mlsanityData to 7 Oct 2026

TCT: Convexifying Federated Learning using Bootstrapped Neural Tangent Kernels

arXiv 2207.06343 ↗First posted 13 Jul 2022cs.LG cs.DC math.OCcited by 26

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Abstract (arXiv)

State-of-the-art federated learning methods can perform far worse than their centralized counterparts when clients have dissimilar data distributions. For neural networks, even when centralized SGD easily finds a solution that is simultaneously performant for all clients, current federated optimization methods fail to converge to a comparable solution. We show that this performance disparity can largely be attributed to optimization challenges presented by nonconvexity. Specifically, we find that the early layers of the network do learn useful features, but the final layers fail to make use of them. That is, federated optimization applied to this non-convex problem distorts the learning of the final layers. Leveraging this observation, we propose a Train-Convexify-Train (TCT) procedure to sidestep this issue: first, learn features using off-the-shelf methods (e.g., FedAvg); then, optimize a convexified problem obtained from the network's empirical neural tangent kernel approximation. Our technique yields accuracy improvements of up to +36% on FMNIST and +37% on CIFAR10 when clients have dissimilar data.

Key facts. Cited by 26 papers in the map (data through 7 Oct 2026). Builds on 65 of its 89 references that are in the map. First posted on arXiv 13 Jul 2022.

Builds on

65 of 89 references.

References · 65

  1. 2015Deep Residual Learning for Image Recognitioncited by 51,809
  2. 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
  3. 2015Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shiftcited by 6,979
  4. 2017Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithmscited by 4,283
  5. 2019Advances and Open Problems in Federated Learningcited by 3,021
  6. 2018Federated Optimization in Heterogeneous Networkscited by 2,971
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  12. 2020Adaptive Federated Optimizationcited by 1,036
38 more
  1. 2020Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimizationcited by 897
  2. 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 836
  3. 2019Towards Federated Learning at Scale: System Designcited by 826
  4. 2021Model-Contrastive Federated Learningcited by 762
  5. 2018How To Backdoor Federated Learningcited by 745
  6. 2019Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descentcited by 732
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  8. 2021Federated Learning on Non-IID Data Silos: An Experimental Studycited by 566
  9. 2021Federated Learning Based on Dynamic Regularizationcited by 555
  10. 2021Exploiting Shared Representations for Personalized Federated Learningcited by 537
  11. 2019Local Model Poisoning Attacks to Byzantine-Robust Federated Learningcited by 479
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  13. 2018Adaptive Federated Learning in Resource Constrained Edge Computing Systemscited by 408
  14. 2014SAGA: A Fast Incremental Gradient Method With Support for Non-Strongly Convex Composite Objectivescited by 401
  15. 2019Fair Resource Allocation in Federated Learningcited by 389
  16. 2020Adaptive Personalized Federated Learningcited by 353
  17. 2021A Field Guide to Federated Optimizationcited by 312
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Cited by year (2026 to 7 Oct)

Citing papers per year: 2022: 1; 2023: 8; 2024: 11; 2025: 3; 2026: 3.

26 papers.

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  1. 2023TRAK: Attributing Model Behavior at Scalecited by 273
  2. 2023FedExP: Speeding Up Federated Averaging via Extrapolationcited by 68
  3. 2023Dataset Distillation with Convexified Implicit Gradientscited by 46
  4. 2023Federated Conformal Predictors for Distributed Uncertainty Quantificationcited by 46
  5. 2023Unlocking the Potential of Prompt-Tuning in Bridging Generalized and Personalized Federated Learningcited by 20
  6. 2023A Survey for Federated Learning Evaluations: Goals and Measurescited by 16
  7. 2024FedFisher: Leveraging Fisher Information for One-Shot Federated Learningcited by 15
  8. 2024Accelerating Heterogeneous Federated Learning with Closed-form Classifierscited by 10
  9. 2024Privacy Preserving Federated Learning in Medical Imaging with Uncertainty Estimationcited by 9
  10. 2022On the effectiveness of partial variance reduction in federated learning with heterogeneous datacited by 8
  11. 2023Scaff-PD: Communication Efficient Fair and Robust Federated Learningcited by 6
  12. 2024DAVED: Data Acquisition via Experimental Design for Data Marketscited by 6
14 more
  1. 2024FedSAC: Dynamic Submodel Allocation for Collaborative Fairness in Federated Learningcited by 4
  2. 2024Exploring the Practicality of Federated Learning: A Survey Towards the Communication Perspectivecited by 4
  3. 2024NTK-DFL: Enhancing Decentralized Federated Learning in Heterogeneous Settings via Neural Tangent Kernelcited by 4
  4. 2023Synthetic data shuffling accelerates the convergence of federated learning under data heterogeneitycited by 2
  5. 2024The Power of Bias: Optimizing Client Selection in Federated Learning with Heterogeneous Differential Privacycited by 2
  6. 2024Future-Proofing Medical Imaging with Privacy-Preserving Federated Learning and Uncertainty Quantification: A Reviewcited by 2
  7. 2025Widening the Network Mitigates the Impact of Data Heterogeneity on FedAvgcited by 2
  8. 2024FedSat: A Statistical Aggregation Approach for Class Imbalanced Clients in Federated Learningcited by 1
  9. 2024Federated Learning with Relative Fairnesscited by 0
  10. 2025Convergence Analysis of Federated Learning Methods Using Backward Error Analysiscited by 0
  11. 2025Communication-Efficient Neural Tangent Kernels for Heterogeneous Decentralized Federated Learningcited by 0
  12. 2026Federated Ensemble Learning with Progressive Model Personalizationcited by 0
  13. 2026FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learningcited by 0
  14. 2026How Edge of Stability Hinders SCAFFOLD in Federated Optimizationcited by 0