Design Behaviour Codes (DBCs): A Taxonomy-Driven Layered Governance Benchmark for Large Language Models
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Abstract (arXiv)
We introduce the Dynamic Behavioral Constraint (DBC) benchmark, the first empirical framework for evaluating the efficacy of a structured, 150-control behavioral governance layer, the MDBC (Madan DBC) system, applied at inference time to large language models (LLMs). Unlike training time alignment methods (RLHF, DPO) or post-hoc content moderation APIs, DBCs constitute a system prompt level governance layer that is model-agnostic, jurisdiction-mappable, and auditable. We evaluate the DBC Framework across a 30 domain risk taxonomy organized into six clusters (Hallucination and Calibration, Bias and Fairness, Malicious Use, Privacy and Data Protection, Robustness and Reliability, and Misalignment Agency) using an agentic red-team protocol with five adversarial attack strategies (Direct, Roleplay, Few-Shot, Hypothetical, Authority Spoof) across 3 model families. Our three-arm controlled design (Base, Base plus Moderation, Base plus DBC) enables causal attribution of risk reduction. Key findings: the DBC layer reduces the aggregate Risk Exposure Rate (RER) from 7.19 percent (Base) to 4.55 percent (Base plus DBC), representing a 36.8 percent relative risk reduction, compared with 0.6 percent for a standard safety moderation prompt. MDBC Adherence Scores improve from 8.6 by 10 (Base) to 8.7 by 10 (Base plus DBC). EU AI Act compliance (automated scoring) reaches 8.5by 10 under the DBC layer. A three judge evaluation ensemble yields Fleiss kappa greater than 0.70 (substantial agreement), validating our automated pipeline. Cluster ablation identifies the Integrity Protection cluster (MDBC 081 099) as delivering the highest per domain risk reduction, while graybox adversarial attacks achieve a DBC Bypass Rate of 4.83 percent . We release the benchmark code, prompt database, and all evaluation artefacts to enable reproducibility and longitudinal tracking as models evolve.
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- 2022Training language models to follow instructions with human feedbackcited by 15,971
- 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,626
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- 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,975
- 2019Fine-Tuning Language Models from Human Preferencescited by 2,150
- 2023Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injectioncited by 1,443
- 2024HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusalcited by 1,429
- 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,207
- 2021Ethical and social risks of harm from Language Modelscited by 966
- 2022Ignore Previous Prompt: Attack Techniques For Language Modelscited by 832
- 2021BBQ: A Hand-Built Bias Benchmark for Question Answeringcited by 701
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