mlsanityData to 7 Oct 2026

Chunking, Retrieval, and Re-ranking: An Empirical Evaluation of RAG Architectures for Policy Document Question Answering

arXiv 2601.15457 ↗First posted 21 Jan 2026cs.CL cs.AI cs.IRcited by 2

On the map: Retrieval-augmented generation → Legal and financial RAG

Abstract (arXiv)

The integration of Large Language Models (LLMs) into the public health policy sector offers a transformative approach to navigating the vast repositories of regulatory guidance maintained by agencies such as the Centers for Disease Control and Prevention (CDC). However, the propensity for LLMs to generate hallucinations, defined as plausible but factually incorrect assertions, presents a critical barrier to the adoption of these technologies in high-stakes environments where information integrity is non-negotiable. This empirical evaluation explores the effectiveness of Retrieval-Augmented Generation (RAG) architectures in mitigating these risks by grounding generative outputs in authoritative document context. Specifically, this study compares a baseline Vanilla LLM against Basic RAG and Advanced RAG pipelines utilizing cross-encoder re-ranking. The experimental framework employs a Mistral-7B-Instruct-v0.2 model and an all-MiniLM-L6-v2 embedding model to process a corpus of official CDC policy analytical frameworks and guidance documents. The analysis measures the impact of two distinct chunking strategies, recursive character-based and token-based semantic splitting, on system accuracy, measured through faithfulness and relevance scores across a curated set of complex policy scenarios. Quantitative findings indicate that while Basic RAG architectures provide a substantial improvement in faithfulness (0.621) over Vanilla baselines (0.347), the Advanced RAG configuration achieves a superior faithfulness average of 0.797. These results demonstrate that two-stage retrieval mechanisms are essential for achieving the precision required for domain-specific policy question answering, though structural constraints in document segmentation remain a significant bottleneck for multi-step reasoning tasks.

Key facts. Cited by 2 papers in the map (data through 7 Oct 2026). Placed in Legal and financial RAG, one of 15 directions in Retrieval-augmented generation. Builds on 14 of its 15 references that are in the map. First posted on arXiv 21 Jan 2026.

Builds on

14 of 15 references.

Closest ancestors · 1

Same direction, newest first

  1. 2024LegalBench-RAG: A Benchmark for Retrieval-Augmented Generation in the Legal Domain19 Aug

Other references · 13

  1. 2017Attention Is All You Needcited by 59,932
  2. 2018BERT: Pre-training of Deep Bidirectional Transformers for Language Understandingcited by 40,204
  3. 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,160
  4. 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,049
  5. 2023Lost in the Middle: How Language Models Use Long Contextscited by 3,383
  6. 2023Retrieval-Augmented Generation for Large Language Models: A Surveycited by 2,185
  7. 2020MiniLM: Deep Self-Attention Distillation for Task-Agnostic Compression of Pre-Trained Transformerscited by 1,414
  8. 2023Siren's Song in the AI Ocean: A Survey on Hallucination in Large Language Modelscited by 695
  9. 2019Passage Re-ranking with BERTcited by 629
  10. 2023Ragas: Automated Evaluation of Retrieval Augmented Generationcited by 408
  11. 2024RAFT: Adapting Language Model to Domain Specific RAGcited by 258
  12. 2025Systematization of Knowledge: Security and Safety in the Model Context Protocol Ecosystemcited by 14
1 more
  1. 2025Exploring Secure Machine Learning Through Payload Injection and FGSM Attacks on ResNet-50cited by 2

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Citing papers per year: 2026: 2.

2 papers.

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  1. 2025PolicyBot - Reliable Question Answering over Policy Documents
  2. 2026Healthier LLMs: Retrieval-Augmented Generation for Public Health Question Answering
  3. 2025Fishing for Answers: Exploring One-shot vs. Iterative Retrieval Strategies for Retrieval Augmented Generation
  4. 2026Retrieval Improvements Do Not Guarantee Better Answers: A Study of RAG for AI Policy QA
  5. 2025Stronger Baselines for Retrieval-Augmented Generation with Long-Context Language Models
  6. 2025A Systematic Review of Key Retrieval-Augmented Generation (RAG) Systems: Progress, Gaps, and Future Directions
  7. 2025On the Influence of Context Size and Model Choice in Retrieval-Augmented Generation Systems
  8. 2025Retrieval-Augmented Generation: A Comprehensive Survey of Architectures, Enhancements, and Robustness Frontiers