Full-Capacity Unitary Recurrent Neural Networks
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Abstract (arXiv)
Recurrent neural networks are powerful models for processing sequential data, but they are generally plagued by vanishing and exploding gradient problems. Unitary recurrent neural networks (uRNNs), which use unitary recurrence matrices, have recently been proposed as a means to avoid these issues. However, in previous experiments, the recurrence matrices were restricted to be a product of parameterized unitary matrices, and an open question remains: when does such a parameterization fail to represent all unitary matrices, and how does this restricted representational capacity limit what can be learned? To address this question, we propose full-capacity uRNNs that optimize their recurrence matrix over all unitary matrices, leading to significantly improved performance over uRNNs that use a restricted-capacity recurrence matrix. Our contribution consists of two main components. First, we provide a theoretical argument to determine if a unitary parameterization has restricted capacity. Using this argument, we show that a recently proposed unitary parameterization has restricted capacity for hidden state dimension greater than 7. Second, we show how a complete, full-capacity unitary recurrence matrix can be optimized over the differentiable manifold of unitary matrices. The resulting multiplicative gradient step is very simple and does not require gradient clipping or learning rate adaptation. We confirm the utility of our claims by empirically evaluating our new full-capacity uRNNs on both synthetic and natural data, achieving superior performance compared to both LSTMs and the original restricted-capacity uRNNs.
Key facts. Cited by 90 papers in the map (data through 7 Oct 2026). First posted on arXiv 31 Oct 2016.
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Citing papers per year: 2021: 21; 2022: 16; 2023: 7; 2024: 13; 2025: 9; 2026: 24.
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- 2023Resurrecting Recurrent Neural Networks for Long Sequencescited by 397
- 2022Liquid Structural State-Space Modelscited by 134
- 2021A Survey of Complex-Valued Neural Networkscited by 61
- 2021UnICORNN: A recurrent model for learning very long time dependenciescited by 56
- 2021Heavy Ball Neural Ordinary Differential Equationscited by 42
- 2021Long Expressive Memory for Sequence Modelingcited by 41
- 2024OLoRA: Orthonormal Low-Rank Adaptation of Large Language Modelscited by 39
- 2021Learning with Hyperspherical Uniformitycited by 35
- 2022projUNN: efficient method for training deep networks with unitary matricescited by 27
- 2023A Survey of Geometric Optimization for Deep Learning: From Euclidean Space to Riemannian Manifoldcited by 21
- 2021Learning Connectivity with Graph Convolutional Networks for Skeleton-based Action Recognitioncited by 20
- 2021MC-LSTM: Mass-Conserving LSTMcited by 17
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- 2026Directions That Don't Drift: Stiefel Manifold Routing for Transformer Attention16 Sep 2026
- 2026oHC: Orthogonal Hyper-Connections on SO(4) via Quaternions2 Sep 2026
- 2026The Quantum Shortcut: Complex Phase-State Dynamics Reduce the Optimization Steps of Sequence Models7 Aug 2026
- 2026A Spectral Phase Admissibility Certificate for Complex Linear Maps13 Jul 2026
- 2026ManifoldFlow: SPD-Relaxed Stiefel Layers with Learnable Singular Spectrum5 Jul 2026
- 2026OrthoTryOn: Geometric Orthogonalization for Conflict-Free Unified Fashion Generation26 Jun 2026
- 2026Why SWAVE May Not Be All You Need:A Concept-Evolution Retrospective on Complex-Valued Recurrent Language Models16 Jun 2026
- 2026An Integrable Token Mixing Layer from the Generalized Yang Baxter Equation13 Jun 2026
- 2026Pretraining Recurrent Networks without Recurrence4 Jun 2026
- 2026When do complex-valued neural networks help? A study of representation, geometry, and optimization26 May 2026
- 2026Improving the Performance and Learning Stability of Parallelizable RNNs Designed for Ultra-Low Power Applications12 May 2026
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