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Full-Capacity Unitary Recurrent Neural Networks

arXiv 1611.00035 ↗First posted 31 Oct 2016stat.ML cs.LG cs.NEcited by 90

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Abstract (arXiv)

Recurrent neural networks are powerful models for processing sequential data, but they are generally plagued by vanishing and exploding gradient problems. Unitary recurrent neural networks (uRNNs), which use unitary recurrence matrices, have recently been proposed as a means to avoid these issues. However, in previous experiments, the recurrence matrices were restricted to be a product of parameterized unitary matrices, and an open question remains: when does such a parameterization fail to represent all unitary matrices, and how does this restricted representational capacity limit what can be learned? To address this question, we propose full-capacity uRNNs that optimize their recurrence matrix over all unitary matrices, leading to significantly improved performance over uRNNs that use a restricted-capacity recurrence matrix. Our contribution consists of two main components. First, we provide a theoretical argument to determine if a unitary parameterization has restricted capacity. Using this argument, we show that a recently proposed unitary parameterization has restricted capacity for hidden state dimension greater than 7. Second, we show how a complete, full-capacity unitary recurrence matrix can be optimized over the differentiable manifold of unitary matrices. The resulting multiplicative gradient step is very simple and does not require gradient clipping or learning rate adaptation. We confirm the utility of our claims by empirically evaluating our new full-capacity uRNNs on both synthetic and natural data, achieving superior performance compared to both LSTMs and the original restricted-capacity uRNNs.

Key facts. Cited by 90 papers in the map (data through 7 Oct 2026). First posted on arXiv 31 Oct 2016.

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Citing papers per year: 2021: 21; 2022: 16; 2023: 7; 2024: 13; 2025: 9; 2026: 24.

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  1. 2023Resurrecting Recurrent Neural Networks for Long Sequencescited by 397
  2. 2022Liquid Structural State-Space Modelscited by 134
  3. 2021A Survey of Complex-Valued Neural Networkscited by 61
  4. 2021UnICORNN: A recurrent model for learning very long time dependenciescited by 56
  5. 2021Heavy Ball Neural Ordinary Differential Equationscited by 42
  6. 2021Long Expressive Memory for Sequence Modelingcited by 41
  7. 2024OLoRA: Orthonormal Low-Rank Adaptation of Large Language Modelscited by 39
  8. 2021Learning with Hyperspherical Uniformitycited by 35
  9. 2022projUNN: efficient method for training deep networks with unitary matricescited by 27
  10. 2023A Survey of Geometric Optimization for Deep Learning: From Euclidean Space to Riemannian Manifoldcited by 21
  11. 2021Learning Connectivity with Graph Convolutional Networks for Skeleton-based Action Recognitioncited by 20
  12. 2021MC-LSTM: Mass-Conserving LSTMcited by 17
38 more
  1. 2021Recurrent Neural Network from Adder's Perspective: Carry-lookahead RNNcited by 16
  2. 2022Rapid training of quantum recurrent neural networkscited by 13
  3. 2025LoRA meets Riemannion: Muon Optimizer for Parametrization-independent Low-Rank Adapterscited by 13
  4. 2026Mano: Restriking Manifold Optimization for LLM Trainingcited by 12
  5. 2021Implicit Bias of Linear RNNscited by 11
  6. 2021How Does Momentum Benefit Deep Neural Networks Architecture Design? A Few Case Studiescited by 10
  7. 2022Momentum Stiefel Optimizer, with Applications to Suitably-Orthogonal Attention, and Optimal Transportcited by 10
  8. 2022RF-Next: Efficient Receptive Field Search for Convolutional Neural Networkscited by 10
  9. 2023Neural oscillators for generalization of physics-informed machine learningcited by 9
  10. 2025Quantum-PEFT: Ultra parameter-efficient fine-tuningcited by 9
  11. 2024Unitary convolutions for learning on graphs and groupscited by 8
  12. 2021Scaling-up Diverse Orthogonal Convolutional Networks with a Paraunitary Frameworkcited by 7
  13. 2021Stable Long-Term Recurrent Video Super-Resolutioncited by 6
  14. 2022All-optical graph representation learning using integrated diffractive photonic computing unitscited by 6
  15. 2021Coordinate descent on the orthogonal group for recurrent neural network trainingcited by 5
  16. 2022Feedback Gradient Descent: Efficient and Stable Optimization with Orthogonality for DNNscited by 5
  17. 2022Random orthogonal additive filters: a solution to the vanishing/exploding gradient of deep neural networkscited by 5
  18. 2022Gated Recurrent Neural Networks with Weighted Time-Delay Feedbackcited by 5
  19. 2024SORSA: Singular Values and Orthonormal Regularized Singular Vectors Adaptation of Large Language Modelscited by 5
  20. 2026Pretraining Recurrent Networks without Recurrencecited by 5
  21. 2022Entangled Residual Mappingscited by 4
  22. 2022Orthogonal Gated Recurrent Unit with Neumann-Cayley Transformationcited by 4
  23. 2023Density Matrix Emulation of Quantum Recurrent Neural Networks for Multivariate Time Series Predictioncited by 4
  24. 2026JPmHC Dynamical Isometry via Orthogonal Hyper-Connectionscited by 4
  25. 2021A Differential Geometry Perspective on Orthogonal Recurrent Modelscited by 3
  26. 2022Recency Dropout for Recurrent Recommender Systemscited by 3
  27. 2022Lyapunov-Guided Representation of Recurrent Neural Network Performancecited by 3
  28. 2023Towards Better Orthogonality Regularization with Disentangled Norm in Training Deep CNNscited by 3
  29. 2023The Deep Arbitrary Polynomial Chaos Neural Network or how Deep Artificial Neural Networks could benefit from Data-Driven Homogeneous Chaos Theorycited by 3
  30. 2024CoNO: Complex Neural Operator for Continous Dynamical Physical Systemscited by 3
  31. 2025A Survey of Deep Learning for Complex Speech Spectrogramscited by 3
  32. 2026go-mHC: Direct Parameterization of Manifold-Constrained Hyper-Connections via Generalized Orthostochastic Matricescited by 3
  33. 2026UWM-JEPA: Predictive World Models That Imagine in Belief Spacecited by 3
  34. 2021Deep Unitary Convolutional Neural Networkscited by 2
  35. 2021BCNN: Binary Complex Neural Networkcited by 2
  36. 2022Assessing the Unitary RNN as an End-to-End Compositional Model of Syntaxcited by 2
  37. 2022State-Regularized Recurrent Neural Networks to Extract Automata and Explain Predictionscited by 2
  38. 2023Adapting Pre-trained Language Models for Quantum Natural Language Processingcited by 2

50 most cited of 90 All 90 (JSON)