KL-Entropy-Regularized RL with a Generative Model is Minimax Optimal
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Abstract (arXiv)
In this work, we consider and analyze the sample complexity of model-free reinforcement learning with a generative model. Particularly, we analyze mirror descent value iteration (MDVI) by Geist et al. (2019) and Vieillard et al. (2020a), which uses the Kullback-Leibler divergence and entropy regularization in its value and policy updates. Our analysis shows that it is nearly minimax-optimal for finding an varepsilon-optimal policy when varepsilon is sufficiently small. This is the first theoretical result that demonstrates that a simple model-free algorithm without variance-reduction can be nearly minimax-optimal under the considered setting.
Key facts. Cited by 13 papers in the map (data through 7 Oct 2026). Builds on 16 of its 37 references that are in the map. First posted on arXiv 27 May 2022.
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16 of 37 references.
References · 16
- 2017Minimax Regret Bounds for Reinforcement Learningcited by 500
- 2018Is Q-learning Provably Efficient?cited by 485
- 2019A Theory of Regularized Markov Decision Processescited by 279
- 2020On the Global Convergence Rates of Softmax Policy Gradient Methodscited by 258
- 2020Nearly Minimax Optimal Reinforcement Learning for Linear Mixture Markov Decision Processescited by 199
- 2017A unified view of entropy-regularized Markov decision processescited by 174
- 2020Fast Global Convergence of Natural Policy Gradient Methods with Entropy Regularizationcited by 170
- 2021Policy Mirror Descent for Reinforcement Learning: Linear Convergence, New Sampling Complexity, and Generalized Problem Classescited by 149
- 2015Taming the Noise in Reinforcement Learning via Soft Updatescited by 125
- 2019Model-Based Reinforcement Learning with a Generative Model is Minimax Optimalcited by 124
- 2020Breaking the Sample Size Barrier in Model-Based Reinforcement Learning with a Generative Modelcited by 108
- 2021Is Q-Learning Minimax Optimal? A Tight Sample Complexity Analysiscited by 89
4 more
- 2019Variance-reduced Q-learning is minimax optimalcited by 72
- 2020Munchausen Reinforcement Learningcited by 68
- 2017Sparse Markov Decision Processes with Causal Sparse Tsallis Entropy Regularization for Reinforcement Learningcited by 36
- 2021Instance-optimality in optimal value estimation: Adaptivity via variance-reduced Q-learningcited by 21
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Citing papers per year: 2022: 1; 2023: 4; 2024: 2; 2025: 2; 2026: 4.
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- 2024Exploratory Preference Optimization: Harnessing Implicit Q*-Approximation for Sample-Efficient RLHFcited by 106
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policiescited by 44
- 2023Towards Minimax Optimality of Model-based Robust Reinforcement Learningcited by 21
- 2026Future-KL Regularized GRPO: Process-Level Credit Assignment from f-Divergence Regularizationcited by 11
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Banditscited by 9
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practicecited by 4
- 2026Near-Optimal Regret for KL-Regularized Multi-Armed Banditscited by 3
- 2023Generalized Munchausen Reinforcement Learning using Tsallis KL Divergencecited by 1
- 2023Guaranteed Trust Region Optimization via Two-Phase KL Penalizationcited by 1
- 2026Value Mirror Descent for Reinforcement Learningcited by 1
- 2024Variance-Reduced Cascade Q-learning: Algorithms and Sample Complexitycited by 0
- 2025Mirror Descent Actor Critic via Bounded Advantage Learningcited by 0
1 more
- 2026Efficient Exploration for Iterative Nash Preference Optimization31 May 2026
- 2026Value Mirror Descent for Reinforcement Learning7 Apr 2026
- 2026Near-Optimal Regret for KL-Regularized Multi-Armed Bandits2 Mar 2026
- 2026Future-KL Regularized GRPO: Process-Level Credit Assignment from f-Divergence Regularization15 Jan 2026
- 2025Towards a Sharp Analysis of Offline Policy Learning for f-Divergence-Regularized Contextual Bandits9 Feb 2025
- 2025Mirror Descent Actor Critic via Bounded Advantage Learning6 Feb 2025
- 2024Variance-Reduced Cascade Q-learning: Algorithms and Sample Complexity13 Aug 2024
- 2024Exploratory Preference Optimization: Harnessing Implicit Q*-Approximation for Sample-Efficient RLHF31 May 2024
- 2023Guaranteed Trust Region Optimization via Two-Phase KL Penalization8 Dec 2023
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practice22 May 2023
- 2023Towards Minimax Optimality of Model-based Robust Reinforcement Learning10 Feb 2023
- 2023Generalized Munchausen Reinforcement Learning using Tsallis KL Divergence27 Jan 2023
1 more
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policiescited by 44
- 2023Towards Minimax Optimality of Model-based Robust Reinforcement Learningcited by 21
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practicecited by 4
- 2026Near-Optimal Regret for KL-Regularized Multi-Armed Banditscited by 3
- 2023Generalized Munchausen Reinforcement Learning using Tsallis KL Divergencecited by 1
- 2023Guaranteed Trust Region Optimization via Two-Phase KL Penalizationcited by 1
- 2026Value Mirror Descent for Reinforcement Learningcited by 1
- 2024Variance-Reduced Cascade Q-learning: Algorithms and Sample Complexitycited by 0
- 2025Mirror Descent Actor Critic via Bounded Advantage Learningcited by 0
- 2026Value Mirror Descent for Reinforcement Learning7 Apr 2026
- 2026Near-Optimal Regret for KL-Regularized Multi-Armed Bandits2 Mar 2026
- 2025Mirror Descent Actor Critic via Bounded Advantage Learning6 Feb 2025
- 2024Variance-Reduced Cascade Q-learning: Algorithms and Sample Complexity13 Aug 2024
- 2023Guaranteed Trust Region Optimization via Two-Phase KL Penalization8 Dec 2023
- 2023Regularization and Variance-Weighted Regression Achieves Minimax Optimality in Linear MDPs: Theory and Practice22 May 2023
- 2023Towards Minimax Optimality of Model-based Robust Reinforcement Learning10 Feb 2023
- 2023Generalized Munchausen Reinforcement Learning using Tsallis KL Divergence27 Jan 2023
- 2022Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policies4 Oct 2022