Analysing Mixed Initiatives and Search Strategies during Conversational Search
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Abstract (arXiv)
Information seeking conversations between users and Conversational Search Agents (CSAs) consist of multiple turns of interaction. While users initiate a search session, ideally a CSA should sometimes take the lead in the conversation by obtaining feedback from the user by offering query suggestions or asking for query clarifications i.e. mixed initiative. This creates the potential for more engaging conversational searches, but substantially increases the complexity of modelling and evaluating such scenarios due to the large interaction space coupled with the trade-offs between the costs and benefits of the different interactions. In this paper, we present a model for conversational search -- from which we instantiate different observed conversational search strategies, where the agent elicits: (i) Feedback-First, or (ii) Feedback-After. Using 49 TREC WebTrack Topics, we performed an analysis comparing how well these different strategies combine with different mixed initiative approaches: (i) Query Suggestions vs. (ii) Query Clarifications. Our analysis reveals that there is no superior or dominant combination, instead it shows that query clarifications are better when asked first, while query suggestions are better when asked after presenting results. We also show that the best strategy and approach depends on the trade-offs between the relative costs between querying and giving feedback, the performance of the initial query, the number of assessments per query, and the total amount of gain required. While this work highlights the complexities and challenges involved in analyzing CSAs, it provides the foundations for evaluating conversational strategies and conversational search agents in batch/offline settings.
Key facts. Cited by 12 papers in the map (data through 7 Oct 2026). Builds on 14 of its 76 references that are in the map. First posted on arXiv 13 Sep 2021.
Builds on
14 of 76 references.
References · 14
- 2019Asking Clarifying Questions in Open-Domain Information-Seeking Conversationscited by 136
- 2018Learning to Ask Good Questions: Ranking Clarification Questions using Neural Expected Value of Perfect Informationcited by 110
- 2020TREC CAsT 2019: The Conversational Assistance Track Overviewcited by 64
- 2020ConvAI3: Generating Clarifying Questions for Open-Domain Dialogue Systems (ClariQ)cited by 55
- 2020Evaluating Conversational Recommender Systems via User Simulationcited by 46
- 2020MIMICS: A Large-Scale Data Collection for Search Clarificationcited by 27
- 2020Analyzing and Learning from User Interactions for Search Clarificationcited by 23
- 2020Guided Transformer: Leveraging Multiple External Sources for Representation Learning in Conversational Searchcited by 23
- 2018Response Ranking with Deep Matching Networks and External Knowledge in Information-seeking Conversation Systemscited by 18
- 2020Analysing the Effect of Clarifying Questions on Document Ranking in Conversational Searchcited by 13
- 2021User Engagement Prediction for Clarification in Searchcited by 12
- 2018QRFA: A Data-Driven Model of Information-Seeking Dialoguescited by 11
2 more
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Citing papers per year: 2022: 1; 2023: 2; 2024: 6; 2025: 1; 2026: 2.
12 papers.
- 2024A Survey of Conversational Searchcited by 22
- 2024Asking Multimodal Clarifying Questions in Mixed-Initiative Conversational Searchcited by 8
- 2024Evaluating Large Language Models in Semantic Parsing for Conversational Question Answering over Knowledge Graphscited by 7
- 2024AGENT-CQ: Automatic Generation and Evaluation of Clarifying Questions for Conversational Search with LLMscited by 7
- 2024A Comparative Analysis of Conversational Large Language Models in Knowledge-Based Text Generationcited by 6
- 2023SWAN: A Generic Framework for Auditing Textual Conversational Systemscited by 4
- 2025Query Understanding in LLM-based Conversational Information Seekingcited by 4
- 2024Engineering Conversational Search Systems: A Review of Applications, Architectures, and Functional Componentscited by 3
- 2022Towards Building Economic Models of Conversational Searchcited by 1
- 2023How Data Scientists Review the Scholarly Literaturecited by 1
- 2026SCICONVBENCH: Benchmarking LLMs on Multi-Turn Clarification for Task Formulation in Computational Sciencecited by 1
- 2026Do Images Clarify? A Study on the Effect of Images on Clarifying Questions in Conversational Searchcited by 0
- 2026SCICONVBENCH: Benchmarking LLMs on Multi-Turn Clarification for Task Formulation in Computational Science18 May 2026
- 2026Do Images Clarify? A Study on the Effect of Images on Clarifying Questions in Conversational Search9 Feb 2026
- 2025Query Understanding in LLM-based Conversational Information Seeking8 Apr 2025
- 2024AGENT-CQ: Automatic Generation and Evaluation of Clarifying Questions for Conversational Search with LLMs25 Oct 2024
- 2024A Survey of Conversational Search21 Oct 2024
- 2024Engineering Conversational Search Systems: A Review of Applications, Architectures, and Functional Components1 Jul 2024
- 2024Asking Multimodal Clarifying Questions in Mixed-Initiative Conversational Search12 Feb 2024
- 2024A Comparative Analysis of Conversational Large Language Models in Knowledge-Based Text Generation2 Feb 2024
- 2024Evaluating Large Language Models in Semantic Parsing for Conversational Question Answering over Knowledge Graphs3 Jan 2024
- 2023SWAN: A Generic Framework for Auditing Textual Conversational Systems15 May 2023
- 2023How Data Scientists Review the Scholarly Literature10 Jan 2023
- 2022Towards Building Economic Models of Conversational Search21 Jan 2022