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FINSKILLOPS: A Self-Evolving Multi-Agent System for SEC Filing QA

arXiv 2609.19680 ↗First posted 17 Sep 2026cs.AI cs.IR cs.MAcited by 0

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Abstract (arXiv)

Financial QA systems are typically improved before deployment through better retrieval, prompting, or agent coordination, leaving their reliability behavior fixed thereafter. In practice, new SEC-filing questions repeatedly expose heterogeneous errors in period, entity, evidence use, and calculation. Existing self-improvement methods can turn failures into new behaviors, but offer limited control over where a correction should apply or which previously correct answers it may break. We therefore frame post-deployment improvement as controlled behavioral maintenance: recurring failures should become scoped skill patches, and each patch should earn deployment with- out introducing regressions. We instantiate this view in FINSKILLOPS, a multi-agent system for SEC filing QA. FINSKILLOPS derives reusable skills from evidence-grounded, typed failure diagnoses and governs them through targeted validation, protected-case regression checks, negative controls, and versioned replacement or retirement. Across six financial QA benchmarks, a single frozen skill registry achieves the highest verdict-weighted correctness and reference consistency among the evaluated systems. Evolved skills raise correctness from 3.70 to 4.55 on our enhanced benchmark. In a separate 12-round operational study, only six of 33 proposed skills are promoted, while the monitoring non-correct rate falls from 20.0% to 12.5%. These results establish controlled skill scope, admission, and lifecycle management as the foundation for reliable self-improvement.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 18 of its 34 references that are in the map. First posted on arXiv 17 Sep 2026.

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18 of 34 references.

References · 18

  1. 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,297
  2. 2024Mixture-of-Agents Enhances Large Language Model Capabilitiescited by 438
  3. 2021TAT-QA: A Question Answering Benchmark on a Hybrid of Tabular and Textual Content in Financecited by 408
  4. 2023FinanceBench: A New Benchmark for Financial Question Answeringcited by 270
  5. 2024MinerU: An Open-Source Solution for Precise Document Content Extractioncited by 267
  6. 2022ConvFinQA: Exploring the Chain of Numerical Reasoning in Conversational Finance Question Answeringcited by 196
  7. 2026CoEvoSkills: Self-Evolving Agent Skills via Co-Evolutionary Verificationcited by 128
  8. 2026AutoSkill: Experience-Driven Lifelong Learning via Skill Self-Evolutioncited by 115
  9. 2026SkillForge: Forging Domain-Specific, Self-Evolving Agent Skills in Cloud Technical Supportcited by 48
  10. 2026MUSE-Autoskill: Self-Evolving Agents via Skill Creation, Memory, Management, and Evaluationcited by 27
  11. 2025FinSage: A Multi-aspect RAG System for Financial Filings Question Answeringcited by 19
  12. 2026SkillOps: Managing LLM Agent Skill Libraries as Self-Maintaining Software Ecosystemscited by 18
6 more
  1. 2025Enabling Self-Improving Agents to Learn at Test Time With Human-In-The-Loop Guidancecited by 14
  2. 2026Fin-RATE: A Real-world Financial Analytics and Tracking Evaluation Benchmark for LLMs on SEC Filingscited by 8
  3. 2025SECQUE: A Benchmark for Evaluating Real-World Financial Analysis Capabilitiescited by 7
  4. 2025FinDebate: Multi-Agent Collaborative Intelligence for Financial Analysiscited by 4
  5. 2025VeritasFi: An Adaptable, Multi-tiered RAG Framework for Multi-modal Financial Question Answeringcited by 3
  6. 2024Customized FinGPT Search Agents Using Foundation Modelscited by 1

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