Avoiding Side Effects By Considering Future Tasks
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Abstract (arXiv)
Designing reward functions is difficult: the designer has to specify what to do (what it means to complete the task) as well as what not to do (side effects that should be avoided while completing the task). To alleviate the burden on the reward designer, we propose an algorithm to automatically generate an auxiliary reward function that penalizes side effects. This auxiliary objective rewards the ability to complete possible future tasks, which decreases if the agent causes side effects during the current task. The future task reward can also give the agent an incentive to interfere with events in the environment that make future tasks less achievable, such as irreversible actions by other agents. To avoid this interference incentive, we introduce a baseline policy that represents a default course of action (such as doing nothing), and use it to filter out future tasks that are not achievable by default. We formally define interference incentives and show that the future task approach with a baseline policy avoids these incentives in the deterministic case. Using gridworld environments that test for side effects and interference, we show that our method avoids interference and is more effective for avoiding side effects than the common approach of penalizing irreversible actions.
Key facts. Cited by 32 papers in the map (data through 7 Oct 2026). First posted on arXiv 15 Oct 2020.
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Citing papers per year: 2021: 7; 2022: 3; 2023: 5; 2024: 5; 2025: 5; 2026: 7.
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- 2023Anticipatory Planning: Improving Long-Lived Planning by Estimating Expected Cost of Future Taskscited by 2
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- 2025Do LLMs Know They Are Being Tested? Evaluation Awareness and Incentive-Sensitive Failures in GPT-OSS-20Bcited by 1
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- 2021Demanding and Designing Aligned Cognitive Architecturescited by 0
- 2023Low impact agency: review and discussioncited by 0
- 2023Safe MDP Planning by Learning Temporal Patterns of Undesirable Trajectories and Averting Negative Side Effectscited by 0
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- 2026A Case Study on Emergent Cheating and Whistleblowing in Autonomous Research Swarms3 Sep 2026
- 2026Calibrating Conservatism for Scalable Oversight27 May 2026
- 2026Formal Methods Meet LLMs: Auditing, Monitoring, and Intervention for Compliance of Advanced AI Systems15 May 2026
- 2026Interoceptive machine framework: Toward interoception-inspired regulatory architectures in artificial intelligence27 Apr 2026
- 2026Multi-Agent Empowerment and Emergence of Complex Behavior in Groups22 Apr 2026
- 2026SCALAR: Learning and Composing Skills through LLM Guided Symbolic Planning and Deep RL Grounding10 Mar 2026
- 2026"Dark Triad" Model Organisms of Misalignment: Narrow Fine-Tuning Mirrors Human Antisocial Behavior6 Mar 2026
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025Do LLMs Know They Are Being Tested? Evaluation Awareness and Incentive-Sensitive Failures in GPT-OSS-20B8 Oct 2025
- 2025Focused Skill Discovery: Learning to Control Specific State Variables while Minimizing Side Effects6 Oct 2025
- 2025Characterizing AI Agents for Alignment and Governance30 Apr 2025
- 2025Zero-Shot LLMs in Human-in-the-Loop RL: Replacing Human Feedback for Reward Shaping26 Mar 2025
20 more
- 2024Adaptive Querying for Reward Learning from Human Feedback11 Dec 2024
- 2024The Limits of Inference Scaling Through Resampling26 Nov 2024
- 2024Partial Identifiability and Misspecification in Inverse Reinforcement Learning24 Nov 2024
- 2024Quantifying the Sensitivity of Inverse Reinforcement Learning to Misspecification11 Mar 2024
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Tasks26 Jan 2024
- 2023Human Control: Definitions and Algorithms31 May 2023
- 2023Training Socially Aligned Language Models on Simulated Social Interactions26 May 2023
- 2023Anticipatory Planning: Improving Long-Lived Planning by Estimating Expected Cost of Future Tasks8 May 2023
- 2023Safe MDP Planning by Learning Temporal Patterns of Undesirable Trajectories and Averting Negative Side Effects6 Apr 2023
- 2023Low impact agency: review and discussion6 Mar 2023
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humans14 Sep 2022
- 2022Formalizing the Problem of Side Effect Regularization23 Jun 2022
- 2022Path-Specific Objectives for Safer Agent Incentives21 Apr 2022
- 2021Demanding and Designing Aligned Cognitive Architectures19 Dec 2021
- 2021Reward-Free Attacks in Multi-Agent Reinforcement Learning2 Dec 2021
- 2021Scalar reward is not enough: A response to Silver, Singh, Precup and Sutton (2021)25 Nov 2021
- 2021Unsolved Problems in ML Safety28 Sep 2021
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Act4 Jun 2021
- 2021Alignment of Language Agents26 Mar 2021
- 2021Challenges for Using Impact Regularizers to Avoid Negative Side Effects29 Jan 2021
- 2026Calibrating Conservatism for Scalable Oversightcited by 0
- 2026Calibrating Conservatism for Scalable Oversight27 May 2026
- 2021Unsolved Problems in ML Safetycited by 291
- 2021Alignment of Language Agentscited by 167
- 2021Scalar reward is not enough: A response to Silver, Singh, Precup and Sutton (2021)cited by 55
- 2024The Limits of Inference Scaling Through Resamplingcited by 51
- 2025Characterizing AI Agents for Alignment and Governancecited by 30
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humanscited by 23
- 2022Path-Specific Objectives for Safer Agent Incentivescited by 20
- 2023Human Control: Definitions and Algorithmscited by 10
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Taskscited by 9
- 2026SCALAR: Learning and Composing Skills through LLM Guided Symbolic Planning and Deep RL Groundingcited by 4
- 2021Reward-Free Attacks in Multi-Agent Reinforcement Learningcited by 3
- 2022Formalizing the Problem of Side Effect Regularizationcited by 3
12 most cited of 26 All 26 (JSON)
- 2026A Case Study on Emergent Cheating and Whistleblowing in Autonomous Research Swarms3 Sep 2026
- 2026Formal Methods Meet LLMs: Auditing, Monitoring, and Intervention for Compliance of Advanced AI Systems15 May 2026
- 2026Interoceptive machine framework: Toward interoception-inspired regulatory architectures in artificial intelligence27 Apr 2026
- 2026Multi-Agent Empowerment and Emergence of Complex Behavior in Groups22 Apr 2026
- 2026SCALAR: Learning and Composing Skills through LLM Guided Symbolic Planning and Deep RL Grounding10 Mar 2026
- 2026"Dark Triad" Model Organisms of Misalignment: Narrow Fine-Tuning Mirrors Human Antisocial Behavior6 Mar 2026
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025Do LLMs Know They Are Being Tested? Evaluation Awareness and Incentive-Sensitive Failures in GPT-OSS-20B8 Oct 2025
- 2025Focused Skill Discovery: Learning to Control Specific State Variables while Minimizing Side Effects6 Oct 2025
- 2025Characterizing AI Agents for Alignment and Governance30 Apr 2025
- 2024The Limits of Inference Scaling Through Resampling26 Nov 2024
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Tasks26 Jan 2024
12 newest of 26 All 26 (JSON)