Why Do Aligned LLMs Remain Jailbreakable: Refusal-Escape Directions, Operator-Level Sources, and Safety-Utility Trade-off
On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks
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Abstract (arXiv)
Aligned large language models (LLMs) remain vulnerable to jailbreak attacks. Recent mechanistic studies have identified latent features and representation shifts associated with jailbreak success, but they leave a more fundamental question open: why do aligned LLMs remain jailbreakable, and what structural vulnerabilities in the model make this possible? We study this question through a continuous input-transformation view. Our theoretical finding is that aligned models can still exhibit Refusal-Escape Directions (RED): local perturbation directions around a harmful input that shift the model's behavior from refusal to answering while preserving the model's harmful-semantics interpretation. From this perspective, a jailbreak is not only a successful discrete prompt construction, but can also be understood as a refusal-to-answer behavior transition induced by continuously perturbing a harmful input along RED. We then prove that RED can be exactly decomposed into contributions from operator-level sources across the model's operator structure, and identify normalization, residual-wiring, and terminal sources as analytically constrained operator-level sources. To eliminate RED, the shared expressive modules -- self-attention and MLP -- must eliminate the contributions from these analytically constrained sources while preserving the mechanisms that support benign responses. These competing requirements give rise to a conditional safety-utility trade-off. Experiments across multiple models and attack methods empirically analyze RED from two complementary perspectives and show that added token dimensions can expose RED, while successful jailbreaks exhibit refusal-to-answer shifts largely aligned with terminal-source contributions.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 41 of its 44 references that are in the map. First posted on arXiv 9 May 2026.
Builds on
41 of 44 references.
Closest ancestors · 6
Same direction, newest first
- 2025Understanding Refusal in Language Models with Sparse Autoencoders29 May
- 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preference20 Jun
- 2024How Alignment and Jailbreak Work: Explain LLM Safety through Intermediate Hidden States9 Jun
- 2023Safe RLHF: Safe Reinforcement Learning from Human Feedback19 Oct
- 2023AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models3 Oct
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul
Other references · 35
- 2022Training language models to follow instructions with human feedbackcited by 15,971
- 2024The Llama 3 Herd of Modelscited by 14,715
- 2025Qwen3 Technical Reportcited by 8,820
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
- 2016Layer Normalizationcited by 5,669
- 2017Deep reinforcement learning from human preferencescited by 3,912
- 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
- 2020Learning to summarize from human feedbackcited by 2,588
- 2025Gemma 3 Technical Reportcited by 1,824
- 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,651
- 2019Root Mean Square Layer Normalizationcited by 1,480
- 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,429
23 more
- 2024Refusal in Language Models Is Mediated by a Single Directioncited by 1,032
- 2023Tree of Attacks: Jailbreaking Black-Box LLMs Automaticallycited by 672
- 2023GPTFUZZER: Red Teaming Large Language Models with Auto-Generated Jailbreak Promptscited by 560
- 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 536
- 2023Catastrophic Jailbreak of Open-source LLMs via Exploiting Generationcited by 451
- 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 422
- 2024Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attackcited by 390
- 2024A StrongREJECT for Empty Jailbreakscited by 385
- 2023Large Language Model Unlearningcited by 302
- 2023A Wolf in Sheep's Clothing: Generalized Nested Jailbreak Prompts can Fool Large Language Models Easilycited by 259
- 2024ArtPrompt: ASCII Art-based Jailbreak Attacks against Aligned LLMscited by 216
- 2024AutoDAN-Turbo: A Lifelong Agent for Strategy Self-Exploration to Jailbreak LLMscited by 199
- 2025Qwen3Guard Technical Reportcited by 155
- 2024Making Them Ask and Answer: Jailbreaking Large Language Models in Few Queries via Disguise and Reconstructioncited by 107
- 2024Towards Understanding Jailbreak Attacks in LLMs: A Representation Space Analysiscited by 64
- 2024What Makes and Breaks Safety Fine-tuning? A Mechanistic Studycited by 55
- 2023Are Transformers with One Layer Self-Attention Using Low-Rank Weight Matrices Universal Approximators?cited by 47
- 2024Understanding Jailbreak Success: A Study of Latent Space Dynamics in Large Language Modelscited by 37
- 2024From Theft to Bomb-Making: The Ripple Effect of Unlearning in Defending Against Jailbreak Attackscited by 29
- 2024AdvPrefix: An Objective for Nuanced LLM Jailbreakscited by 25
- 2024Shaping the Safety Boundaries: Understanding and Defending Against Jailbreaks in Large Language Modelscited by 23
- 2024JailbreakLens: Interpreting Jailbreak Mechanism in the Lens of Representation and Circuitcited by 22
- 2025Beyond I'm Sorry, I Can't: Dissecting Large Language Model Refusalcited by 19
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- 2026Reactivating Alignment: Defending LLMs from Jailbreaks via Intention-Aware Input-Output Matching
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