BLANC: Discovering Patent White Space via Changes in Normalized Pointwise Mutual Information Between Multi-View Clusters
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Abstract (arXiv)
Identifying white space --- the unexplored but potentially valuable regions of a patent landscape --- is essential for strategic R&D planning, yet existing methods rely on manual patent mapping or apply single-view clustering without quantitative gap detection. We propose BLANC (Blank Landscape Analysis through NPMI Conditioning), a three-phase pipeline combining (1) multi-view neural topic modeling along three semantic dimensions (application/use, novelty, inventive step); (2) Normalized Pointwise Mutual Information (NPMI) to quantify cross-dimensional cluster association; and (3) conditional detection that flags combinations whose NPMI drops when the corpus is filtered by a user-specified keyword. The drop is captured by a new metric, DeltaNPMI, which identifies combinations "established globally, unexplored locally." Because white space has no ground truth, we evaluate BLANC on two public USPTO corpora --- machine learning/AI (5,417 patents, CPC G06N) and glass compositions (1,982 patents, CPC C03C) --- by artificially depleting known technology combinations and testing recovery. When three-quarters of a target pair's documents are removed, BLANC recovers 34.1% (ML/AI) and 27.3% (glass) of the depleted combinations, whereas size-matched removals not aimed at them (random documents, or those of a different established combination) essentially never do: the target is never recovered in 191 decoy trials. Collapsing the three semantic views into one recovers nothing, while prior co-occurrence measures also flag the target under random removal, offering no specificity. In a proprietary case (302 float glass / glass-ceramics patents), the keyword "fluorine" reveals a fluorine surface treatment × warpage suppression candidate (DeltaNPMI up to 0.48) that experts had independently identified.
Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 7 of its 30 references that are in the map. First posted on arXiv 27 Aug 2026.
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References · 7
- 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,049
- 2022BERTopic: Neural topic modeling with a class-based TF-IDF procedurecited by 779
- 2019Patent Claim Generation by Fine-Tuning OpenAI GPT-2cited by 49
- 2022The Harvard USPTO Patent Dataset: A Large-Scale, Well-Structured, and Multi-Purpose Corpus of Patent Applicationscited by 32
- 2021PatentSBERTa: A Deep NLP based Hybrid Model for Patent Distance and Classification using Augmented SBERTcited by 22
- 2024Natural Language Processing in the Patent Domain: A Surveycited by 20
- 2024Can Large Language Models Generate High-quality Patent Claims?cited by 19
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