mlsanityData to 7 Oct 2026

The CASE Framework: A Multi-Disciplinary Control Architecture for Governing Enterprise Agentic AI

arXiv 2608.10153 ↗First posted 10 Aug 2026cs.AIcited by 0

On the map: LLM agents and tool use → Agent threats, guardrails and governance

Abstract (arXiv)

Enterprises are deploying autonomous AI agents faster than they can govern them, and prevailing approaches stretch a single discipline, typically DevSecOps built for deterministic automation, across every scale of agency. We argue that agentic AI governance is four problems, not one, each with a mature governing science. The CASE framework assigns Control theory to the individual agent (intent as setpoint, guardrails as feedback, evaluation as observation), complex Adaptive systems theory to agent collectives (where emergence makes single-agent assurance non-compositional), Supervisory cybernetics to human-agent teams (where the Law of Requisite Variety shows unaided human oversight fails structurally), and Engineering operations to fleets (extending error budgets to decision quality so autonomy becomes a controlled variable). We formalize each layer, derive cross-layer coupling conditions, including a zero-touch deployment paradox where excellence at one-layer strains the others, and trace twenty-plus enterprise controls to their classical constructs. Three empirical studies validate the thesis: 82 percent of documented production agent failures are multi-layer trajectories; none of 22 ecosystem tools offers full Layer 2 (emergence) coverage; and all 35 scored public deployments fall in the lowest maturity band. We name this mismatch, risk realized at the emergence layer against capability barely offered and practice absent, the Emergence Gap. A five-level maturity model with a non-compensatory bottleneck-weighted index and assessment instrument operationalizes CASE as a scientific rather than process maturity model, grounded in production enterprise agentic platforms. As EU AI Act Article 14 makes effective human oversight a legal requirement, only architectures satisfying requisite variety can make oversight real rather than ceremonial.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Placed in Agent threats, guardrails and governance, one of 16 directions in LLM agents and tool use. Builds on 10 of its 31 references that are in the map. First posted on arXiv 10 Aug 2026.

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10 of 31 references.

Closest ancestors · 3

Same direction, newest first

  1. 2026From Runtime Records to Legal Findings: An Evidentiary-Adequacy Criterion for Agentic AI Oversight1 Jul
  2. 2026From Risk Classification to Action Plan Remediation: A Guardrail Feedback Driven Framework for LLM Agents4 Jun
  3. 2026Governing the Agentic Enterprise: A Governance Maturity Model for Managing AI Agent Sprawl in Business Operations13 Mar

Other references · 7

  1. 2024Emergent social conventions and collective bias in LLM populationscited by 115
  2. 2024AgentOps: Enabling Observability of LLM Agentscited by 46
  3. 2025Beyond Static Responses: Multi-Agent LLM Systems as a New Paradigm for Social Science Researchcited by 9
  4. 2025Autonomous Control Leveraging LLMs: An Agentic Framework for Next-Generation Industrial Automationcited by 8
  5. 2026A Systematic Approach to Multi-Agent AI from Advanced Regulatory Control Theory: Safe and Auditable LLM Operator Agents for Process Controlcited by 4
  6. 2025A Survey on AgentOps: Categorization, Challenges, and Future Directionscited by 3
  7. 2025An LLM-Assisted Multi-Agent Control Framework for Roll-to-Roll Manufacturing Systemscited by 1

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