On the Mechanisms of Weak-to-Strong Generalization: A Theoretical Perspective
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Abstract (arXiv)
Weak-to-strong generalization, where a student model trained on imperfect labels generated by a weaker teacher nonetheless surpasses that teacher, has been widely observed but the mechanisms that enable it have remained poorly understood. In this paper, through a theoretical analysis of simple models, we uncover three core mechanisms that can drive this phenomenon. First, by analyzing ridge regression, we study the interplay between the teacher and student regularization and prove that a student can compensate for a teacher's under-regularization and achieve lower test error. We also analyze the role of the parameterization regime of the models. Second, by analyzing weighted ridge regression, we show that a student model with a regularization structure more aligned to the target, can outperform its teacher. Third, in a nonlinear multi-index setting, we demonstrate that a student can learn easy, task-specific features from the teacher while leveraging its own broader pre-training to learn hard-to-learn features that the teacher cannot capture.
Key facts. Cited by 8 papers in the map (data through 14 Oct 2026). Builds on 43 of its 74 references that are in the map. First posted on arXiv 23 May 2025.
Builds on
43 of 74 references.
References · 43
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31 more
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Built on by
Citing papers per year: 2025: 2; 2026: 6.
8 papers.
- 2025Weak-to-Strong Generalization via Bregman Bias-Variance Decompositioncited by 4
- 2025Does Weak-to-strong Generalization Happen under Spurious Correlations?cited by 2
- 2026Why Self-Training Helps and Hurts: Denoising vs. Signal Forgettingcited by 1
- 2026On the Blessing of Pre-training in Weak-to-Strong Generalizationcited by 1
- 2026The Mechanism of Weak-to-Strong Generalization: Feature Elicitation from Latent Knowledgecited by 1
- 2026Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descentcited by 0
- 2026What Makes a Strong Model? A Unified Spectral Analysis of Knowledge Transfer over High-dimensional Linear Regressioncited by 0
- 2026Prediction-Only Distillation in Linear and Logistic Regressioncited by 0
- 2026Prediction-Only Distillation in Linear and Logistic Regression16 Jul 2026
- 2026What Makes a Strong Model? A Unified Spectral Analysis of Knowledge Transfer over High-dimensional Linear Regression31 May 2026
- 2026Feature Learning in Linear-Width Two-Layer Networks: Two vs. One Step of Gradient Descent18 May 2026
- 2026The Mechanism of Weak-to-Strong Generalization: Feature Elicitation from Latent Knowledge13 May 2026
- 2026On the Blessing of Pre-training in Weak-to-Strong Generalization7 May 2026
- 2026Why Self-Training Helps and Hurts: Denoising vs. Signal Forgetting15 Feb 2026
- 2025Does Weak-to-strong Generalization Happen under Spurious Correlations?28 Sep 2025
- 2025Weak-to-Strong Generalization via Bregman Bias-Variance Decomposition30 May 2025