RIMS: Preference Optimization via Smoothed Multi-pair Aggregation for Small-Scale LLM Retrieval-Augmented Generation
On the map: Retrieval-augmented generation → RAG robustness and adaptive retrieval
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Abstract (arXiv)
Small-scale language models (SLMs) are attractive for retrieval-augmented generation (RAG) in resource-constrained settings, but their limited capacity makes them highly sensitive to noisy or spurious retrieved evidence. Existing preference-based methods such as RoseRAG select only the hardest single preference pair via hard argmin/argmax, discarding the remaining signal; others treat multiple pairs as independent binary comparisons, resulting in low data utilization. We propose RIMS, a three-stage preference optimization framework comprising (1) synthetic chain-of-thought preference data generation via rejection sampling using the target SLM itself without relying on proprietary models, (2) a differentiable soft aggregation mechanism that replaces hard selection with a smooth operator, preserving gradient signal from all preference pairs while retaining the discriminative structure of margin-aware selection, and (3) preference optimization with the smoothed objective applied to multiple alignment algorithms. We theoretically show that the smoothed approximation admits a controllable error bound and that smooth aggregation yields provably tighter gradient alignment to the oracle objective than hard selection. Experiments on four multi-hop question answering benchmarks show that our approach outperforms state-of-the-art baselines across multiple SLM backbones, achieving consistent gains in Exact Match and F1 under noisy retrieval conditions. Our implementation is available at https://github.com/tptrix29/RIMS.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation. Builds on 51 of its 58 references that are in the map. First posted on arXiv 17 Jul 2026.
Builds on
51 of 58 references.
Closest ancestors · 7
Same direction, newest first
- 2025RoseRAG: Robust Retrieval-augmented Generation with Small-scale LLMs via Margin-aware Preference Optimization16 Feb
- 2024SimRAG: Self-Improving Retrieval-Augmented Generation for Adapting Large Language Models to Specialized Domains23 Oct
- 2024KnowPO: Knowledge-aware Preference Optimization for Controllable Knowledge Selection in Retrieval-Augmented Language Models6 Aug
- 2024Understand What LLM Needs: Dual Preference Alignment for Retrieval-Augmented Generation26 Jun
- 2024InstructRAG: Instructing Retrieval-Augmented Generation via Self-Synthesized Rationales19 Jun
- 2024BlendFilter: Advancing Retrieval-Augmented Large Language Models via Query Generation Blending and Knowledge Filtering16 Feb
- 2023Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection17 Oct
Other references · 44
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