See it, Say it, Sorted: Mechanistic Diagnosis and Parameter-Space Mitigation of Emergent Misalignment in LLMs
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Abstract (arXiv)
Safety-aligned LLMs can exhibit emergent misalignment (EM): narrow domain adaptation unexpectedly triggers catastrophic safety failures across unrelated domains. Prior static analyses leave training dynamics unmapped, while existing defenses rely on heuristics that degrade utility. We present a dynamic, second-order geometric study of EM. Tracking training trajectories reveals that directional Hessian curvature concentrates sharply on semantic pivot tokens. Grassmannian projections show that, in most settings, harmful-safe gap widens mainly because safe-gradient overlap declines. Leveraging these insights, we introduce a parameter-level Geometric Mitigation Framework that orthogonally projects empirical harmful gradient subspace out of parameter updates. On Qwen2.5-14B-IT, our defense suppresses free-generation EM by up to 80.0%; across the other three of four open-weight instruction-based model families (3B--20B), where single-layer behavioral EM is already near zero, teacher-forced evaluation shows same harmful subspace controls the conditional support of frozen EM responses. Crucially, these diagnostics unmask the illusion of behavioral safety: the same subspace remains measurable and steerable in models where behavioral EM is near zero. Code: https://github.com/WeiqiaoQUE/mechanistic-emergent-misalignment.
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References · 16
- 2024The Llama 3 Herd of Modelscited by 14,715
- 2024Qwen2.5 Technical Reportcited by 4,942
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- 2025gpt-oss-120b & gpt-oss-20b Model Cardcited by 1,386
- 2025DeepSeek-V3.2: Pushing the Frontier of Open Large Language Modelscited by 815
- 2025Natural Emergent Misalignment from Reward Hacking in Production RLcited by 136
- 2025Model Organisms for Emergent Misalignmentcited by 91
- 2025Convergent Linear Representations of Emergent Misalignmentcited by 71
- 2025Thought Crime: Backdoors and Emergent Misalignment in Reasoning Modelscited by 65
- 2026Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggerscited by 17
- 2025Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignmentcited by 5
- 2026Character as a Latent Variable in Large Language Models: A Mechanistic Account of Emergent Misalignment and Conditional Safety Failurescited by 5
4 more
- 2026Assessing Domain-Level Susceptibility to Emergent Misalignment from Narrow Finetuningcited by 3
- 2026Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluationcited by 2
- 2026An Emergent Mirage: Is Emergent Misalignment and Realignment Indeed a Robust Phenomenon?cited by 2
- 2026Persona-Model Collapse in Emergent Misalignmentcited by 1
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