Emergent Misalignment is Easy, Narrow Misalignment is Hard
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Abstract (arXiv)
Finetuning large language models on narrowly harmful datasets can cause them to become emergently misaligned, giving stereotypically `evil' responses across diverse unrelated settings. Concerningly, a pre-registered survey of experts failed to predict this result, highlighting our poor understanding of the inductive biases governing learning and generalisation in LLMs. We use emergent misalignment (EM) as a case study to investigate these inductive biases and find that models can just learn the narrow dataset task, but that the general solution appears to be more stable and more efficient. To establish this, we build on the result that different EM finetunes converge to the same linear representation of general misalignment, which can be used to mediate misaligned behaviour. We find a linear representation of the narrow solution also exists, and can be learned by introducing a KL divergence loss. Comparing these representations reveals that general misalignment achieves lower loss, is more robust to perturbations, and is more influential in the pre-training distribution. This work isolates a concrete representation of general misalignment for monitoring and mitigation. More broadly, it offers a detailed case study and preliminary metrics for investigating how inductive biases shape generalisation in LLMs. We open-source all code, datasets and model finetunes.
Key facts. Cited by 23 papers in the map (data through 14 Oct 2026). Builds on 23 of its 35 references that are in the map. First posted on arXiv 8 Feb 2026.
Builds on
23 of 35 references.
References · 23
- 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,352
- 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,336
- 2024The FineWeb Datasets: Decanting the Web for the Finest Text Data at Scalecited by 1,160
- 2023Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!cited by 1,154
- 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,085
- 2024Refusal in Language Models Is Mediated by a Single Directioncited by 1,032
- 2023Steering Language Models With Activation Engineeringcited by 922
- 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 712
- 2017The Implicit Bias of Gradient Descent on Separable Datacited by 655
- 2024Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Trainingcited by 529
- 2017Sharp Minima Can Generalize For Deep Netscited by 466
- 2016Entropy-SGD: Biasing Gradient Descent Into Wide Valleyscited by 359
11 more
- 2019Gradient Descent Maximizes the Margin of Homogeneous Neural Networkscited by 320
- 2023Taken out of context: On measuring situational awareness in LLMscited by 143
- 2017A Bayesian Perspective on Generalization and Stochastic Gradient Descentcited by 135
- 2023Explaining grokking through circuit efficiencycited by 111
- 2025Tell me about yourself: LLMs are aware of their learned behaviorscited by 91
- 2025Model Organisms for Emergent Misalignmentcited by 91
- 2025Convergent Linear Representations of Emergent Misalignmentcited by 71
- 2025Thought Crime: Backdoors and Emergent Misalignment in Reasoning Modelscited by 65
- 2022The alignment property of SGD noise and how it helps select flat minima: A stability analysiscited by 64
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- 2025Compromising Honesty and Harmlessness in Language Models via Deception Attackscited by 17
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Citing papers per year: 2026: 23.
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- 2026Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggerscited by 17
- 2026Subliminal Steering: Stronger Encoding of Hidden Signalscited by 14
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfercited by 8
- 2026Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Typescited by 3
- 2026Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewardscited by 3
- 2026Emergent Misalignment Recruits a Pre-existing Persona Subspacecited by 3
- 2026The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignmentcited by 2
- 2026Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluationcited by 2
- 2026Filtering Harmful Actions Isn't Enough: Phantom Transfer in Agentic SDFcited by 2
- 2026Emergent Misalignment Can Be Induced by Sycophancy and Reversed via Alignment Gatingcited by 1
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editingcited by 1
- 2026Innocuous-Seeming Data, Latent Ideology: Ideological Generalisation in Finetuned LLMscited by 1
11 more
- 2026Shared SFT Lessons Across Alignment, Model Organisms, and Toy Modelscited by 1
- 2026The Unequal Influence of Bad Advice: Using Training Data Attribution to Modulate Emergent Misalignmentcited by 1
- 2026Phase Transitions in Driven Informational Systems: A Two-Field Perspective on Learning Theory and Non-Equilibrium Chemistrycited by 0
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Datacited by 0
- 2026Evil Spectra: How Optimisers can Amplify or Suppress Emergent Misalignmentcited by 0
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.5cited by 0
- 2026Emergent Misalignment Is Not Magicalcited by 0
- 2026Hidden Threat in Synthetic Data: Covert Targeted Bias Injection through Benign Textcited by 0
- 2026When Do Models Admit They Are Wrong? Failure Disclosure Is Unstable Under Reinforcement Learningcited by 0
- 2026Correct, Don't Delete: Mitigating Emergent Misalignment with Corrective Supervisioncited by 0
- 2026Aligned Data Can Induce Misalignment via Context Confusioncited by 0
- 2026Aligned Data Can Induce Misalignment via Context Confusion29 Sep 2026
- 2026The Unequal Influence of Bad Advice: Using Training Data Attribution to Modulate Emergent Misalignment29 Sep 2026
- 2026Correct, Don't Delete: Mitigating Emergent Misalignment with Corrective Supervision29 Sep 2026
- 2026When Do Models Admit They Are Wrong? Failure Disclosure Is Unstable Under Reinforcement Learning27 Sep 2026
- 2026Hidden Threat in Synthetic Data: Covert Targeted Bias Injection through Benign Text31 Aug 2026
- 2026Emergent Misalignment Is Not Magical29 Aug 2026
- 2026Shared SFT Lessons Across Alignment, Model Organisms, and Toy Models28 Jul 2026
- 2026Emergent Misalignment Recruits a Pre-existing Persona Subspace23 Jul 2026
- 2026Innocuous-Seeming Data, Latent Ideology: Ideological Generalisation in Finetuned LLMs16 Jul 2026
- 2026Filtering Harmful Actions Isn't Enough: Phantom Transfer in Agentic SDF12 Jul 2026
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.55 Jul 2026
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editing2 Jul 2026
11 more
- 2026Evil Spectra: How Optimisers can Amplify or Suppress Emergent Misalignment30 Jun 2026
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Data18 Jun 2026
- 2026Emergent Misalignment Can Be Induced by Sycophancy and Reversed via Alignment Gating8 Jun 2026
- 2026Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluation7 Jun 2026
- 2026The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignment4 Jun 2026
- 2026Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewards29 May 2026
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer12 May 2026
- 2026Phase Transitions in Driven Informational Systems: A Two-Field Perspective on Learning Theory and Non-Equilibrium Chemistry5 May 2026
- 2026Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers28 Apr 2026
- 2026Subliminal Steering: Stronger Encoding of Hidden Signals28 Apr 2026
- 2026Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types10 Apr 2026
- 2026Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggerscited by 17
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfercited by 8
- 2026The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignmentcited by 2
- 2026Emergent Misalignment Can Be Induced by Sycophancy and Reversed via Alignment Gatingcited by 1
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editingcited by 1
- 2026Innocuous-Seeming Data, Latent Ideology: Ideological Generalisation in Finetuned LLMscited by 1
- 2026Shared SFT Lessons Across Alignment, Model Organisms, and Toy Modelscited by 1
- 2026The Unequal Influence of Bad Advice: Using Training Data Attribution to Modulate Emergent Misalignmentcited by 1
- 2026Phase Transitions in Driven Informational Systems: A Two-Field Perspective on Learning Theory and Non-Equilibrium Chemistrycited by 0
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Datacited by 0
- 2026Evil Spectra: How Optimisers can Amplify or Suppress Emergent Misalignmentcited by 0
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.5cited by 0
12 most cited of 15 All 15 (JSON)
- 2026Aligned Data Can Induce Misalignment via Context Confusion29 Sep 2026
- 2026The Unequal Influence of Bad Advice: Using Training Data Attribution to Modulate Emergent Misalignment29 Sep 2026
- 2026Correct, Don't Delete: Mitigating Emergent Misalignment with Corrective Supervision29 Sep 2026
- 2026Emergent Misalignment Is Not Magical29 Aug 2026
- 2026Shared SFT Lessons Across Alignment, Model Organisms, and Toy Models28 Jul 2026
- 2026Innocuous-Seeming Data, Latent Ideology: Ideological Generalisation in Finetuned LLMs16 Jul 2026
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.55 Jul 2026
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editing2 Jul 2026
- 2026Evil Spectra: How Optimisers can Amplify or Suppress Emergent Misalignment30 Jun 2026
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Data18 Jun 2026
- 2026Emergent Misalignment Can Be Induced by Sycophancy and Reversed via Alignment Gating8 Jun 2026
- 2026The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignment4 Jun 2026
12 newest of 15 All 15 (JSON)