mlsanityData to 14 Oct 2026

A Training-Free, Alignment-Free Approach to Corporate Intelligence: Application to SEC Filings

arXiv 2609.11620 ↗First posted 10 Sep 2026cs.CLcited by 0

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Abstract (arXiv)

High-dimensional dense text embeddings and large language models face real obstacles in financial-disclosure analysis: context-window limits, hallucination risk, high computational cost, and the arbitrary rotation of vector spaces across independently trained models. We present a training-free, alignment-free framework for corporate intelligence built on deterministic sparse seed vectors. Hashing word strings into a fixed high-dimensional basis places all documents and all temporal epochs in a common coordinate system by construction, removing any need for training or alignment. Accumulating these seed vectors across sentence contexts yields corpus-specific semantic signatures that compose linearly, supporting sub-second document comparison, issuer fingerprinting, tracking of how an issuer's vocabulary shifts between filings, and thematic sentence extraction, all on ordinary CPU hardware. Demonstrating the approach on a multi-year corpus of SEC filings (10-K, 10-Q, 8-K), we show how material corporate events, among them Boeing's 737 MAX crisis, Intel's supply-chain disruptions, and Bunge's acquisition of Viterra, emerge as distinct, interpretable semantic profiles, each traceable to the exact source sentences that produced it, with no domain-specific training and no LLM inference.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 9 of its 26 references that are in the map. First posted on arXiv 10 Sep 2026.

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References · 9

  1. 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,170
  2. 2013Efficient Estimation of Word Representations in Vector Spacecited by 4,375
  3. 2013Distributed Representations of Words and Phrases and their Compositionalitycited by 3,474
  4. 2021TAT-QA: A Question Answering Benchmark on a Hybrid of Tabular and Textual Content in Financecited by 408
  5. 2016Diachronic Word Embeddings Reveal Statistical Laws of Semantic Changecited by 221
  6. 2024Financial Report Chunking for Effective Retrieval Augmented Generationcited by 46
  7. 2017Dynamic Word Embeddings for Evolving Semantic Discoverycited by 38
  8. 2017Random vector generation of a semantic spacecited by 1
  9. 2017Semantic Technology-Assisted Review (STAR) Document analysis and monitoring using random vectorscited by 1

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