Improving Safety in Deep Reinforcement Learning using Unsupervised Action Planning
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Abstract (arXiv)
One of the key challenges to deep reinforcement learning (deep RL) is to ensure safety at both training and testing phases. In this work, we propose a novel technique of unsupervised action planning to improve the safety of on-policy reinforcement learning algorithms, such as trust region policy optimization (TRPO) or proximal policy optimization (PPO). We design our safety-aware reinforcement learning by storing all the history of "recovery" actions that rescue the agent from dangerous situations into a separate "safety" buffer and finding the best recovery action when the agent encounters similar states. Because this functionality requires the algorithm to query similar states, we implement the proposed safety mechanism using an unsupervised learning algorithm, k-means clustering. We evaluate the proposed algorithm on six robotic control tasks that cover navigation and manipulation. Our results show that the proposed safety RL algorithm can achieve higher rewards compared with multiple baselines in both discrete and continuous control problems. The supplemental video can be found at: https://youtu.be/AFTeWSohILo.
Key facts. Cited by 7 papers in the map (data through 14 Oct 2026). Builds on 22 of its 40 references that are in the map. First posted on arXiv 29 Sep 2021.
Builds on
22 of 40 references.
References · 22
- 2017Proximal Policy Optimization Algorithmscited by 15,215
- 2015Trust Region Policy Optimizationcited by 2,580
- 2016OpenAI Gymcited by 1,736
- 2017Constrained Policy Optimizationcited by 983
- 2018QT-Opt: Scalable Deep Reinforcement Learning for Vision-Based Robotic Manipulationcited by 743
- 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 366
- 2015Risk-Constrained Reinforcement Learning with Percentile Risk Criteriacited by 337
- 2018Safe Exploration in Continuous Action Spacescited by 247
- 2020Projection-Based Constrained Policy Optimizationcited by 203
- 2020Recovery RL: Safe Reinforcement Learning with Learned Recovery Zonescited by 175
- 2019Lyapunov-based Safe Policy Optimization for Continuous Controlcited by 145
- 2018Learning-based Model Predictive Control for Safe Explorationcited by 120
10 more
- 2020Learning to be Safe: Deep RL with a Safety Criticcited by 116
- 2020Conservative Safety Critics for Explorationcited by 113
- 2020Learning to Walk in the Real World with Minimal Human Effortcited by 111
- 2019PoseRBPF: A Rao-Blackwellized Particle Filter for 6D Object Pose Trackingcited by 91
- 2017Leave no Trace: Learning to Reset for Safe and Autonomous Reinforcement Learningcited by 90
- 2020Safe Reinforcement Learning via Curriculum Inductioncited by 74
- 2018Learning Implicit Sampling Distributions for Motion Planningcited by 16
- 2021Lyapunov Barrier Policy Optimizationcited by 12
- 2020Accelerating Safe Reinforcement Learning with Constraint-mismatched Policiescited by 11
- 2016Combating Reinforcement Learning's Sisyphean Curse with Intrinsic Fearcited by 5
Built on by
Citing papers per year: 2022: 1; 2023: 1; 2024: 4; 2025: 1.
7 papers.
- 2025DORAEMON: Decentralized Ontology-aware Reliable Agent with Enhanced Memory Oriented Navigationcited by 6
- 2023Transforming a Quadruped into a Guide Robot for the Visually Impaired: Formalizing Wayfinding, Interaction Modeling, and Safety Mechanismcited by 4
- 2024Safety Optimized Reinforcement Learning via Multi-Objective Policy Optimizationcited by 4
- 2024Safety-Driven Deep Reinforcement Learning Framework for Cobots: A Sim2Real Approachcited by 3
- 2024Meta SAC-Lag: Towards Deployable Safe Reinforcement Learning via MetaGradient-based Hyperparameter Tuningcited by 3
- 2022Guided Safe Shooting: model based reinforcement learning with safety constraintscited by 1
- 2024ε-Neural Thompson Sampling of Deep Brain Stimulation for Parkinson Disease Treatmentcited by 1
- 2025DORAEMON: Decentralized Ontology-aware Reliable Agent with Enhanced Memory Oriented Navigation28 May 2025
- 2024Meta SAC-Lag: Towards Deployable Safe Reinforcement Learning via MetaGradient-based Hyperparameter Tuning15 Aug 2024
- 2024Safety-Driven Deep Reinforcement Learning Framework for Cobots: A Sim2Real Approach2 Jul 2024
- 2024ε-Neural Thompson Sampling of Deep Brain Stimulation for Parkinson Disease Treatment11 Mar 2024
- 2024Safety Optimized Reinforcement Learning via Multi-Objective Policy Optimization23 Feb 2024
- 2023Transforming a Quadruped into a Guide Robot for the Visually Impaired: Formalizing Wayfinding, Interaction Modeling, and Safety Mechanism24 Jun 2023
- 2022Guided Safe Shooting: model based reinforcement learning with safety constraints20 Jun 2022