mlsanityData to 14 Oct 2026

Uncertainty-Aware Predictive Safety Filters for Probabilistic Neural Network Dynamics

arXiv 2604.26836 ↗First posted 29 Apr 2026cs.LG cs.SY eess.SYcited by 1

On the map: Deep reinforcement learning methods → Safe and constrained RL

Abstract (arXiv)

Predictive safety filters (PSFs) leverage model predictive control to enforce constraint satisfaction during deep reinforcement learning (RL) exploration, yet their reliance on first-principles models or Gaussian processes limits scalability and broader applicability. Meanwhile, model-based RL (MBRL) methods routinely employ probabilistic ensemble (PE) neural networks to capture complex, high-dimensional dynamics from data with minimal prior knowledge. However, existing attempts to integrate PEs into PSFs lack rigorous uncertainty quantification. We introduce the Uncertainty-Aware Predictive Safety Filter (UPSi), a PSF that provides rigorous safety verification using PE dynamics models by formulating future outcomes as reachable sets. UPSi introduces an explicit certainty constraint that prevents model exploitation and integrates seamlessly into common MBRL frameworks. We evaluate UPSi under practical simplifications within Dyna-style MBRL on standard safe RL benchmarks and report substantial improvements in exploration safety over prior neural network PSFs while maintaining performance on par with standard MBRL. UPSi bridges the gap between the scalability and generality of modern MBRL and the safety guarantees of predictive safety filters.

Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Placed in Safe and constrained RL, one of 15 directions in Deep reinforcement learning methods. Builds on 22 of its 32 references that are in the map. First posted on arXiv 29 Apr 2026.

Builds on

22 of 32 references.

Closest ancestors · 4

Same direction, newest first

  1. 2026Safe Reinforcement Learning via Recovery-based Shielding with Gaussian Process Dynamics Models12 Feb
  2. 2024Safety Filtering While Training: Improving the Performance and Sample Efficiency of Reinforcement Learning Agents15 Oct
  3. 2024ActSafe: Active Exploration with Safety Constraints for Reinforcement Learning12 Oct
  4. 2024Reinforcement Learning with Ensemble Model Predictive Safety Certification6 Feb

Other references · 18

  1. 2018Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actorcited by 4,885
  2. 2016Simple and Scalable Predictive Uncertainty Estimation using Deep Ensemblescited by 3,926
  3. 2017Constrained Policy Optimizationcited by 983
  4. 2019When to Trust Your Model: Model-Based Policy Optimizationcited by 773
  5. 2019Control Barrier Functions: Theory and Applicationscited by 372
  6. 2021Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learningcited by 371
  7. 2017Hamilton-Jacobi Reachability: A Brief Overview and Recent Advancescited by 201
  8. 2018Learning-based Model Predictive Control for Safe Explorationcited by 120
  9. 2018A predictive safety filter for learning-based control of constrained nonlinear dynamical systemscited by 118
  10. 2016Learning Model Predictive Control for iterative tasks. A Data-Driven Control Frameworkcited by 39
  11. 2018Linear model predictive safety certification for learning-based controlcited by 37
  12. 2019Probabilistic model predictive safety certification for learning-based controlcited by 22
6 more
  1. 2024Trust the Model Where It Trusts Itself -- Model-Based Actor-Critic with Uncertainty-Aware Rollout Adaptioncited by 18
  2. 2019A computationally efficient robust model predictive control framework for uncertain nonlinear systems -- extended versioncited by 14
  3. 2017Cautious NMPC with Gaussian Process Dynamics for Autonomous Miniature Race Carscited by 13
  4. 2025On Rollouts in Model-Based Reinforcement Learningcited by 10
  5. 2018On the Parameterized Computation of Minimum Volume Outer Ellipsoid of Minkowski Sum of Ellipsoidscited by 4
  6. 2021Adaptive Model Predictive Safety Certification for Learning-based Control -- Extended Versioncited by 2

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026A Control Barrier Function-Constrained Model Predictive Control Framework for Safe Reinforcement Learning
  2. 2026CAPSULE: Control-Theoretic Action Perturbations for Safe Uncertainty-Aware Reinforcement Learning
  3. 2026Sampling-Based Safe Reinforcement Learning
  4. 2025Uncertainty-aware Latent Safety Filters for Avoiding Out-of-Distribution Failures
  5. 2025Feasibility-Aware Pessimistic Estimation: Toward Long-Horizon Safety in Offline RL
  6. 2018Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Models
  7. 2026Dyna-Style Safety Augmented Reinforcement Learning: Staying Safe in the Face of Uncertainty
  8. 2026Safe Reinforcement Learning with Receding-Horizon Safety Critic and Differentiable Action Shields