Joint Optimization of Tree-based Index and Deep Model for Recommender Systems
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Abstract (arXiv)
Large-scale industrial recommender systems are usually confronted with computational problems due to the enormous corpus size. To retrieve and recommend the most relevant items to users under response time limits, resorting to an efficient index structure is an effective and practical solution. The previous work Tree-based Deep Model (TDM) citezhu2018learning greatly improves recommendation accuracy using tree index. By indexing items in a tree hierarchy and training a user-node preference prediction model satisfying a max-heap like property in the tree, TDM provides logarithmic computational complexity w.r.t. the corpus size, enabling the use of arbitrary advanced models in candidate retrieval and recommendation. In tree-based recommendation methods, the quality of both the tree index and the user-node preference prediction model determines the recommendation accuracy for the most part. We argue that the learning of tree index and preference model has interdependence. Our purpose, in this paper, is to develop a method to jointly learn the index structure and user preference prediction model. In our proposed joint optimization framework, the learning of index and user preference prediction model are carried out under a unified performance measure. Besides, we come up with a novel hierarchical user preference representation utilizing the tree index hierarchy. Experimental evaluations with two large-scale real-world datasets show that the proposed method improves recommendation accuracy significantly. Online A/B test results at a display advertising platform also demonstrate the effectiveness of the proposed method in production environments.
Key facts. Cited by 37 papers in the map (data through 7 Oct 2026). First posted on arXiv 19 Feb 2019.
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Citing papers per year: 2021: 6; 2022: 10; 2023: 5; 2024: 6; 2025: 5; 2026: 5.
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- 2021End-to-End User Behavior Retrieval in Click-Through RatePrediction Modelcited by 45
- 2023Constructing Tree-based Index for Efficient and Effective Dense Retrievalcited by 15
- 2025TGB-Seq Benchmark: Challenging Temporal GNNs with Complex Sequential Dynamicscited by 15
- 2022Approximate Nearest Neighbor Search under Neural Similarity Metric for Large-Scale Recommendationcited by 14
- 2023Revisiting Neural Retrieval on Acceleratorscited by 14
- 2022MBCT: Tree-Based Feature-Aware Binning for Individual Uncertainty Calibrationcited by 11
- 2022Generalized Delayed Feedback Model with Post-Click Information in Recommender Systemscited by 8
- 2024Long-Sequence Recommendation Models Need Decoupled Embeddingscited by 7
- 2024Ada-Retrieval: An Adaptive Multi-Round Retrieval Paradigm for Sequential Recommendationscited by 5
- 2021One Backward from Ten Forward, Subsampling for Large-Scale Deep Learningcited by 4
- 2025Large Language Model as Universal Retriever in Industrial-Scale Recommender Systemcited by 4
- 2021Truncation-Free Matching System for Display Advertising at Alibabacited by 3
25 more
- 2022HybridGNN: Learning Hybrid Representation in Multiplex Heterogeneous Networkscited by 3
- 2022Efficient Long Sequential User Data Modeling for Click-Through Rate Predictioncited by 3
- 2022Givens Coordinate Descent Methods for Rotation Matrix Learning in Trainable Embedding Indexescited by 2
- 2023Practice with Graph-based ANN Algorithms on Sparse Data: Chi-square Two-tower model, HNSW, Sign Cauchy Projectionscited by 2
- 2021Context-aware Tree-based Deep Model for Recommender Systemscited by 1
- 2021A General Framework for Debiasing in CTR Predictioncited by 1
- 2022Tree-based Text-Vision BERT for Video Search in Baidu Video Advertisingcited by 1
- 2022CoopHash: Cooperative Learning of Multipurpose Descriptor and Contrastive Pair Generator via Variational MCMC Teaching for Supervised Image Hashingcited by 1
- 2023DURENDAL: Graph deep learning framework for temporal heterogeneous networkscited by 1
- 2024pEBR: A Probabilistic Approach to Embedding Based Retrievalcited by 1
- 2024CRM: Retrieval Model with Controllable Conditioncited by 1
- 2025MISS: Multi-Modal Tree Indexing and Searching with Lifelong Sequential Behavior for Retrieval Recommendationcited by 1
- 2021Incentive Compatible Pareto Alignment for Multi-Source Large Graphscited by 0
- 2022A Unified Framework for Campaign Performance Forecasting in Online Display Advertisingcited by 0
- 2022WSLRec: Weakly Supervised Learning for Neural Sequential Recommendation Modelscited by 0
- 2023Deep Group Interest Modeling of Full Lifelong User Behaviors for CTR Predictioncited by 0
- 2024Multi-Tower Multi-Interest Recommendation with User Representation Repelcited by 0
- 2024Deep Uncertainty-Based Explore for Index Construction and Retrieval in Recommendation Systemcited by 0
- 2025A hierarchy tree data structure for behavior-based user segment representationcited by 0
- 2025Bidding-Aware Retrieval for Multi-Stage Consistency in Online Advertisingcited by 0
- 2026Modeling Endogenous Logic: Causal Neuro-Symbolic Reasoning Model for Explainable Multi-Behavior Recommendationcited by 0
- 2026Rethinking ANN-based Retrieval: Multifaceted Learnable Index for Large-scale Recommendation Systemcited by 0
- 2026Trie-Aware Transformers for Generative Recommendationcited by 0
- 2026OneShot: Index-in-Ranking with Neural Scoring for Large-Scale Retrievalcited by 0
- 2026Attribute-Conditioned Multimodal Slot Factorization for Controllable Fashion Retrievalcited by 0
- 2026Attribute-Conditioned Multimodal Slot Factorization for Controllable Fashion Retrieval12 Aug 2026
- 2026OneShot: Index-in-Ranking with Neural Scoring for Large-Scale Retrieval29 Jul 2026
- 2026Trie-Aware Transformers for Generative Recommendation25 Feb 2026
- 2026Rethinking ANN-based Retrieval: Multifaceted Learnable Index for Large-scale Recommendation System18 Feb 2026
- 2026Modeling Endogenous Logic: Causal Neuro-Symbolic Reasoning Model for Explainable Multi-Behavior Recommendation29 Jan 2026
- 2025MISS: Multi-Modal Tree Indexing and Searching with Lifelong Sequential Behavior for Retrieval Recommendation20 Aug 2025
- 2025Bidding-Aware Retrieval for Multi-Stage Consistency in Online Advertising7 Aug 2025
- 2025A hierarchy tree data structure for behavior-based user segment representation1 Aug 2025
- 2025Large Language Model as Universal Retriever in Industrial-Scale Recommender System5 Feb 2025
- 2025TGB-Seq Benchmark: Challenging Temporal GNNs with Complex Sequential Dynamics5 Feb 2025
- 2024CRM: Retrieval Model with Controllable Condition18 Dec 2024
- 2024pEBR: A Probabilistic Approach to Embedding Based Retrieval25 Oct 2024
25 more
- 2024Long-Sequence Recommendation Models Need Decoupled Embeddings3 Oct 2024
- 2024Deep Uncertainty-Based Explore for Index Construction and Retrieval in Recommendation System22 Jul 2024
- 2024Multi-Tower Multi-Interest Recommendation with User Representation Repel8 Mar 2024
- 2024Ada-Retrieval: An Adaptive Multi-Round Retrieval Paradigm for Sequential Recommendations12 Jan 2024
- 2023Deep Group Interest Modeling of Full Lifelong User Behaviors for CTR Prediction15 Nov 2023
- 2023DURENDAL: Graph deep learning framework for temporal heterogeneous networks30 Sep 2023
- 2023Practice with Graph-based ANN Algorithms on Sparse Data: Chi-square Two-tower model, HNSW, Sign Cauchy Projections13 Jun 2023
- 2023Revisiting Neural Retrieval on Accelerators6 Jun 2023
- 2023Constructing Tree-based Index for Efficient and Effective Dense Retrieval24 Apr 2023
- 2022CoopHash: Cooperative Learning of Multipurpose Descriptor and Contrastive Pair Generator via Variational MCMC Teaching for Supervised Image Hashing9 Oct 2022
- 2022Efficient Long Sequential User Data Modeling for Click-Through Rate Prediction25 Sep 2022
- 2022Tree-based Text-Vision BERT for Video Search in Baidu Video Advertising19 Sep 2022
- 2022HybridGNN: Learning Hybrid Representation in Multiplex Heterogeneous Networks3 Aug 2022
- 2022Generalized Delayed Feedback Model with Post-Click Information in Recommender Systems1 Jun 2022
- 2022Givens Coordinate Descent Methods for Rotation Matrix Learning in Trainable Embedding Indexes9 Mar 2022
- 2022WSLRec: Weakly Supervised Learning for Neural Sequential Recommendation Models28 Feb 2022
- 2022A Unified Framework for Campaign Performance Forecasting in Online Display Advertising24 Feb 2022
- 2022Approximate Nearest Neighbor Search under Neural Similarity Metric for Large-Scale Recommendation14 Feb 2022
- 2022MBCT: Tree-Based Feature-Aware Binning for Individual Uncertainty Calibration9 Feb 2022
- 2021Incentive Compatible Pareto Alignment for Multi-Source Large Graphs6 Dec 2021
- 2021A General Framework for Debiasing in CTR Prediction6 Dec 2021
- 2021Context-aware Tree-based Deep Model for Recommender Systems22 Sep 2021
- 2021End-to-End User Behavior Retrieval in Click-Through RatePrediction Model10 Aug 2021
- 2021One Backward from Ten Forward, Subsampling for Large-Scale Deep Learning27 Apr 2021
- 2021Truncation-Free Matching System for Display Advertising at Alibaba18 Feb 2021
- 2021End-to-End User Behavior Retrieval in Click-Through RatePrediction Modelcited by 45
- 2023Constructing Tree-based Index for Efficient and Effective Dense Retrievalcited by 15
- 2025TGB-Seq Benchmark: Challenging Temporal GNNs with Complex Sequential Dynamicscited by 15
- 2022Approximate Nearest Neighbor Search under Neural Similarity Metric for Large-Scale Recommendationcited by 14
- 2023Revisiting Neural Retrieval on Acceleratorscited by 14
- 2022MBCT: Tree-Based Feature-Aware Binning for Individual Uncertainty Calibrationcited by 11
- 2022Generalized Delayed Feedback Model with Post-Click Information in Recommender Systemscited by 8
- 2024Long-Sequence Recommendation Models Need Decoupled Embeddingscited by 7
- 2024Ada-Retrieval: An Adaptive Multi-Round Retrieval Paradigm for Sequential Recommendationscited by 5
- 2021One Backward from Ten Forward, Subsampling for Large-Scale Deep Learningcited by 4
- 2025Large Language Model as Universal Retriever in Industrial-Scale Recommender Systemcited by 4
- 2021Truncation-Free Matching System for Display Advertising at Alibabacited by 3
12 most cited of 36 All 36 (JSON)
- 2026Attribute-Conditioned Multimodal Slot Factorization for Controllable Fashion Retrieval12 Aug 2026
- 2026OneShot: Index-in-Ranking with Neural Scoring for Large-Scale Retrieval29 Jul 2026
- 2026Trie-Aware Transformers for Generative Recommendation25 Feb 2026
- 2026Rethinking ANN-based Retrieval: Multifaceted Learnable Index for Large-scale Recommendation System18 Feb 2026
- 2025MISS: Multi-Modal Tree Indexing and Searching with Lifelong Sequential Behavior for Retrieval Recommendation20 Aug 2025
- 2025Bidding-Aware Retrieval for Multi-Stage Consistency in Online Advertising7 Aug 2025
- 2025A hierarchy tree data structure for behavior-based user segment representation1 Aug 2025
- 2025Large Language Model as Universal Retriever in Industrial-Scale Recommender System5 Feb 2025
- 2025TGB-Seq Benchmark: Challenging Temporal GNNs with Complex Sequential Dynamics5 Feb 2025
- 2024CRM: Retrieval Model with Controllable Condition18 Dec 2024
- 2024pEBR: A Probabilistic Approach to Embedding Based Retrieval25 Oct 2024
- 2024Long-Sequence Recommendation Models Need Decoupled Embeddings3 Oct 2024
12 newest of 36 All 36 (JSON)