mlsanityData to 14 Oct 2026

From Density Matrices to Phase Transitions in Deep Learning: Spectral Early Warnings and Interpretability

arXiv 2603.29805 ↗First posted 31 Mar 2026cs.LG cs.AIcited by 4

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Abstract (arXiv)

A key problem in the modern study of AI is predicting and understanding emergent capabilities in models during training. Inspired by methods for studying reactions in quantum chemistry, we present the ``2-datapoint reduced density matrix". We show that this object provides a computationally efficient, unified observable of phase transitions during training. By tracking the eigenvalue statistics of the 2RDM over a sliding window, we derive two complementary signals: the spectral heat capacity, which we prove provides early warning of second-order phase transitions via critical slowing down, and the participation ratio, which reveals the dimensionality of the underlying reorganization. Remarkably, the top eigenvectors of the 2RDM are directly interpretable making it straightforward to study the nature of the transitions. We validate across four distinct settings: deep linear networks, induction head formation, grokking, and emergent misalignment. We then discuss directions for future work using the 2RDM.

Key facts. Cited by 4 papers in the map (data through 14 Oct 2026). Builds on 31 of its 49 references that are in the map. First posted on arXiv 31 Mar 2026.

Builds on

31 of 49 references.

References · 31

  1. 2021LoRA: Low-Rank Adaptation of Large Language Modelscited by 14,380
  2. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,621
  3. 2024Qwen2 Technical Reportcited by 2,120
  4. 2023Progress measures for grokking via mechanistic interpretabilitycited by 839
  5. 2013Exact solutions to the nonlinear dynamics of learning in deep linear neural networkscited by 763
  6. 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 719
  7. 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 536
  8. 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 505
  9. 2018Measuring the Intrinsic Dimension of Objective Landscapescited by 370
  10. 2017Empirical Analysis of the Hessian of Over-Parametrized Neural Networkscited by 290
  11. 2025Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMscited by 172
  12. 2023Birth of a Transformer: A Memory Viewpointcited by 161
19 more
  1. 2024The Evolution of Statistical Induction Heads: In-Context Learning Markov Chainscited by 118
  2. 2023Grokking as the Transition from Lazy to Rich Training Dynamicscited by 108
  3. 2021Neural Networks as Kernel Learners: The Silent Alignment Effectcited by 106
  4. 2022Neural Collapse: A Review on Modelling Principles and Generalizationcited by 95
  5. 2024What needs to go right for an induction head? A mechanistic study of in-context learning circuits and their formationcited by 89
  6. 2021Saddle-to-Saddle Dynamics in Deep Linear Networks: Small Initialization Training, Symmetry, and Sparsitycited by 85
  7. 2024Understanding Warmup-Stable-Decay Learning Rates: A River Valley Loss Landscape Perspectivecited by 81
  8. 2025Convergent Linear Representations of Emergent Misalignmentcited by 71
  9. 2023The Local Learning Coefficient: A Singularity-Aware Complexity Measurecited by 51
  10. 2024From Lazy to Rich: Exact Learning Dynamics in Deep Linear Networkscited by 49
  11. 2024Differentiation and Specialization of Attention Heads via the Refined Local Learning Coefficientcited by 40
  12. 2022Random Feature Amplification: Feature Learning and Generalization in Neural Networkscited by 35
  13. 2025Hidden Breakthroughs in Language Model Trainingcited by 15
  14. 2025Bayesian Influence Functions for Hessian-Free Data Attributioncited by 14
  15. 2025Neural Thermodynamic Laws for Large Language Model Trainingcited by 10
  16. 2025Beyond Induction Heads: In-Context Meta Learning Induces Multi-Phase Circuit Emergencecited by 10
  17. 2025The Loss Kernel: A Geometric Probe for Deep Learning Interpretabilitycited by 9
  18. 2024Phase Transitions in the Output Distribution of Large Language Modelscited by 7
  19. 2025Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignmentcited by 5

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Citing papers per year: 2026: 4.

4 papers.