Jul 2022.
Builds on
65 of 89 references.
References · 65
- 2015Deep Residual Learning for Image Recognitioncited by 51,809
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- 2020Adaptive Federated Optimizationcited by 1,036
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50 most cited of 65 All 65 (JSON)
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Citing papers per year: 2022: 1; 2023: 8; 2024: 11; 2025: 3; 2026: 3.
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- 2023TRAK: Attributing Model Behavior at Scalecited by 273
- 2023FedExP: Speeding Up Federated Averaging via Extrapolationcited by 68
- 2023Dataset Distillation with Convexified Implicit Gradientscited by 46
- 2023Federated Conformal Predictors for Distributed Uncertainty Quantificationcited by 46
- 2023Unlocking the Potential of Prompt-Tuning in Bridging Generalized and Personalized Federated Learningcited by 20
- 2023A Survey for Federated Learning Evaluations: Goals and Measurescited by 16
- 2024FedFisher: Leveraging Fisher Information for One-Shot Federated Learningcited by 15
- 2024Accelerating Heterogeneous Federated Learning with Closed-form Classifierscited by 10
- 2024Privacy Preserving Federated Learning in Medical Imaging with Uncertainty Estimationcited by 9
- 2022On the effectiveness of partial variance reduction in federated learning with heterogeneous datacited by 8
- 2023Scaff-PD: Communication Efficient Fair and Robust Federated Learningcited by 6
- 2024DAVED: Data Acquisition via Experimental Design for Data Marketscited by 6
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- 2024Exploring the Practicality of Federated Learning: A Survey Towards the Communication Perspectivecited by 4
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- 2023Synthetic data shuffling accelerates the convergence of federated learning under data heterogeneitycited by 2
- 2024The Power of Bias: Optimizing Client Selection in Federated Learning with Heterogeneous Differential Privacycited by 2
- 2024Future-Proofing Medical Imaging with Privacy-Preserving Federated Learning and Uncertainty Quantification: A Reviewcited by 2
- 2025Widening the Network Mitigates the Impact of Data Heterogeneity on FedAvgcited by 2
- 2024FedSat: A Statistical Aggregation Approach for Class Imbalanced Clients in Federated Learningcited by 1
- 2024Federated Learning with Relative Fairnesscited by 0
- 2025Convergence Analysis of Federated Learning Methods Using Backward Error Analysiscited by 0
- 2025Communication-Efficient Neural Tangent Kernels for Heterogeneous Decentralized Federated Learningcited by 0
- 2026Federated Ensemble Learning with Progressive Model Personalizationcited by 0
- 2026FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learningcited by 0
- 2026How Edge of Stability Hinders SCAFFOLD in Federated Optimizationcited by 0
- 2026How Edge of Stability Hinders SCAFFOLD in Federated Optimization26 Aug 2026
- 2026FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learning8 May 2026
- 2026Federated Ensemble Learning with Progressive Model Personalization15 Feb 2026
- 2025Communication-Efficient Neural Tangent Kernels for Heterogeneous Decentralized Federated Learning14 Dec 2025
- 2025Widening the Network Mitigates the Impact of Data Heterogeneity on FedAvg18 Aug 2025
- 2025Convergence Analysis of Federated Learning Methods Using Backward Error Analysis5 Mar 2025
- 2024Federated Learning with Relative Fairness2 Nov 2024
- 2024NTK-DFL: Enhancing Decentralized Federated Learning in Heterogeneous Settings via Neural Tangent Kernel2 Oct 2024
- 2024Future-Proofing Medical Imaging with Privacy-Preserving Federated Learning and Uncertainty Quantification: A Review24 Sep 2024
- 2024The Power of Bias: Optimizing Client Selection in Federated Learning with Heterogeneous Differential Privacy16 Aug 2024
- 2024FedSat: A Statistical Aggregation Approach for Class Imbalanced Clients in Federated Learning4 Jul 2024
- 2024Privacy Preserving Federated Learning in Medical Imaging with Uncertainty Estimation18 Jun 2024
14 more
- 2024Accelerating Heterogeneous Federated Learning with Closed-form Classifiers3 Jun 2024
- 2024Exploring the Practicality of Federated Learning: A Survey Towards the Communication Perspective30 May 2024
- 2024FedSAC: Dynamic Submodel Allocation for Collaborative Fairness in Federated Learning28 May 2024
- 2024DAVED: Data Acquisition via Experimental Design for Data Markets20 Mar 2024
- 2024FedFisher: Leveraging Fisher Information for One-Shot Federated Learning19 Mar 2024
- 2023Unlocking the Potential of Prompt-Tuning in Bridging Generalized and Personalized Federated Learning27 Oct 2023
- 2023A Survey for Federated Learning Evaluations: Goals and Measures23 Aug 2023
- 2023Scaff-PD: Communication Efficient Fair and Robust Federated Learning25 Jul 2023
- 2023Synthetic data shuffling accelerates the convergence of federated learning under data heterogeneity23 Jun 2023
- 2023Federated Conformal Predictors for Distributed Uncertainty Quantification27 May 2023
- 2023TRAK: Attributing Model Behavior at Scale24 Mar 2023
- 2023Dataset Distillation with Convexified Implicit Gradients13 Feb 2023
- 2023FedExP: Speeding Up Federated Averaging via Extrapolation23 Jan 2023
- 2022On the effectiveness of partial variance reduction in federated learning with heterogeneous data5 Dec 2022
- 2023TRAK: Attributing Model Behavior at Scalecited by 273
- 2023FedExP: Speeding Up Federated Averaging via Extrapolationcited by 68
- 2023Dataset Distillation with Convexified Implicit Gradientscited by 46
- 2023Federated Conformal Predictors for Distributed Uncertainty Quantificationcited by 46
- 2023Unlocking the Potential of Prompt-Tuning in Bridging Generalized and Personalized Federated Learningcited by 20
- 2023A Survey for Federated Learning Evaluations: Goals and Measurescited by 16
- 2024FedFisher: Leveraging Fisher Information for One-Shot Federated Learningcited by 15
- 2024Accelerating Heterogeneous Federated Learning with Closed-form Classifierscited by 10
- 2024Privacy Preserving Federated Learning in Medical Imaging with Uncertainty Estimationcited by 9
- 2022On the effectiveness of partial variance reduction in federated learning with heterogeneous datacited by 8
- 2023Scaff-PD: Communication Efficient Fair and Robust Federated Learningcited by 6
- 2024DAVED: Data Acquisition via Experimental Design for Data Marketscited by 6
12 most cited of 26 All 26 (JSON)
- 2026How Edge of Stability Hinders SCAFFOLD in Federated Optimization26 Aug 2026
- 2026FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learning8 May 2026
- 2026Federated Ensemble Learning with Progressive Model Personalization15 Feb 2026
- 2025Communication-Efficient Neural Tangent Kernels for Heterogeneous Decentralized Federated Learning14 Dec 2025
- 2025Widening the Network Mitigates the Impact of Data Heterogeneity on FedAvg18 Aug 2025
- 2025Convergence Analysis of Federated Learning Methods Using Backward Error Analysis5 Mar 2025
- 2024Federated Learning with Relative Fairness2 Nov 2024
- 2024NTK-DFL: Enhancing Decentralized Federated Learning in Heterogeneous Settings via Neural Tangent Kernel2 Oct 2024
- 2024Future-Proofing Medical Imaging with Privacy-Preserving Federated Learning and Uncertainty Quantification: A Review24 Sep 2024
- 2024The Power of Bias: Optimizing Client Selection in Federated Learning with Heterogeneous Differential Privacy16 Aug 2024
- 2024FedSat: A Statistical Aggregation Approach for Class Imbalanced Clients in Federated Learning4 Jul 2024
- 2024Privacy Preserving Federated Learning in Medical Imaging with Uncertainty Estimation18 Jun 2024
12 newest of 26 All 26 (JSON)