mlsanityData to 7 Oct 2026

Analysing Mixed Initiatives and Search Strategies during Conversational Search

arXiv 2109.05955 ↗First posted 13 Sep 2021cs.IR cs.CL cs.HCcited by 12

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Abstract (arXiv)

Information seeking conversations between users and Conversational Search Agents (CSAs) consist of multiple turns of interaction. While users initiate a search session, ideally a CSA should sometimes take the lead in the conversation by obtaining feedback from the user by offering query suggestions or asking for query clarifications i.e. mixed initiative. This creates the potential for more engaging conversational searches, but substantially increases the complexity of modelling and evaluating such scenarios due to the large interaction space coupled with the trade-offs between the costs and benefits of the different interactions. In this paper, we present a model for conversational search -- from which we instantiate different observed conversational search strategies, where the agent elicits: (i) Feedback-First, or (ii) Feedback-After. Using 49 TREC WebTrack Topics, we performed an analysis comparing how well these different strategies combine with different mixed initiative approaches: (i) Query Suggestions vs. (ii) Query Clarifications. Our analysis reveals that there is no superior or dominant combination, instead it shows that query clarifications are better when asked first, while query suggestions are better when asked after presenting results. We also show that the best strategy and approach depends on the trade-offs between the relative costs between querying and giving feedback, the performance of the initial query, the number of assessments per query, and the total amount of gain required. While this work highlights the complexities and challenges involved in analyzing CSAs, it provides the foundations for evaluating conversational strategies and conversational search agents in batch/offline settings.

Key facts. Cited by 12 papers in the map (data through 7 Oct 2026). Builds on 14 of its 76 references that are in the map. First posted on arXiv 13 Sep 2021.

Builds on

14 of 76 references.

References · 14

  1. 2019Asking Clarifying Questions in Open-Domain Information-Seeking Conversationscited by 136
  2. 2018Learning to Ask Good Questions: Ranking Clarification Questions using Neural Expected Value of Perfect Informationcited by 110
  3. 2020TREC CAsT 2019: The Conversational Assistance Track Overviewcited by 64
  4. 2020ConvAI3: Generating Clarifying Questions for Open-Domain Dialogue Systems (ClariQ)cited by 55
  5. 2020Evaluating Conversational Recommender Systems via User Simulationcited by 46
  6. 2020MIMICS: A Large-Scale Data Collection for Search Clarificationcited by 27
  7. 2020Analyzing and Learning from User Interactions for Search Clarificationcited by 23
  8. 2020Guided Transformer: Leveraging Multiple External Sources for Representation Learning in Conversational Searchcited by 23
  9. 2018Response Ranking with Deep Matching Networks and External Knowledge in Information-seeking Conversation Systemscited by 18
  10. 2020Analysing the Effect of Clarifying Questions on Document Ranking in Conversational Searchcited by 13
  11. 2021User Engagement Prediction for Clarification in Searchcited by 12
  12. 2018QRFA: A Data-Driven Model of Information-Seeking Dialoguescited by 11
2 more
  1. 2019Macaw: An Extensible Conversational Information Seeking Platformcited by 8
  2. 2021Ranking Clarifying Questions Based on Predicted User Engagementcited by 6

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2022: 1; 2023: 2; 2024: 6; 2025: 1; 2026: 2.

12 papers.