The Off-Support Barrier: Why Semantic Safety Constraints Are Not Learning-Problem Invariants, and What Follows for Prior Design, Containment, and Verification
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Abstract (arXiv)
We argue that a single structural fact organizes a wide range of phenomena in contemporary AI safety: a semantic safety constraint (e.g., the agent does not escape its sandbox) is an off-support object. Formally, if q is the data distribution and (p(·mid w)) the model, the safety predicate B is not measurable with respect to (σ(model, q)), whereas the real log-canonical threshold (RLCT) of singular learning theory (SLT) is. From this non-invariance we derive, as corollaries rather than independent observations: (i) why reward hacking and sandbox escape arise under outcome-based optimization; (ii) why encoding such constraints through Bayesian prior design or soft penalty weighting has poor leverage in singular models; (iii) why hard invariants belong in the harness and soft dispositions in the model; (iv) why the same B is nonetheless soundly and locally certifiable by formal verification, exactly as the local learning coefficient (LLC) locally pins the same RLCT --- with two precise points of disanalogy; and (v) why the residual difficulty, identifying which off-support region matters, coincides with performative prediction and self-referential functional dynamics, where SLT's analytic machinery breaks down. We use the July 2026 OpenAI--Hugging Face evaluation incident as the motivating case. Numerical experiments code and related proofs in lean are available at https://github.com/xiangze/PreventingJailbreakasregularization
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References · 7
- 2017Reluplex: An Efficient SMT Solver for Verifying Deep Neural Networkscited by 744
- 2018Which Training Methods for GANs do actually Converge?cited by 679
- 2020Performative Predictioncited by 327
- 2017Training GANs with Optimismcited by 217
- 2023The Local Learning Coefficient: A Singularity-Aware Complexity Measurecited by 51
- 2020A mean-field analysis of two-player zero-sum gamescited by 28
- 2026A Constructive Proof of Rice's Theorem and the Halting Problem via Hilbert's Tenth Problemcited by 1
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