Principled and Scalable Diversity-Aware Retrieval via Cardinality-Constrained Binary Quadratic Programming
On the map: Retrieval-augmented generation → RAG robustness and adaptive retrieval
Abstract (arXiv)
Diversity-aware retrieval is essential for Retrieval-Augmented Generation (RAG), yet existing methods lack theoretical guarantees and face scalability issues as the number of retrieved passages k increases. We propose a principled formulation of diversity retrieval as a cardinality-constrained binary quadratic programming (CCBQP), which explicitly balances relevance and semantic diversity through an interpretable trade-off parameter. Inspired by recent advances in combinatorial optimization, we develop a non-convex tight continuous relaxation and a Frank--Wolfe based algorithm with landscape analysis and convergence guarantees. Extensive experiments demonstrate that our method consistently dominates baselines on the relevance-diversity Pareto frontier, while achieving significant speedup.
Key facts. Cited by 2 papers in the map (data through 14 Oct 2026). Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation. Builds on 15 of its 36 references that are in the map. First posted on arXiv 2 Apr 2026.
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Other references · 14
- 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,297
- 2023Efficient Memory Management for Large Language Model Serving with PagedAttentioncited by 5,944
- 2020Dense Passage Retrieval for Open-Domain Question Answeringcited by 3,824
- 2023Lost in the Middle: How Language Models Use Long Contextscited by 3,455
- 2024M3-Embedding: Multi-Linguality, Multi-Functionality, Multi-Granularity Text Embeddings Through Self-Knowledge Distillationcited by 1,073
- 2019How Contextual are Contextualized Word Representations? Comparing the Geometry of BERT, ELMo, and GPT-2 Embeddingscited by 784
- 2022ASQA: Factoid Questions Meet Long-Form Answerscited by 234
- 2016Convergence Rate of Frank-Wolfe for Non-Convex Objectivescited by 63
- 2022QAMPARI: An Open-domain Question Answering Benchmark for Questions with Many Answers from Multiple Paragraphscited by 42
- 2022Conditional Gradient Methodscited by 17
- 2024Vector Retrieval with Similarity and Diversity: How Hard Is It?cited by 3
- 2013The Sparse Principal Component of a Constant-rank Matrixcited by 2
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Citing papers per year: 2026: 2.
2 papers.
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- 2026DIVERGE: Diversity-Enhanced RAG for Open-Ended Information Seeking
- 2026Fairness-Aware Retrieval Optimization for Retrieval-Augmented Generation
- 2026Welfarist Formulations for Diverse Similarity Search
- 2025Vendi-RAG: Adaptively Trading-Off Diversity And Quality Significantly Improves Retrieval Augmented Generation With LLMs
- 2026Scaling DPPs for RAG: Density Meets Diversity
- 2026ISO-RAG: Isoperimetric Noise Control for Retrieval-Augmented Generation
- 2026Tail-Aware Adaptive-k: Query-Adaptive Context Selection for Retrieval-Augmented Generation
- 2024Diversify-verify-adapt: Efficient and Robust Retrieval-Augmented Ambiguous Question Answering