mlsanityData to 7 Oct 2026

Efficient Refusal Ablation in LLM through Optimal Transport

arXiv 2603.04355 ↗First posted 4 Mar 2026cs.LG cs.AIcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks

also in 1 more
Abstract (arXiv)

Safety-aligned language models refuse harmful requests through learned refusal behaviors encoded in their internal representations. Recent activation-based jailbreaking methods circumvent these safety mechanisms by applying orthogonal projections to remove refusal directions, but these approaches treat refusal as a one-dimensional phenomenon and ignore the rich distributional structure of model activations. We introduce a principled framework based on optimal transport theory that transforms the entire distribution of harmful activations to match harmless ones. By combining PCA with closed-form Gaussian optimal transport, we achieve efficient computation in high-dimensional representation spaces while preserving essential geometric structure. Across six models (Llama-2, Llama-3.1, Qwen-2.5; 7B-32B parameters), our method achieves up to 11% higher attack success rates than state-of-the-art baselines while maintaining comparable perplexity, demonstrating superior preservation of model capabilities. Critically, we discover that layer-selective intervention (applying optimal transport to 1-2 carefully chosen layers at approximately 40-60% network depth) substantially outperforms full-network interventions, revealing that refusal mechanisms may be localized rather than distributed. Our analysis provides new insights into the geometric structure of safety representations and suggests that current alignment methods may be vulnerable to distributional attacks beyond simple direction removal.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 42 of its 49 references that are in the map. First posted on arXiv 4 Mar 2026.

Builds on

42 of 49 references.

Closest ancestors · 6

Same direction, newest first

  1. 2024Soft Prompt Threats: Attacking Safety Alignment and Unlearning in Open-Source LLMs through the Embedding Space14 Feb
  2. 2024Vaccine: Perturbation-aware Alignment for Large Language Models against Harmful Fine-tuning Attack2 Feb
  3. 2023Removing RLHF Protections in GPT-4 via Fine-Tuning9 Nov
  4. 2023LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B31 Oct
  5. 2023AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models3 Oct
  6. 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul

Other references · 36

  1. 2020Language Models are Few-Shot Learnerscited by 32,199
  2. 2022Training language models to follow instructions with human feedbackcited by 15,712
  3. 2024The Llama 3 Herd of Modelscited by 14,192
  4. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 12,865
  5. 2021Training Verifiers to Solve Math Word Problemscited by 9,743
  6. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
  7. 2022PaLM: Scaling Language Modeling with Pathwayscited by 5,304
  8. 2024Qwen2.5 Technical Reportcited by 4,713
  9. 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,710
  10. 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,634
  11. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
  12. 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,259
24 more
  1. 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,239
  2. 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,009
  3. 2023Towards Understanding Sycophancy in Language Modelscited by 988
  4. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 960
  5. 2024SimPO: Simple Preference Optimization with a Reference-Free Rewardcited by 951
  6. 2023A General Theoretical Paradigm to Understand Learning from Human Preferencescited by 906
  7. 2021Measuring Coding Challenge Competence With APPScited by 879
  8. 2023Steering Language Models With Activation Engineeringcited by 824
  9. 2018Computational Optimal Transportcited by 765
  10. 2023Tree of Attacks: Jailbreaking Black-Box LLMs Automaticallycited by 619
  11. 2022Contrastive Decoding: Open-ended Text Generation as Optimizationcited by 598
  12. 2024Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attackscited by 450
  13. 2023Catastrophic Jailbreak of Open-source LLMs via Exploiting Generationcited by 439
  14. 2025Layer by Layer: Uncovering Hidden Representations in Language Modelscited by 293
  15. 2023Scalable and Transferable Black-Box Jailbreaks for Language Models via Persona Modulationcited by 202
  16. 2024AmpleGCG: Learning a Universal and Transferable Generative Model of Adversarial Suffixes for Jailbreaking Both Open and Closed LLMscited by 160
  17. 2024Representation Noising: A Defence Mechanism Against Harmful Finetuningcited by 93
  18. 2024Robust LLM safeguarding via refusal feature adversarial trainingcited by 60
  19. 2024Controlling Language and Diffusion Models by Transporting Activationscited by 59
  20. 2024What Makes and Breaks Safety Fine-tuning? A Mechanistic Studycited by 54
  21. 2025One-shot Optimized Steering Vectors Mediate Safety-relevant Behaviors in LLMscited by 27
  22. 2024Distributional Preference Alignment of LLMs via Optimal Transportcited by 26
  23. 2024Improved Generation of Adversarial Examples Against Safety-aligned LLMscited by 17
  24. 2025LARGO: Latent Adversarial Reflection through Gradient Optimization for Jailbreaking LLMscited by 7

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026Refusal geometry reflects refusal training: diverse refusal prefixes can raise stable rank and weaken refusal vector ablation attacks
  2. 2025The Geometry of Refusal in Large Language Models: Concept Cones and Representational Independence
  3. 2026Refusal Localizes, the Damage Relocates: Safety Layers Under Few-Sample Fine-Tuning
  4. 2026Universal Refusal Circuits Across LLMs: Cross-Model Transfer via Trajectory Replay and Concept-Basis Reconstruction
  5. 2026Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness
  6. 2026Dynamic Adversarial Fine-Tuning Reorganizes Refusal Geometry
  7. 2026The Geometry of Refusal: Linear Instability in Safety-Aligned LLMs
  8. 2026Latent-space Attacks for Refusal Evasion in Language Models