Beyond Stationarity: Rethinking Codebook Collapse in Vector Quantization
On the map: Diffusion models → Diffusion foundations and sampling
Abstract (arXiv)
Vector Quantization (VQ) underpins many modern generative frameworks such as VQ-VAE, VQ-GAN, and latent diffusion models. Yet, it suffers from the persistent problem of codebook collapse, where a large fraction of code vectors remains unused during training. This work provides a new theoretical explanation by identifying the nonstationary nature of encoder updates as the fundamental cause of this phenomenon. We show that as the encoder drifts, unselected code vectors fail to receive updates and gradually become inactive. To address this, we propose two new methods: Non-Stationary Vector Quantization (NSVQ), which propagates encoder drift to non-selected codes through a kernel-based rule, and Transformer-based Vector Quantization (TransVQ), which employs a lightweight mapping to adaptively transform the entire codebook while preserving convergence to the k-means solution. Experiments on the CelebA-HQ dataset demonstrate that both methods achieve near-complete codebook utilization and superior reconstruction quality compared to baseline VQ variants, providing a principled and scalable foundation for future VQ-based generative models. The code is available at: https://github.com/CAIR- LAB- WFUSM/NSVQ-TransVQ.git
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Diffusion foundations and sampling, one of 14 directions in Diffusion models. Builds on 16 of its 19 references that are in the map. First posted on arXiv 21 Feb 2026.
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Other references · 15
- 2017Neural Discrete Representation Learningcited by 4,650
- 2020Taming Transformers for High-Resolution Image Synthesiscited by 3,229
- 2017Progressive Growing of GANs for Improved Quality, Stability, and Variationcited by 2,967
- 2019Generating Diverse High-Fidelity Images with VQ-VAE-2cited by 1,376
- 2018Deep Clustering for Unsupervised Learning of Visual Featurescited by 1,020
- 2021SoundStream: An End-to-End Neural Audio Codeccited by 756
- 2021Vector-quantized Image Modeling with Improved VQGANcited by 656
- 2023Language Model Beats Diffusion -- Tokenizer is Key to Visual Generationcited by 633
- 2023Finite Scalar Quantization: VQ-VAE Made Simplecited by 425
- 2022MAGVIT: Masked Generative Video Transformercited by 341
- 2019vq-wav2vec: Self-Supervised Learning of Discrete Speech Representationscited by 335
- 2023Straightening Out the Straight-Through Estimator: Overcoming Optimization Challenges in Vector Quantized Networkscited by 80
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- 2026NSVQ: Mitigating Codebook Collapse by Stabilizing Encoder Drift in Vector Quantization
- 2025Scalable Training for Vector-Quantized Networks with 100% Codebook Utilization
- 2026Early Quantization Shrinks Codebook: A Simple Fix for Diversity-Preserving Tokenization
- 2024Representation Collapsing Problems in Vector Quantization
- 2026UniSVQ: 2-bit Unified Scalar-Vector Quantization
- 2026MGVQ: Synergizing Multi-dimensional Sensitivity-Aware and Gradient-Hessian Fusion for Vector Quantization
- 2026RQ-MoE: Residual Quantization via Mixture of Experts for Efficient Input-Dependent Vector Compression
- 2026Mitigating Premature Discretization with Progressive Quantization for Robust Vector Tokenization