Avoiding Side Effects in Complex Environments
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Abstract (arXiv)
Reward function specification can be difficult. Rewarding the agent for making a widget may be easy, but penalizing the multitude of possible negative side effects is hard. In toy environments, Attainable Utility Preservation (AUP) avoided side effects by penalizing shifts in the ability to achieve randomly generated goals. We scale this approach to large, randomly generated environments based on Conway's Game of Life. By preserving optimal value for a single randomly generated reward function, AUP incurs modest overhead while leading the agent to complete the specified task and avoid many side effects. Videos and code are available at https://avoiding-side-effects.github.io/.
Key facts. Cited by 24 papers in the map (data through 7 Oct 2026). First posted on arXiv 11 Jun 2020.
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Citing papers per year: 2021: 7; 2022: 4; 2023: 2; 2024: 6; 2025: 3; 2026: 2.
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- 2021PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-trainingcited by 298
- 2021Unsolved Problems in ML Safetycited by 291
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learningcited by 106
- 2022Few-Shot Preference Learning for Human-in-the-Loop RLcited by 85
- 2022Forecasting Future World Events with Neural Networkscited by 63
- 2021What Would Jiminy Cricket Do? Towards Agents That Behave Morallycited by 57
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hackingcited by 50
- 2021Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedbackcited by 34
- 2023Learning and Adapting Agile Locomotion Skills by Transferring Experiencecited by 25
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humanscited by 23
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Taskscited by 9
- 2025SPECI: Skill Prompts based Hierarchical Continual Imitation Learning for Robot Manipulationcited by 9
12 more
- 2025Human Implicit Preference-Based Policy Fine-tuning for Multi-Agent Reinforcement Learning in USV Swarmcited by 5
- 2024Quantifying the Sensitivity of Inverse Reinforcement Learning to Misspecificationcited by 4
- 2022Formalizing the Problem of Side Effect Regularizationcited by 3
- 2024Multi-Type Preference Learning: Empowering Preference-Based Reinforcement Learning with Equal Preferencescited by 2
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operationscited by 2
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Actcited by 1
- 2023STRAPPER: Preference-based Reinforcement Learning via Self-training Augmentation and Peer Regularizationcited by 1
- 2021Challenges for Using Impact Regularizers to Avoid Negative Side Effectscited by 0
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraintscited by 0
- 2024The Benefits of Power Regularization in Cooperative Reinforcement Learningcited by 0
- 2026Calibrating Conservatism for Scalable Oversightcited by 0
- 2026Beyond Component Testing: Validating Agentic AI Systemscited by 0
- 2026Beyond Component Testing: Validating Agentic AI Systems31 Jul 2026
- 2026Calibrating Conservatism for Scalable Oversight27 May 2026
- 2025SPECI: Skill Prompts based Hierarchical Continual Imitation Learning for Robot Manipulation22 Apr 2025
- 2025Human Implicit Preference-Based Policy Fine-tuning for Multi-Agent Reinforcement Learning in USV Swarm5 Mar 2025
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operations7 Feb 2025
- 2024Multi-Type Preference Learning: Empowering Preference-Based Reinforcement Learning with Equal Preferences11 Sep 2024
- 2024The Benefits of Power Regularization in Cooperative Reinforcement Learning17 Jun 2024
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints5 May 2024
- 2024Quantifying the Sensitivity of Inverse Reinforcement Learning to Misspecification11 Mar 2024
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hacking5 Mar 2024
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Tasks26 Jan 2024
- 2023STRAPPER: Preference-based Reinforcement Learning via Self-training Augmentation and Peer Regularization19 Jul 2023
12 more
- 2023Learning and Adapting Agile Locomotion Skills by Transferring Experience19 Apr 2023
- 2022Few-Shot Preference Learning for Human-in-the-Loop RL6 Dec 2022
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humans14 Sep 2022
- 2022Forecasting Future World Events with Neural Networks30 Jun 2022
- 2022Formalizing the Problem of Side Effect Regularization23 Jun 2022
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learning4 Nov 2021
- 2021What Would Jiminy Cricket Do? Towards Agents That Behave Morally25 Oct 2021
- 2021Unsolved Problems in ML Safety28 Sep 2021
- 2021Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedback11 Aug 2021
- 2021PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-training9 Jun 2021
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Act4 Jun 2021
- 2021Challenges for Using Impact Regularizers to Avoid Negative Side Effects29 Jan 2021
- 2021PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-trainingcited by 298
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hackingcited by 50
- 2021Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedbackcited by 34
- 2024Correlated Proxies: A New Definition and Improved Mitigation for Reward Hacking5 Mar 2024
- 2021Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedback11 Aug 2021
- 2021PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-training9 Jun 2021
- 2021Unsolved Problems in ML Safetycited by 291
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learningcited by 106
- 2022Few-Shot Preference Learning for Human-in-the-Loop RLcited by 85
- 2022Forecasting Future World Events with Neural Networkscited by 63
- 2021What Would Jiminy Cricket Do? Towards Agents That Behave Morallycited by 57
- 2023Learning and Adapting Agile Locomotion Skills by Transferring Experiencecited by 25
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humanscited by 23
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Taskscited by 9
- 2022Formalizing the Problem of Side Effect Regularizationcited by 3
- 2024Multi-Type Preference Learning: Empowering Preference-Based Reinforcement Learning with Equal Preferencescited by 2
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operationscited by 2
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Actcited by 1
12 most cited of 16 All 16 (JSON)
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operations7 Feb 2025
- 2024Multi-Type Preference Learning: Empowering Preference-Based Reinforcement Learning with Equal Preferences11 Sep 2024
- 2024The Benefits of Power Regularization in Cooperative Reinforcement Learning17 Jun 2024
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints5 May 2024
- 2024On the Limitations of Markovian Rewards to Express Multi-Objective, Risk-Sensitive, and Modal Tasks26 Jan 2024
- 2023STRAPPER: Preference-based Reinforcement Learning via Self-training Augmentation and Peer Regularization19 Jul 2023
- 2023Learning and Adapting Agile Locomotion Skills by Transferring Experience19 Apr 2023
- 2022Few-Shot Preference Learning for Human-in-the-Loop RL6 Dec 2022
- 2022Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humans14 Sep 2022
- 2022Forecasting Future World Events with Neural Networks30 Jun 2022
- 2022Formalizing the Problem of Side Effect Regularization23 Jun 2022
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learning4 Nov 2021
12 newest of 16 All 16 (JSON)