mlsanityData to 7 Oct 2026

Early-Warning Signals of Grokking via Loss-Landscape Geometry

arXiv 2602.16967 ↗First posted 19 Feb 2026cs.LG cs.AIcited by 6

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Abstract (arXiv)

Grokking -- the abrupt transition from memorization to generalization after prolonged training -- has been linked to confinement on low-dimensional execution manifolds in modular arithmetic. Whether this mechanism extends beyond arithmetic remains open. We study two sequence-learning benchmarks: SCAN compositional generalization and Dyck-1 depth prediction. Across both tasks and a wide range of learning rates, the commutator defect -- a curvature measure derived from non-commuting gradient updates -- rises well before generalization, with lead times following a superlinear power law (alpha approximately 1.18 for SCAN, approximately 1.13 for Dyck), consistent with prior results on modular arithmetic. Weight-space PCA reveals that spectral concentration is not a universal precursor; the commutator defect is. Causal interventions demonstrate a mechanistic role: amplifying non-commutativity accelerates grokking (roughly 32% on SCAN, roughly 50% on Dyck), while suppressing orthogonal gradient flow delays or prevents it. The three task families form a spectrum of causal sensitivity -- modular arithmetic is rigid, Dyck is responsive, SCAN is intermediate -- yet suppression delays or prevents grokking in all cases, establishing necessity as a universal finding. These results identify the commutator defect as a robust, architecture-agnostic, causally implicated early-warning signal for delayed generalization in transformers.

Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). Builds on 9 of its 24 references that are in the map. First posted on arXiv 19 Feb 2026.

Builds on

9 of 24 references.

References · 9

  1. 2023Progress measures for grokking via mechanistic interpretabilitycited by 822
  2. 2022Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasetscited by 599
  3. 2019Are Transformers universal approximators of sequence-to-sequence functions?cited by 404
  4. 2022Towards Understanding Grokking: An Effective Theory of Representation Learningcited by 229
  5. 2022Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limitcited by 184
  6. 2023Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokkingcited by 76
  7. 2023Grokking of Hierarchical Structure in Vanilla Transformerscited by 53
  8. 2026Low-Dimensional and Transversely Curved Optimization Dynamics in Grokkingcited by 10
  9. 2026Low-Dimensional Execution Manifolds in Transformer Learning Dynamics: Evidence from Modular Arithmetic Taskscited by 7

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 6.

6 papers.