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Causal Emotion Recognition in Conversation: Context Saturation and Discourse-Marker Evidence

arXiv 2601.00181 ↗First posted 1 Jan 2026cs.CL cs.AIcited by 0

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Abstract (arXiv)

We address two persistent gaps in Emotion Recognition in Conversation: which modeling choices materially affect performance, and how recognition findings connect to interpretable discourse-level patterns. We study both through a systematic investigation on IEMOCAP with cross-dataset validation on MELD. For recognition, we run controlled ablations with 10 random seeds and paired significance tests with multiple-comparisons correction, yielding three findings. First, conversational context is the dominant factor, but performance saturates quickly: roughly 90% of the gain is captured within the most recent 10-30 preceding turns, depending on the label set. Second, hierarchical sentence representations help most in utterance-only settings and show a clear advantage on MELD, but their benefit disappears once turn-level context is available, suggesting that conversational history subsumes much of the intra-utterance structure. Third, integrating an external affective lexicon does not improve results, consistent with pretrained encoders already capturing most of the affective signal needed for ERC. Under a strictly causal setting, our simple models achieve strong performance (82.69% 4-way; 67.07% 6-way weighted F1), showing that competitive accuracy is achievable without future turns. For linguistic analysis, we examine 5,286 discourse-marker occurrences and find a reliable association between emotion and marker position (p < .0001). Sad utterances show reduced left-periphery marker usage (21.9%) relative to other emotions (28-32%), consistent with accounts linking left-periphery markers to active discourse management. This aligns with our recognition results, where Sad benefits most from conversational context (+22 percentage points), suggesting sadness may be more context-dependent than emotions with stronger local pragmatic cues.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 14 of its 31 references that are in the map. First posted on arXiv 1 Jan 2026.

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References · 14

  1. 2018BERT: Pre-training of Deep Bidirectional Transformers for Language Understandingcited by 40,399
  2. 2019RoBERTa: A Robustly Optimized BERT Pretraining Approachcited by 13,372
  3. 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,170
  4. 2018MELD: A Multimodal Multi-Party Dataset for Emotion Recognition in Conversationscited by 643
  5. 2018DialogueRNN: An Attentive RNN for Emotion Detection in Conversationscited by 218
  6. 2019DialogueGCN: A Graph Convolutional Neural Network for Emotion Recognition in Conversationcited by 186
  7. 2020COSMIC: COmmonSense knowledge for eMotion Identification in Conversationscited by 136
  8. 2021Directed Acyclic Graph Network for Conversational Emotion Recognitioncited by 97
  9. 2021DialogueCRN: Contextual Reasoning Networks for Emotion Recognition in Conversationscited by 71
  10. 2022UniMSE: Towards Unified Multimodal Sentiment Analysis and Emotion Recognitioncited by 61
  11. 2022EmoCaps: Emotion Capsule based Model for Conversational Emotion Recognitioncited by 48
  12. 2018Multimodal Sentiment Analysis using Hierarchical Fusion with Context Modelingcited by 39
2 more
  1. 2021Contrast and Generation Make BART a Good Dialogue Emotion Recognizercited by 35
  2. 2020BiERU: Bidirectional Emotional Recurrent Unit for Conversational Sentiment Analysiscited by 28

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