Neural Collapse Is Forbidden: Information Floors in Language Models
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Abstract (arXiv)
Within-class variance in language-model representations is commonly read as incomplete neural collapse. We argue it is allocated information storage, and that the allocation obeys a law. A one-line centering identity voids a family of simplex equiangular-tight-frame claims, including our own earlier ones; in dimensionless variance shares across 14 models, macro-category structure carries only 4-12% of representational variance and within-token context carries 79-91%, stable across a 100x parameter range. On the theory side, token-level weight decay penalizes a category in proportion to its type count, not its occurrence mass, reducing next-token prediction to an imbalanced K-class problem whose optimum orders category norms by type count. A converse floor, proved for binary categories, forces within-category dispersion to be at least proportional to the conditional mutual information I(token; context | category). The law holds: identity dispersion, not total variance, tracks this information across every tested model and partition, under a model-free estimate and even across models, where one model's information predicts another's dispersion; and over pretraining the category share overshoots, decays, and partially recovers, because the information it must carry never left.
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References · 18
- 2016Pointer Sentinel Mixture Modelscited by 2,992
- 2023Pythia: A Suite for Analyzing Large Language Models Across Training and Scalingcited by 1,734
- 2022In-context Learning and Induction Headscited by 930
- 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 713
- 2019Representation Degeneration Problem in Training Natural Language Generation Modelscited by 250
- 2021A Geometric Analysis of Neural Collapse with Unconstrained Featurescited by 226
- 2021Exploring Deep Neural Networks via Layer-Peeled Model: Minority Collapse in Imbalanced Trainingcited by 166
- 2024The Geometry of Categorical and Hierarchical Concepts in Large Language Modelscited by 151
- 2017Breaking the Softmax Bottleneck: A High-Rank RNN Language Modelcited by 147
- 2020Neural collapse with unconstrained featurescited by 140
- 2022Imbalance Trouble: Revisiting Neural-Collapse Geometrycited by 80
- 2023Generalized Neural Collapse for a Large Number of Classescited by 39
6 more
- 2023Neural Collapse for Unconstrained Feature Model under Cross-entropy Loss with Imbalanced Datacited by 38
- 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 36
- 2025Tracing the Representation Geometry of Language Models from Pretraining to Post-trainingcited by 33
- 2024Neural Networks Learn Statistics of Increasing Complexitycited by 30
- 2025Explaining Grokking and Information Bottleneck through Neural Collapse Emergencecited by 4
- 2026Structure Before Collapse: Transient semantic geometry in next-token predictioncited by 2
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