mlsanityData to 7 Oct 2026

Neural Collapse Is Forbidden: Information Floors in Language Models

arXiv 2607.09487 ↗First posted 10 Jul 2026cs.LG cs.CL stat.MLcited by 0

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Abstract (arXiv)

Within-class variance in language-model representations is commonly read as incomplete neural collapse. We argue it is allocated information storage, and that the allocation obeys a law. A one-line centering identity voids a family of simplex equiangular-tight-frame claims, including our own earlier ones; in dimensionless variance shares across 14 models, macro-category structure carries only 4-12% of representational variance and within-token context carries 79-91%, stable across a 100x parameter range. On the theory side, token-level weight decay penalizes a category in proportion to its type count, not its occurrence mass, reducing next-token prediction to an imbalanced K-class problem whose optimum orders category norms by type count. A converse floor, proved for binary categories, forces within-category dispersion to be at least proportional to the conditional mutual information I(token; context | category). The law holds: identity dispersion, not total variance, tracks this information across every tested model and partition, under a model-free estimate and even across models, where one model's information predicts another's dispersion; and over pretraining the category share overshoots, decays, and partially recovers, because the information it must carry never left.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 18 of its 20 references that are in the map. First posted on arXiv 10 Jul 2026.

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References · 18

  1. 2016Pointer Sentinel Mixture Modelscited by 2,992
  2. 2023Pythia: A Suite for Analyzing Large Language Models Across Training and Scalingcited by 1,734
  3. 2022In-context Learning and Induction Headscited by 930
  4. 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 713
  5. 2019Representation Degeneration Problem in Training Natural Language Generation Modelscited by 250
  6. 2021A Geometric Analysis of Neural Collapse with Unconstrained Featurescited by 226
  7. 2021Exploring Deep Neural Networks via Layer-Peeled Model: Minority Collapse in Imbalanced Trainingcited by 166
  8. 2024The Geometry of Categorical and Hierarchical Concepts in Large Language Modelscited by 151
  9. 2017Breaking the Softmax Bottleneck: A High-Rank RNN Language Modelcited by 147
  10. 2020Neural collapse with unconstrained featurescited by 140
  11. 2022Imbalance Trouble: Revisiting Neural-Collapse Geometrycited by 80
  12. 2023Generalized Neural Collapse for a Large Number of Classescited by 39
6 more
  1. 2023Neural Collapse for Unconstrained Feature Model under Cross-entropy Loss with Imbalanced Datacited by 38
  2. 2024Linguistic Collapse: Neural Collapse in (Large) Language Modelscited by 36
  3. 2025Tracing the Representation Geometry of Language Models from Pretraining to Post-trainingcited by 33
  4. 2024Neural Networks Learn Statistics of Increasing Complexitycited by 30
  5. 2025Explaining Grokking and Information Bottleneck through Neural Collapse Emergencecited by 4
  6. 2026Structure Before Collapse: Transient semantic geometry in next-token predictioncited by 2

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