mlsanityData to 14 Oct 2026

Why Do Aligned LLMs Remain Jailbreakable: Refusal-Escape Directions, Operator-Level Sources, and Safety-Utility Trade-off

arXiv 2605.08878 ↗First posted 9 May 2026cs.CR cs.AIcited by 0

On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks

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Abstract (arXiv)

Aligned large language models (LLMs) remain vulnerable to jailbreak attacks. Recent mechanistic studies have identified latent features and representation shifts associated with jailbreak success, but they leave a more fundamental question open: why do aligned LLMs remain jailbreakable, and what structural vulnerabilities in the model make this possible? We study this question through a continuous input-transformation view. Our theoretical finding is that aligned models can still exhibit Refusal-Escape Directions (RED): local perturbation directions around a harmful input that shift the model's behavior from refusal to answering while preserving the model's harmful-semantics interpretation. From this perspective, a jailbreak is not only a successful discrete prompt construction, but can also be understood as a refusal-to-answer behavior transition induced by continuously perturbing a harmful input along RED. We then prove that RED can be exactly decomposed into contributions from operator-level sources across the model's operator structure, and identify normalization, residual-wiring, and terminal sources as analytically constrained operator-level sources. To eliminate RED, the shared expressive modules -- self-attention and MLP -- must eliminate the contributions from these analytically constrained sources while preserving the mechanisms that support benign responses. These competing requirements give rise to a conditional safety-utility trade-off. Experiments across multiple models and attack methods empirically analyze RED from two complementary perspectives and show that added token dimensions can expose RED, while successful jailbreaks exhibit refusal-to-answer shifts largely aligned with terminal-source contributions.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 41 of its 44 references that are in the map. First posted on arXiv 9 May 2026.

Builds on

41 of 44 references.

Closest ancestors · 6

Same direction, newest first

  1. 2025Understanding Refusal in Language Models with Sparse Autoencoders29 May
  2. 2024PKU-SafeRLHF: Towards Multi-Level Safety Alignment for LLMs with Human Preference20 Jun
  3. 2024How Alignment and Jailbreak Work: Explain LLM Safety through Intermediate Hidden States9 Jun
  4. 2023Safe RLHF: Safe Reinforcement Learning from Human Feedback19 Oct
  5. 2023AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models3 Oct
  6. 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul

Other references · 35

  1. 2022Training language models to follow instructions with human feedbackcited by 15,971
  2. 2024The Llama 3 Herd of Modelscited by 14,715
  3. 2025Qwen3 Technical Reportcited by 8,820
  4. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
  5. 2016Layer Normalizationcited by 5,669
  6. 2017Deep reinforcement learning from human preferencescited by 3,912
  7. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
  8. 2020Learning to summarize from human feedbackcited by 2,588
  9. 2025Gemma 3 Technical Reportcited by 1,824
  10. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,651
  11. 2019Root Mean Square Layer Normalizationcited by 1,480
  12. 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,429
23 more
  1. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 1,032
  2. 2023Tree of Attacks: Jailbreaking Black-Box LLMs Automaticallycited by 672
  3. 2023GPTFUZZER: Red Teaming Large Language Models with Auto-Generated Jailbreak Promptscited by 560
  4. 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 536
  5. 2023Catastrophic Jailbreak of Open-source LLMs via Exploiting Generationcited by 451
  6. 2024Mechanistic Interpretability for AI Safety -- A Reviewcited by 422
  7. 2024Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attackcited by 390
  8. 2024A StrongREJECT for Empty Jailbreakscited by 385
  9. 2023Large Language Model Unlearningcited by 302
  10. 2023A Wolf in Sheep's Clothing: Generalized Nested Jailbreak Prompts can Fool Large Language Models Easilycited by 259
  11. 2024ArtPrompt: ASCII Art-based Jailbreak Attacks against Aligned LLMscited by 216
  12. 2024AutoDAN-Turbo: A Lifelong Agent for Strategy Self-Exploration to Jailbreak LLMscited by 199
  13. 2025Qwen3Guard Technical Reportcited by 155
  14. 2024Making Them Ask and Answer: Jailbreaking Large Language Models in Few Queries via Disguise and Reconstructioncited by 107
  15. 2024Towards Understanding Jailbreak Attacks in LLMs: A Representation Space Analysiscited by 64
  16. 2024What Makes and Breaks Safety Fine-tuning? A Mechanistic Studycited by 55
  17. 2023Are Transformers with One Layer Self-Attention Using Low-Rank Weight Matrices Universal Approximators?cited by 47
  18. 2024Understanding Jailbreak Success: A Study of Latent Space Dynamics in Large Language Modelscited by 37
  19. 2024From Theft to Bomb-Making: The Ripple Effect of Unlearning in Defending Against Jailbreak Attackscited by 29
  20. 2024AdvPrefix: An Objective for Nuanced LLM Jailbreakscited by 25
  21. 2024Shaping the Safety Boundaries: Understanding and Defending Against Jailbreaks in Large Language Modelscited by 23
  22. 2024JailbreakLens: Interpreting Jailbreak Mechanism in the Lens of Representation and Circuitcited by 22
  23. 2025Beyond I'm Sorry, I Can't: Dissecting Large Language Model Refusalcited by 19

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  1. 2024Jailbreaking Large Language Models Through Alignment Vulnerabilities in Out-of-Distribution Settings
  2. 2026Fail-Closed Alignment for Large Language Models
  3. 2025A Domain-Based Taxonomy of Jailbreak Vulnerabilities in Large Language Models
  4. 2025Linearly Decoding Refused Knowledge in Aligned Language Models
  5. 2026Breaking Refusal in the First Half: A Mechanistic Study of the Prefill Jailbreak
  6. 2026Reactivating Alignment: Defending LLMs from Jailbreaks via Intention-Aware Input-Output Matching
  7. 2025Formalization Driven LLM Prompt Jailbreaking via Reinforcement Learning
  8. 2024Defending Large Language Models Against Jailbreak Attacks via Layer-specific Editing