mlsanityData to 7 Oct 2026

TRYLOCK: Defense-in-Depth Against LLM Jailbreaks via Layered Preference and Representation Engineering

arXiv 2601.03300 ↗First posted 6 Jan 2026cs.CR cs.LGcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks

also in 1 more
Abstract (arXiv)

Large language models remain vulnerable to jailbreak attacks, and single-layer defenses often trade security for usability. We present TRYLOCK, the first defense-in-depth architecture that combines four heterogeneous mechanisms across the inference stack: weight-level safety alignment via DPO, activation-level control via Representation Engineering (RepE) steering, adaptive steering strength selected by a lightweight sidecar classifier, and input canonicalization to neutralize encoding-based bypasses. On Mistral-7B-Instruct evaluated against a 249-prompt attack set spanning five attack families, TRYLOCK achieves 88.0% relative ASR reduction (46.5% to 5.6%), with each layer contributing unique coverage: RepE blocks 36% of attacks that bypass DPO alone, while canonicalization catches 14% of encoding attacks that evade both. We discover a non-monotonic steering phenomenon -- intermediate strength (alpha=1.0) degrades safety below baseline -- and provide mechanistic hypotheses explaining RepE-DPO interference. The adaptive sidecar reduces over-refusal from 60% to 48% while maintaining identical attack defense, demonstrating that security and usability need not be mutually exclusive. We release all components -- trained adapters, steering vectors, sidecar classifier, preference pairs, and complete evaluation methodology -- enabling full reproducibility.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 14 of its 20 references that are in the map. First posted on arXiv 6 Jan 2026.

Builds on

14 of 20 references.

Closest ancestors · 1

Same direction, newest first

  1. 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul

Other references · 13

  1. 2022Training language models to follow instructions with human feedbackcited by 15,712
  2. 2021LoRA: Low-Rank Adaptation of Large Language Modelscited by 14,084
  3. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
  4. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 2,950
  5. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
  6. 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,239
  7. 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,124
  8. 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 494
  9. 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
  10. 2023"Do Anything Now": Characterizing and Evaluating In-The-Wild Jailbreak Prompts on Large Language Modelscited by 457
  11. 2024Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attackcited by 364
  12. 2023NeMo Guardrails: A Toolkit for Controllable and Safe LLM Applications with Programmable Railscited by 347
1 more
  1. 2024Building Guardrails for Large Language Modelscited by 61

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2024JailPO: A Novel Black-box Jailbreak Framework via Preference Optimization against Aligned LLMs
  2. 2024Immune: Improving Safety Against Jailbreaks in Multi-modal LLMs via Inference-Time Alignment
  3. 2026Causal Front-Door Adjustment for Robust Jailbreak Attacks on LLMs
  4. 2025PandaGuard: Systematic Evaluation of LLM Safety against Jailbreaking Attacks
  5. 2026Defending Large Language Models Against Jailbreak Attacks via In-Decoding Safety-Awareness Probing
  6. 2025AdaSteer: Your Aligned LLM is Inherently an Adaptive Jailbreak Defender
  7. 2025Defense-to-Attack: Bypassing Weak Defenses Enables Stronger Jailbreaks in Vision-Language Models
  8. 2026Circuit Discovery Helps Detect LLM Jailbreaking: A Mechanistic Interpretability Study